ex991

0001654954-22-008489.txt : 20220617 0001654954-22-008489.hdr.sgml : 20220617 20220617160822 ACCESSION NUMBER: 0001654954-22-008489 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION HOLDINGS USA INC CENTRAL INDEX KEY: 0000744464 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23489 FILM NUMBER: 221023854 BUSINESS ADDRESS: STREET 1: 40 WALL ST STREET 2: C/O JOSEPH S STOUT JR CITY: NEW YORK STATE: NY ZIP: 10003 MAIL ADDRESS: STREET 1: 40 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23489 FILM NUMBER: 221023852 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 15TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 BUSINESS PHONE: 416-944-6367 MAIL ADDRESS: STREET 1: 66 WELLINGTON STREET WEST STREET 2: 15TH FLOOR, TD TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toronto Dominion Investments, Inc. CENTRAL INDEX KEY: 0001344146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23489 FILM NUMBER: 221023855 BUSINESS ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-653-8225 MAIL ADDRESS: STREET 1: 909 FANIN STREET 2: SUITE 1950 CITY: HOUSTON STATE: TX ZIP: 77010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TD GROUP US HOLDINGS LLC CENTRAL INDEX KEY: 0001710914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23489 FILM NUMBER: 221023853 BUSINESS ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 856-470-2275 MAIL ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Dynamic Municipal Opportunities Fund CENTRAL INDEX KEY: 0001793129 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2022-06-08 0 0001793129 Nuveen Dynamic Municipal Opportunities Fund NDMO 0001344146 Toronto Dominion Investments, Inc. 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0000744464 TORONTO DOMINION HOLDINGS USA INC 1 VANDERBILT AVENUE NEW YORK NY 10017 true 0001710914 TD GROUP US HOLDINGS LLC 251 LITTLE FALLS DRIVE WELLINGTON DE 19808 true 0000947263 TORONTO DOMINION BANK TORONTO-DOMINION CENTRE, P.O. BOX 1 TORONTO A6 M5K 1A2 ONTARIO, CANADA true MuniFund Preferred Shares 2400 D The 2,400 MuniFund Preferred Shares ("Shares") reported as acquired in Table I represent Series A Shares of Nuveen Dynamic Municipal Opportunities Fund (the "Issuer") beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The Shares were purchased by TDI from the Issuer. The Shares were acquired for a purchase price of $100,000 per share. TDI is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank"). This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDI. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. /s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc. 2022-06-17 /s/ Christina Petrou on behalf of Toronto Dominion Holdings (U.S.A.), Inc. 2022-06-17 /s/ Cody Botnick on behalf of TD Group US Holdings LLC. 2022-06-17 /s/ Christina Petrou on behalf of The Toronto-Dominion Bank 2022-06-17 EX-99.1 2 ex991.htm ADDITIONAL EXHIBITS ex991

Exhibit 99.1

JOINT FILING AGREEMENT

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.

Date: June 17, 2022		TORONTO DOMINION INVESTMENTS, INC.


		By: /s/ Christina Petrou
		Name: Christina Petrou
		Title: Vice President & Chief Operating Officer


		TORONTO DOMINION HOLDINGS (U.S.A.), INC.


		By: /s/ Christina Petrou
		Name: Christina Petrou Title: Vice President & Chief Operating Officer TD GROUP US HOLDINGS LLC By: /s/ Cody Botnick Name: Cody Botnick Title: Assistant Secretary THE TORONTO-DOMINION BANK By: /s/ Christina Petrou Name: Christina Petrou Title: Vice President

EX-99.2 3 ex992.htm ADDITIONAL EXHIBITS ex992

Exhibit 99.2

JOINT FILER INFORMATION

Item		Information
Name:		TORONTO DOMINION HOLDINGS (U.S.A.), INC.
Address:		1 VANDERBILT AVENUE NEW YORK, NY 10017
Date of Event Requiring Statement (Month/Day/Year):		June 8, 2022
Issuer Name and Ticker or Trading Symbol:		NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NDMO)
Relationship of Reporting Person(s) to Issuer:		10% Owner
If Amendment, Date Original Filed (Month/Day/Year):		Not Applicable
Individual or Joint/Group Filing:		Form filed by More than One Reporting Person
Signature:		TORONTO DOMINION HOLDINGS (U.S.A.), INC. By: /s/Christina Petrou Name: Christina Petrou Title: Vice President & Chief Operating Officer

Item		Information
Name:		TD GROUP US HOLDINGS LLC
Address:		251 LITTLE FALLS DRIVE WELLINGTON, DE 19808
Date of Event Requiring Statement (Month/Day/Year):		June 8, 2022
Issuer Name and Ticker or Trading Symbol:		NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NDMO)
Relationship of Reporting Person(s) to Issuer:		10% Owner
If Amendment, Date Original Filed (Month/Day/Year):		Not Applicable
Individual or Joint/Group Filing:		Form filed by More than One Reporting Person
Signature:		TD GROUP US HOLDINGS LLC By: /s/Cody Botnick Name: Cody Botnick Title: Assistant Secretary

Item		Information
Name:		THE TORONTO-DOMINION BANK
Address:		TORONTO-DOMINION CENTRE P.O. BOX 1 TORONTO, ONTARIO, CANADA M5K 1A2
Date of Event Requiring Statement (Month/Day/Year):		June 8, 2022
Issuer Name and Ticker or Trading Symbol:		NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NDMO)
Relationship of Reporting Person(s) to Issuer:		10% Owner
If Amendment, Date Original Filed (Month/Day/Year):		Not Applicable
Individual or Joint/Group Filing:		Form filed by More than One Reporting Person
Signature:		THE TORONTO-DOMINION BANK By: /s/Christina Petrou Name: Christina Petrou Title: Vice President