0001104659-21-033274.txt : 20210308
0001104659-21-033274.hdr.sgml : 20210308
20210308162045
ACCESSION NUMBER: 0001104659-21-033274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210308
DATE AS OF CHANGE: 20210308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anchin Scott L
CENTRAL INDEX KEY: 0001669488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36745
FILM NUMBER: 21722241
MAIL ADDRESS:
STREET 1: 16990 GOLDENTOP ROAD, SUITE A
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC
CENTRAL INDEX KEY: 0000744452
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 592262718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
BUSINESS PHONE: 631-240-8800
MAIL ADDRESS:
STREET 1: 50 HEALTH SCIENCES DRIVE
CITY: STONY BROOK
STATE: NY
ZIP: 11790
FORMER COMPANY:
FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20010504
FORMER COMPANY:
FORMER CONFORMED NAME: DCC ACQUISITION CORP
DATE OF NAME CHANGE: 19990211
FORMER COMPANY:
FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/
DATE OF NAME CHANGE: 19980306
4
1
tm218955d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-05
0
0000744452
APPLIED DNA SCIENCES INC
APDN
0001669488
Anchin Scott L
50 HEALTH SCIENCES DRIVE
STONY BROOK
NY
11790
1
0
0
0
Common Stock
2021-03-05
4
M
0
9217
4.26
A
9467
D
Common Stock
2021-03-05
4
M
0
3832
4.43
A
13299
D
Stock Option (right to buy)
4.26
2021-03-05
4
M
0
20834
0
D
2029-12-12
Common Stock
20834
0
D
Stock Option (right to buy)
4.43
2021-03-05
4
M
0
9121
0
D
2030-01-02
Common Stock
9121
0
D
These options vested in full and become exercisable on 06/12/2020.
9,121 of the options granted on 01/02/2020 vested and become exercisable 07/02/2020. The remaining options granted on 01/02/2020 had vesting dates that were subject to the continuation of a certain consulting agreement through 12/12/2020. The consulting agreement expired on 06/12/2020 and was not extended, and as a result, 11,665 of the options did not vest and were cancelled on 06/12/2020.
/s/ Beth Jantzen, Attorney-in-Fact
2021-03-08