0001763113-19-000008.txt : 20191113
0001763113-19-000008.hdr.sgml : 20191113
20191113184627
ACCESSION NUMBER: 0001763113-19-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191113
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montgomery William W
CENTRAL INDEX KEY: 0001763113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36745
FILM NUMBER: 191215713
MAIL ADDRESS:
STREET 1: 34211 SEAVEY LOOP RD.
CITY: EUGENE
STATE: OR
ZIP: 97405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC
CENTRAL INDEX KEY: 0000744452
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 592262718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
BUSINESS PHONE: 631-240-8800
MAIL ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
FORMER COMPANY:
FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20010504
FORMER COMPANY:
FORMER CONFORMED NAME: DCC ACQUISITION CORP
DATE OF NAME CHANGE: 19990211
FORMER COMPANY:
FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/
DATE OF NAME CHANGE: 19980306
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-11-13
0
0000744452
APPLIED DNA SCIENCES INC
APDN
0001763113
Montgomery William W
34211 SEAVEY LOOP RD.
EUGENE
OR
97405
0
0
0
1
5% Owner
Applied DNA Sciences Inc. Common Stock
2019-11-13
4
P
0
75000
5.24
A
225774
D
Applied DNA Sciences Inc. 5 year warrant
5.25
2019-11-13
4
P
0
75000
0.01
A
2019-11-15
2024-11-15
Applied DNA Sciences, Inc. Common Stock
75000
75000
D
Shares purchased in $12 million underwritten public offering by Maxim Group LLC
Previously reported 6,030.900 shares reduced to 150,774 shares in 1 for 40 reverse split on 11/1/19
With the increase in APDN common shares outstanding from the $12 million public underwritten offering on 11/13/19, my percentage ownership is now below the 10% ownership level but still above the 5% ownership level requiring SEC reporting
William W Montgomery
2019-11-13