0001763113-19-000005.txt : 20190719 0001763113-19-000005.hdr.sgml : 20190719 20190719172813 ACCESSION NUMBER: 0001763113-19-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montgomery William W CENTRAL INDEX KEY: 0001763113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 19964190 MAIL ADDRESS: STREET 1: 34211 SEAVEY LOOP RD. CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-12-21 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001763113 Montgomery William W 34211 SEAVEY LOOP RD. EUGENE OR 97405 0 0 1 0 Secured Convertible Note 0.54 2018-08-31 4 C 0 200000 A 2018-08-31 2021-11-28 Common Stock 387120 200000 D The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its present balance. On July 16, 2019 an amendment to the Secured convertible was entered into to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021 William W Montgomery 2019-07-19