-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UH4EmuEPd6a5L113idq7Mi/Wc0GnupsFMVVd8BeEAj28QyLZCtd717y8dLFSWs/9 +UrhZQ0yNFJA3KoGb8d00Q== 0000950133-00-000654.txt : 20000224 0000950133-00-000654.hdr.sgml : 20000224 ACCESSION NUMBER: 0000950133-00-000654 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981217 FILED AS OF DATE: 20000223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ST JOE CO CENTRAL INDEX KEY: 0000745308 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 590432511 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 001-10466 FILM NUMBER: 551530 BUSINESS ADDRESS: STREET 1: 1650 PRUDENTIAL DR STE 400 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043966600 MAIL ADDRESS: STREET 1: P O BOX 1380 STREET 2: P O BOX 1380 CITY: JACKSONVILLE STATE: FL ZIP: 32201 FORMER COMPANY: FORMER CONFORMED NAME: ST JOE CORP DATE OF NAME CHANGE: 19980430 FORMER COMPANY: FORMER CONFORMED NAME: ST JOE PAPER CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: SWAMP HALL PROPERTIES LP CENTRAL INDEX KEY: 0001077600 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 510385980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 1600 ROCKLAND ROAD CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3025523109 MAIL ADDRESS: STREET 1: P O BOX 8841 CITY: WILMINGTON STATE: DE ZIP: 19899 3/A 1 AMENDED FORM 3 1 --------------------------- OMB APPROVAL --------------------------- - -------- OMB Number: 3235-0104 FORM 3 Expires: September 30, 1998 - -------- Estimated average burden hours per response .... 0.5 --------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Swamp Hall Properties, L.P. Statement Trading Symbol of Original - ---------------------------------------- (Month/Day/Year) The St. Joe Company JOE (Month/Day/Year) (Last) (First) (Middle) 12/17/1998 ------------------------------------ 1/28/1999 1600 Rockland Road ---------------------------- 5. Relationship of Reporting 7. Individual or - ---------------------------------------- 3. IRS or Social Security Person to Issuer Joint/Group (Street) Number of Reporting (Check all applicable) Filing Check Person (Voluntary) _____ Director __X__ 10% Owner Applicable Line) Wilmington, DE 19803 51-0385890 _____ Officer _____ Other (specify --Form filed by one - -------------------------------------- ---------------------------- (give title below) below) Reporting Person (City) (State) (Zip) X Form filed by --more than One Reporting Person --------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 52,068,936 D - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1473 (7/96)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Options (right to buy) (1) 5/13/08 common shares 4000 $33.25 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: * * * See Attached /s/ Swamp Hall Properties, L.P. **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note. File three copies of this Form, one of which must be manually signed. Page 2 If space provided is insufficient, See Instruction 6 for procedure. SEC 1473 (7/96) By: John F. Porter, III (1) The options become exerciseable in three equal installments over Title: President of The Rockland Company three years, with the first group becoming exercisable on 5/11/99, Managing General Partner of Swamp Hall the second group on 5/11/00, and the third group on 5/11/01. (Duly Authorized Representative)
3 *** Attachment to Form 3 Filed by Swamp Hall Properties, L.P. Reporting Beneficial Ownership of Shares of Common Stock of The St. Joe Company Dated January 28, 1999 Explanation of Response: Pursuant to Instruction 5(b)(v) of the General Instructions to Form 3, Swamp Hall Properties, L.P. (the "Partnership") is the Reporting Person. The Alfred I. duPont Testamentary Trust (the "Trust") is the sole limited partner of the Partnership and owns all of the outstanding stock in the corporate general partner of the Partnership. The Trust contributed the shares of common stock of The St. Joe Company (the "Issuer") with respect to which the Partnership is filing this Form 3, together with certain other assets, in exchange for the entire limited partnership interest in the Partnership. The Trustees of the Trust also constitute all of the directors of the Nemours Foundation (the "Foundation"), which also directly and beneficially owns shares of common stock of the Issuer. The options (right to buy) 4000 shares of Common Stock of the Issuer consist of options to purchase 2000 shares of Common Stock of the Issuer granted individually to each of Winfred L. Thornton, a Trustee, and Jacob C. Belin, a Trustee, each of whom is also a director of the Issuer, pursuant to the St. Joe Company 1998 Stock Incentive Plan. The beneficial ownership of the common stock of the Issuer by the Trust, the Trustees and the Foundation was reported on a Form 4 previously filed with the Commission on March 10, 1998. The transact pursuant to which the Trust contributed to the Partnership shares of common stock of the Issuer owned directly by the Trust effects only a change in the form of beneficial ownership by the Trust from direct to indirect and this is exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder. ****** NAMES/ADDRESSES OF GROUP FILERS Swamp Hall Properties, L.P. John F. Porter 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Winfred L. Thornton Herbert H. Peyton 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Jacob C. Belin Alfred I. duPont Testamentary Trust 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 William T. Thompson III The Nemours Foundation 1650 Prudential Drive, Suite 300 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207 Jacksonville, FL 32207 Hugh M. Durden 1650 Prudential Drive, Suite 300 Jacksonville, FL 32207
FORM 3 PAGE 3 OF 6 SWAMP HALL PROPERTIES, L.P. 4 SIGNATURES Swamp Hall Properties, L.P. By: /s/ John F. Porter, III -------------------------------------------- John F. Porter, III, President The Rockland Company, managing general partner of Swamp Hall Properties, L.P. (Duly Authorized Representative) 2/22/00 ----------------------------------------------- (Date) /s/ W. L. Thornton ----------------------------------------------- (Signature) Winfred L. Thornton ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ Jacob C. Belin ----------------------------------------------- (Signature) Jacob C. Belin ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ William T. Thompson ----------------------------------------------- (Signature) William T. Thompson ----------------------------------------------- (Name) FORM 3 PAGE 4 OF 6 SWAMP HALL PROPERTIES, L.P. 5 2/22/00 ----------------------------------------------- (Date) /s/ Hugh M. Durden ----------------------------------------------- (Signature) Hugh M. Durden ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ John F. Porter, III ----------------------------------------------- (Signature) John F. Porter III ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) /s/ Herbert H. Peyton ----------------------------------------------- (Signature) Herbert H. Peyton ----------------------------------------------- (Name) 2/22/00 ----------------------------------------------- (Date) Alfred I. DuPont Testamentary Trust ----------------------------------------------- (Name of Trust) /s/ W. L. Thornton ----------------------------------------------- (Signature) Winfred L. Thornton ----------------------------------------------- (Name) Chairman ----------------------------------------------- (Title) FORM 3 PAGE 5 OF 6 SWAMP HALL PROPERTIES, L.P. 6 2/22/00 ----------------------------------------------- (Date) The Nemours Foundation ----------------------------------------------- (Name of Foundation) /s/ Jacob C. Belin ----------------------------------------------- (Signature) Jacob C. Belin ----------------------------------------------- (Name) Chairman ----------------------------------------------- (Title) FORM 3 PAGE 6 OF 6 SWAMP HALL PROPERTIES, L.P. -----END PRIVACY-ENHANCED MESSAGE-----