0001104659-21-033274.txt : 20210308 0001104659-21-033274.hdr.sgml : 20210308 20210308162045 ACCESSION NUMBER: 0001104659-21-033274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anchin Scott L CENTRAL INDEX KEY: 0001669488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36745 FILM NUMBER: 21722241 MAIL ADDRESS: STREET 1: 16990 GOLDENTOP ROAD, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 592262718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 BUSINESS PHONE: 631-240-8800 MAIL ADDRESS: STREET 1: 50 HEALTH SCIENCES DRIVE CITY: STONY BROOK STATE: NY ZIP: 11790 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 4 1 tm218955d1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-03-05 0 0000744452 APPLIED DNA SCIENCES INC APDN 0001669488 Anchin Scott L 50 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 1 0 0 0 Common Stock 2021-03-05 4 M 0 9217 4.26 A 9467 D Common Stock 2021-03-05 4 M 0 3832 4.43 A 13299 D Stock Option (right to buy) 4.26 2021-03-05 4 M 0 20834 0 D 2029-12-12 Common Stock 20834 0 D Stock Option (right to buy) 4.43 2021-03-05 4 M 0 9121 0 D 2030-01-02 Common Stock 9121 0 D These options vested in full and become exercisable on 06/12/2020. 9,121 of the options granted on 01/02/2020 vested and become exercisable 07/02/2020. The remaining options granted on 01/02/2020 had vesting dates that were subject to the continuation of a certain consulting agreement through 12/12/2020. The consulting agreement expired on 06/12/2020 and was not extended, and as a result, 11,665 of the options did not vest and were cancelled on 06/12/2020. /s/ Beth Jantzen, Attorney-in-Fact 2021-03-08