0001763113-19-000008.txt : 20191113 0001763113-19-000008.hdr.sgml : 20191113 20191113184627 ACCESSION NUMBER: 0001763113-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montgomery William W CENTRAL INDEX KEY: 0001763113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 191215713 MAIL ADDRESS: STREET 1: 34211 SEAVEY LOOP RD. CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-13 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001763113 Montgomery William W 34211 SEAVEY LOOP RD. EUGENE OR 97405 0 0 0 1 5% Owner Applied DNA Sciences Inc. Common Stock 2019-11-13 4 P 0 75000 5.24 A 225774 D Applied DNA Sciences Inc. 5 year warrant 5.25 2019-11-13 4 P 0 75000 0.01 A 2019-11-15 2024-11-15 Applied DNA Sciences, Inc. Common Stock 75000 75000 D Shares purchased in $12 million underwritten public offering by Maxim Group LLC Previously reported 6,030.900 shares reduced to 150,774 shares in 1 for 40 reverse split on 11/1/19 With the increase in APDN common shares outstanding from the $12 million public underwritten offering on 11/13/19, my percentage ownership is now below the 10% ownership level but still above the 5% ownership level requiring SEC reporting William W Montgomery 2019-11-13