0000950103-17-003049.txt : 20170331 0000950103-17-003049.hdr.sgml : 20170331 20170331171103 ACCESSION NUMBER: 0000950103-17-003049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SHARED HOSPITAL SERVICES CENTRAL INDEX KEY: 0000744825 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 942918118 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 EMBARCADERO CENTER STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-788-5300 MAIL ADDRESS: STREET 1: 2 EMBARCADERO CENTER STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES ERNEST A CENTRAL INDEX KEY: 0000946042 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08789 FILM NUMBER: 17731306 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER 3620 CITY: SAN FRANCISO STATE: CA ZIP: 94111-4155 4 1 dp74615_4-bates.xml FORM 4 X0306 4 2017-03-29 0 0000744825 AMERICAN SHARED HOSPITAL SERVICES AMS 0000946042 BATES ERNEST A TWO EMBARCADERO CENTER, SUITE 410 SAN FRANCISCO CA 94111 1 1 1 0 Chairman and CEO Common Stock 2017-03-29 4 S 0 5000 4.2433 D 650147 D Common Stock 2017-03-30 4 S 0 5000 4.213 D 645147 D This is the weighted average sale price. Shares were sold in multiple transactions at prices from $4.20 to $4.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $4.20 to $4.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. /s/ Chloe Tagawa on behalf of Ernest A. Bates 2017-03-31