0001144204-18-037428.txt : 20180705 0001144204-18-037428.hdr.sgml : 20180705 20180705201845 ACCESSION NUMBER: 0001144204-18-037428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180614 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROTMAN STANLEY S JR CENTRAL INDEX KEY: 0001251638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08789 FILM NUMBER: 18941624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SHARED HOSPITAL SERVICES CENTRAL INDEX KEY: 0000744825 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 942918118 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 EMBARCADERO CENTER STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-788-5300 MAIL ADDRESS: STREET 1: 2 EMBARCADERO CENTER STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 tv496642_4.xml OWNERSHIP DOCUMENT X0306 4 2018-06-14 0 0000744825 AMERICAN SHARED HOSPITAL SERVICES AMS 0001251638 TROTMAN STANLEY S JR 1 0 0 0 Common Stock, No Par Value 2018-06-14 4 A 0 500 0 A 240406 D Stock Options (right to buy) 2.68 2018-06-14 4 A 0 2000 0 A 2019-06-13 2025-06-13 Common Stock 2000 2000 D This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). /s/ Craig Tagawa on behalf of Stanley S. Trotman, Jr. 2018-06-18