0001571049-14-006440.txt : 20141114 0001571049-14-006440.hdr.sgml : 20141114 20141114192152 ACCESSION NUMBER: 0001571049-14-006440 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simon Sanford R CENTRAL INDEX KEY: 0001357785 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 141226067 MAIL ADDRESS: STREET 1: C/O 25 HEALTH SCIENCES DRIVE STREET 2: SUITE 113 CITY: NEW YORK STATE: NY ZIP: 11790 3 1 t1402191_simon-f3.xml FORM 3 X0206 3 2014-11-14 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001357785 Simon Sanford R 50 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 1 0 0 0 Stock Option 6.60 2018-06-16 Common Stock 8334 D Stock Option 4.08 2016-11-29 Common Stock 15900 D Stock Option 3.90 2016-12-05 Common Stock 2645 D Stock Option 10.79 2017-11-29 Common Stock 6175 D Stock Option 5.82 2018-10-16 Common Stock 11112 D Warrants 5.40 2016-09-01 Common Stock 4167 D These options and warrants are fully vested and exercisable. Exhibit List - Exhibit 24-Limited Power of Attorney for Section 16(a) Reporting. /s/ Karol Kain Gray, Attorney-in-Fact 2014-11-14 EX-24 2 t1402191-ex24_simon.htm EXHIBIT 24

 

Exhibit 24

 

POWER OF ATTORNEY

 

Know all by these presents, that the undersigned, as a Section 16 reporting person of Applied DNA Sciences, Inc. (the “Company”), hereby constitutes and appoints each of James A. Hayward, Karol Kain Gray and Beth Jantzen, signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

(1)execute for and on behalf of the undersigned, as a Section 16 reporting person of the Company, Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;

 

(2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or other form or report, and timely file such form or report with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of November, 2014.

 

  Signature: /s/ Sanford R. Simon
     
  Print Name: Sanford R. Simon