-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzhNX6eq6K8XK6F8GnhTrG5ZFnQnbYgrLtZWFRavZxJCA5+ohgVzQcPOQspKGLpp 4PJ29/RQMGsT3h+glVX54Q== 0000895345-96-000015.txt : 19960216 0000895345-96-000015.hdr.sgml : 19960216 ACCESSION NUMBER: 0000895345-96-000015 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960215 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CURTIS HELENE INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000745142 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 363398349 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-36919 FILM NUMBER: 96520530 BUSINESS ADDRESS: STREET 1: 325 N WELLS ST CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 3126610222 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAMROCK HOLDINGS OF CALIFORNIA INC CENTRAL INDEX KEY: 0000911312 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 751984190 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4444 LAKESIDE DR STREET 2: PO BOX 7774 CITY: BURBANK STATE: CA ZIP: 91510-7774 BUSINESS PHONE: 8188454444 MAIL ADDRESS: STREET 1: 4444 LAKESIDE DRIVE STREET 2: PO BOX 7774 CITY: BURBANK STATE: CA ZIP: 91510-7774 FORMER COMPANY: FORMER CONFORMED NAME: SHAMROCK HOLDINGS INC DATE OF NAME CHANGE: 19940513 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Final Amendment) HELENE CURTIS INDUSTRIES, INC. ____________________________________________________________ (Name of Issuer) COMMON STOCK (Par Value $ 0.50 Per Share) ____________________________________________________________ (Title of Class of Securities) 423236108 ____________________________________________________________ (CUSIP Number) DAVID K. ROBBINS, ESQ. Fried, Frank, Harris, Shriver & Jacobson 725 S. Figueroa Street, Suite 3890, Los Angeles, CA 90017 (213) 689-5800 ____________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 14, 1996 ____________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 SCHEDULE 13D CUSIP No. 423236108 Page 2 of 5 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SHAMROCK HOLDINGS OF CALIFORNIA, INC. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] NOT APPLICABLE 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] NOT APPLICABLE 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA 7 SOLE VOTING POWER NUMBER OF -0- SHARES BENEFICIALLY 8 SHARED VOTING POWER -0- OWNED BY 9 SOLE DISPOSITIVE POWER EACH -0- REPORTING PERSON 10 SHARES DISPOSITIVE POWER -0- WITH 11 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] NOT APPLICABLE 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% OF COMMON STOCK 14 TYPE OF REPORTING PERSON* CO Page 2 of 5 This Statement relates to the Schedule 13D, dated May 13, 1994 (the "Schedule 13D"), by Shamrock Holdings of California, Inc., a California corporation ("SHOC"), as amended by Amendment No. 1 to the Schedule 13D, dated August 15, 1994 ("Amendment No. 1"), Amendment No. 2 to the Schedule 13D, dated December 16, 1994 ("Amendment No. 2"), Amendment No. 3, dated January 16, 1996 ("Amendment No. 3"), and Amendment No. 4, dated February 12, 1996 ("Amendment No. 4" and, together with the Schedule 13D, Amendment No. 1, Amendment No. 2 and Amendment No. 3, the "Amended Schedule 13D"), with regard to the common stock, par value $0.50 per share (the "Common Stock") of Helene Curtis Industries, Inc. (the "Company"), and constitutes the Final Amendment to the Schedule 13D (the "Final Amendment"). The purpose of this Final Amendment is to amend and supplement certain information contained in the Amended Schedule 13D as set forth below. Prior disclosure in the Amended Schedule 13D inconsistent with this Final Amendment is hereby superseded. Unless otherwise defined herein, all capitalized terms used herein shall have the meanings set forth in the Amended Schedule 13D. 1. Item 4 is hereby amended to add the following: ITEM 4. PURPOSE OF TRANSACTION. After the public announcement on February 14, 1996, that a subsidiary of Unilever N.V. and the Company had signed a definitive merger agreement pursuant to which the subsidiary would acquire all the outstanding shares of the Company for a cash price of $70 per share, SHOC decided to sell, and subsequently sold, all of its shares of Common Stock of the Company. 2. Item 5 is hereby amended to add the following: ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER. (a) As of the date hereof, SHOC does not own any shares of Common Stock of the Company. (b) Not applicable. Page 3 of 5 (c) All transactions in shares of Common Stock effected by SHOC during the 60 days preceding the Event Date reported on page 1 of this Statement and since such date are set forth below. All of the shares of Common Stock were disposed of in the open market on the New York Stock Exchange through normal brokerage transactions.
Trade Date No. of Shares Price Per Share* 2/14/96 17,600 69.065 2/14/96 12,400 69.218 2/14/96 2,000 69.143 2/14/96 400,000 69.190 2/14/96 47,600 69.315 2/14/96 25,000 69.378 2/14/96 10,000 69.440 _______________ *Net after payment of commissions
Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 14, 1996 SHAMROCK HOLDINGS OF CALIFORNIA, INC. By: /s/ Stanley P. Gold Name: Stanley P. Gold Title: President Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----