0001104659-21-133686.txt : 20211103 0001104659-21-133686.hdr.sgml : 20211103 20211103164251 ACCESSION NUMBER: 0001104659-21-133686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shorrock Clay CENTRAL INDEX KEY: 0001853671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 211376143 MAIL ADDRESS: STREET 1: C/O APPLIED DNA SCIENCES, INC. STREET 2: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 tm2131758-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-01 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001853671 Shorrock Clay 50 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 0 1 0 0 Chief Legal Officer Incentive Stock Option (right to buy) 5.58 2021-11-01 4 A 0 19924 0 A 2031-10-31 Common Stock 19924 19924 D Non-Qualified Stock Option (right to buy) 5.58 2021-11-01 4 A 0 25205 0 A 2031-10-31 Common Stock 25205 25205 D The options vest immediately. /s/ Beth Jantzen 2021-11-03