-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFTk58MGtv18Ze58FuS7TyN65uSbr8wRGokYoWKZy7a16QJqrwrb85qfeoXmiFM0 DylsKEHQWYo2tWA4O0X30w== 0001013762-04-000955.txt : 20040825 0001013762-04-000955.hdr.sgml : 20040825 20040825151545 ACCESSION NUMBER: 0001013762-04-000955 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040825 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20040825 DATE AS OF CHANGE: 20040825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED DNA SCIENCES INC CENTRAL INDEX KEY: 0000744452 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 592262718 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 002-90539 FILM NUMBER: 04996307 BUSINESS ADDRESS: STREET 1: 9229 WEST SUNSET BOULEVARD, SUITE 830 CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 3108601362 MAIL ADDRESS: STREET 1: 9229 WEST SUNSET BLVD, SUITE 830 CITY: LOS ANGELES STATE: CA ZIP: 90069 FORMER COMPANY: FORMER CONFORMED NAME: PROHEALTH MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: DCC ACQUISITION CORP DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: DATALINK CAPITAL CORP/TX/ DATE OF NAME CHANGE: 19980306 8-K 1 aug2520048kfinal.txt FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2004 APPLIED DNA SCIENCES, INC. ------------------------------------ (Exact name of registrant as specified in its charter) Nevada 290519 59-2262718 - ---------------------------- ----------- ------------------- (State or other jurisdiction Commission (IRS Employer of Incorporation) File Number Identification No.) 9229 Sunset Boulevard Los Angeles, CA Ste 830 90069 --------------------------------------------- --------- (Address of principal executive offices) (Zip Code) Registrant's Telephone Number, including area code: (310) 860-1362 (Former name or former address, if changed since last report.) Item 5.02 Appointment of Principal Officers On August 2, 2004, Applied DNA Sciences, Inc. (the "Company") appointed Karin Lise Klemm to the position of Chief Operating Officer and Secretary. In that capacity, Ms. Klemm will oversee the day to day operations of the Company. Ms. Klemm continues to serve as President of Poly Pacific Entertainment, Inc., an entertainment company based in Beverly Hills, where she began her employ in that role in August of 1999. Since August of 2003, Ms. Klemm has served as Chief Executive Officer to Uncensored Music Network, Inc., also an entertainment company. Previously, from 1997 through 2000, Ms. Klemm was a branch manager of RH11, an executive search firm in Los Angeles, California. Item 7.01 Regulation FD Disclosure On August 18, 2004, the Company mailed a letter to its record shareholders. The letter referenced specific agreements recently entered into but not yet announced. Additionally, the letter disclosed the Company's progress in furthering its business plan. In accordance with Regulation FD, this current report is being filed to publicly disclose all information that was provided to the record shareholders of Applied DNA in its August 18th letter. This report under Item 7.01 is not deemed an admission as to the materiality of any information in this report that is required to be disclosed solely by Regulation FD. Item 9.01 Financial Statements and Exhibits (c) Exhibits. The following document is filed as an exhibit to this report: 99.1 Letter to record shareholders dated August 18, 2004 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. APPLIED DNA SCIENCES, INC. /S/ Peter Brockelsby ------------------------------ Peter Brockelsby, President EX-99.1 CHARTER 2 aug2520048kex991.txt EXHIBIT 99 Exhibit 99.1 APPLIED DNA SCIENCES, INC. 9229 West Sunset Blvd, Suite 830 Los Angeles, CA 90069 Tel. 310-860-1129 Fax 310-860-1303 TO OUR SHAREHOLDERS August 18, 2004 Dear Shareholders, As your Company's new president, I take this opportunity to introduce myself and bring you up to date on what has been a challenging and productive year for your Company. Those of you who were among our original shareholders have seen your interests decline. That is why a new management team is bringing new thinking, new direction and increased value to APDN. I'm pleased to tell you that in the last 8 weeks, much has happened to correct the imbalances that have led to the diminution of your Company's stock price. A new management and advisory team have been installed. A great deal of strategic planning and reorganization has been implemented to improve the future of the stock, generate revenues and increase the valuation of the company. We now have in place a professional team competent to deliver proper legal and financial stability. We are successfully completing initiatives to secure and expand sales through alliances with strategic industry partners. These endeavors will be funded in part from operations and will also require additional capital funding, which the Company is successfully raising. The Company will continue to secure additional working capital to meet its operating requirements and growth plans. In the weeks ahead, we will share with you the many exciting developments now under way with Fortune 500 companies and with U.S. and Foreign Government institutions. Last week we executed an agreement to develop new products with Sun Chemical, a four billion dollar global company and the largest ink producer in the world. Their inks go into everything: security products for financial institutions, governments, currency, packaging, consumer products, pharmaceuticals, DVDs, CDs, auto parts, cosmetics and fragrances. Later in 2004 we will launch a new generation of DNS-embedded inks with Sun through their global sales network. Last week we also executed an agreement with Appleton, a billion dollar company producing currency paper. Appleton and your company will jointly develop new products to be sold through the largest packaging producer in the world. We have a pilot program underway with a large petroleum company in South America. Your DNA marker is being integrated into the distribution channel to interdict annual theft in excess of $300 million. August 18, 2004 Page 2 We have scheduled senior level meetings with HP, IBM, Pfizer, Amgen, Ford, GM, Estee Lauder, LMVH, Nike, Sotheby's, Christies, Guernseys and others to present you DNA products throughout the last quarter of 2004. This month the company was successfully inducted into an elite security coalition; the Washington DC based GTSI/InteGuard Alliance. This prestigious group of 30 companies provides advanced security solutions to US and Foreign Governments, the Department of Homeland Security and the Department of Defense. As a member of the InteGuard Alliance, your company has joined an exclusive circle that includes major corporations such as IBM, HP, Microsoft, Sun Microsystems, Cisco, INTEL, Panasonic, and other IT (Information Technology) leaders. Your DNA technology is being brought to the attention of these major GTSI/InteGuard Alliance partners. Your products enhance technology solutions in such applications as counter-terrorism, protection of key assets and critical infrastructure, access control, identity management, high security shipping and management and end-to-end security systems. In the foreseeable future, APDN DNA will be protecting America's critical infrastructure and key assets. Press releases and media attention will be implemented for all new developments. APDN is now embarked upon a course of success that we believe will bring significant rewards to our shareholders. We are implementing new investor relations and public relations initiatives, and in the future we will correspond with our shareholders on a regular basis to keep you fully apprised of developments. Thank you for your support of the Company. Cordially, /s/ Peter Brockelsby - -------------------- Peter Brocklesby President -----END PRIVACY-ENHANCED MESSAGE-----