-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CIUQRXEPlAPhacbCoHHwdNCa6CDiaN70UM6xyzvM94wBvjOQKsrGPDTDOT2Lkras Irc7iS+zdJun6okhm/pZLA== 0000929638-02-000061.txt : 20020503 0000929638-02-000061.hdr.sgml : 20020503 ACCESSION NUMBER: 0000929638-02-000061 CONFORMED SUBMISSION TYPE: 485APOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIFUNDS TRUST I CENTRAL INDEX KEY: 0000744388 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1933 Act SEC FILE NUMBER: 002-90518 FILM NUMBER: 02633246 BUSINESS ADDRESS: STREET 1: 125 BROAD ST 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2122292554 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK FUNDS I DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK GROWTH & INCOME FUND DATE OF NAME CHANGE: 19900429 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARKFUNDS MANAGED MUNICIPAL BOND TRUST DATE OF NAME CHANGE: 19860819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIFUNDS TRUST I CENTRAL INDEX KEY: 0000744388 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-04006 FILM NUMBER: 02633247 BUSINESS ADDRESS: STREET 1: 125 BROAD ST 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2122292554 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK FUNDS I DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK GROWTH & INCOME FUND DATE OF NAME CHANGE: 19900429 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARKFUNDS MANAGED MUNICIPAL BOND TRUST DATE OF NAME CHANGE: 19860819 485APOS 1 a1037090.txt DELAYING AMENDMENT AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 3, 2002 FILE NOS. 2-90518 811-4006 ========================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 ------------------- FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 POST-EFFECTIVE AMENDMENT NO. 49 AND REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 AMENDMENT NO. 50 CITIFUNDS TRUST I* (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) 125 BROAD STREET, NEW YORK, NEW YORK 10004 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (800) 451-2010 ROBERT I. FRENKEL 666 Fifth Avenue NEW YORK, NY 10103 (NAME AND ADDRESS OF AGENT FOR SERVICE) COPY TO: ROGER P. JOSEPH BINGHAM DANA LLP, 150 FEDERAL STREET BOSTON, MASSACHUSETTS 02110 ------------------- It is proposed that this filing will become effective in 60 days pursuant to paragraph (a) of Rule 485. - ------------------ * This filing relates only to Salomon Brothers All Cap Growth Fund and Salomon Brothers Emerging Growth Fund. Salomon Brothers Large Cap Core Equity Fund and Salomon Brothers All Cap Value Fund are series of Salomon Brothers Series Fund Inc., a different registrant. Explanatory Note Part A (the Prospectus) and Part B (the Statement of Additional Information) filed by the Registrant in Post-Effective Amendment No. 45 to the Registration Statement on Form N-1A under the Securities Act of 1933 (File No. 2-90518) and Amendment No. 46 to the Registration Statement on Form N-1A under the Investment Company Act of 1940 (File No. 811-04006) pursuant to Rule 485(a) on July 3, 2001 (Accession No. 0000950117-01-500683) are herein incorporated by reference. This filing is being made pursuant to Rule 485(a)(1) under the Securities Act of 1933 to extend the effectiveness of the Registration Statement until July 2, 2002. PART C ITEM 23. EXHIBITS.
- ------------------------ ----------- ------------------------------------------------------------------------ ******** a(1) Amended and Restated Declaration of Trust of the Registrant - ------------------------ ----------- ------------------------------------------------------------------------ ******** b(1) Amended and Restated By-Laws of the Registrant - ------------------------ ----------- ------------------------------------------------------------------------ 'D' d(1) Form of Management Agreement between the Registrant and Salomon Brothers Asset Management Inc. ('SBAM'), as manager - ------------------------ ----------- ------------------------------------------------------------------------ ****** e(1) Form of Distribution Agreement between the Registrant and Salomon Smith Barney, Inc. (the 'Distributor'), as distributor - ------------------------ ----------- ------------------------------------------------------------------------ * g(1) Custodian Contract between the Registrant and State Street Bank and Trust Company ('State Street'), as custodian - ------------------------ ----------- ------------------------------------------------------------------------ 'D' g(2) Form of Letter Agreement adding the Funds to the Custodian Contract between the Registrant and State Street - ------------------------ ----------- ------------------------------------------------------------------------ ****** h(1) Transfer Agency Agreement with Citi Fiduciary Trust Company, as transfer agent - ------------------------ ----------- ------------------------------------------------------------------------ ****** h(2) Form of Letter Agreement adding the Funds to the Transfer Agency and Servicing Agreement with Citi Fiduciary Trust Company, as transfer agent - ------------------------ ----------- ------------------------------------------------------------------------ 'D' i Opinion and consent of counsel - ------------------------ ----------- ------------------------------------------------------------------------ 'D' m Form of Service Plan of the Registrant - ------------------------ ----------- ------------------------------------------------------------------------ *** o Multiple Class Plan of the Registrant - ------------------------ ----------- ------------------------------------------------------------------------ ***** p(1) Code of Ethics for the Registrant and SBAM - ------------------------ ----------- ------------------------------------------------------------------------ ***** and ******* p(2) Code of Ethics for Distributor - ------------------------ ----------- ------------------------------------------------------------------------ **,**** q(1) Powers of Attorney for the Registrant - ------------------------ ----------- ------------------------------------------------------------------------
- ----------------------------- * Incorporated herein by reference to Post-Effective Amendment No. 26 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on December 30, 1997. ** Incorporated herein by reference to Post-Effective Amendment No. 27 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on February 24, 1998. *** Incorporated herein by reference to Post-Effective Amendment No. 31 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on February 12, 1999. **** Incorporated herein by reference to Post-Effective Amendment No. 35 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on April 16, 1999. ***** Incorporated herein by reference to Post-Effective Amendment No. 39 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on June 2, 2000. ****** Incorporated herein by reference to Post-Effective Amendment No. 40 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on June 16, 2000. ******* Incorporated herein by reference to Post-Effective Amendment No. 42 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on September 11, 2000. ******** Incorporated herein by reference to Post-Effective Amendment No. 47 to the Registrant's Registration Statement on Form N-1A (File No. 2-90518) as filed with the Securities and Exchange Commission on December 5, 2001. 'D' To be filed by amendment. ITEM 24. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH REGISTRANT. Not applicable. ITEM 25. INDEMNIFICATION. Reference is hereby made to (a) Article V of the Registrant's Declaration of Trust, filed as an Exhibit to Post-Effective Amendment No. 47 to its Registration Statement on Form N-1A; (b) Section 6 of the Distribution Agreements between the Registrant and Salomon Smith Barney, Inc. filed as Exhibits to Post-Effective Amendment No. 40 to its Registration Statement on Form N-1A; and (c) the undertaking of the Registrant regarding indemnification set forth in its Registration Statement on Form N-1A. The Trustees and officers of the Registrant and the personnel of the Registrant's administrator are insured under an errors and omissions liability insurance policy. The Registrant and its officers are also insured under the fidelity bond required by Rule 17g-1 under the Investment Company Act of 1940. ITEM 26. BUSINESS AND OTHER CONNECTIONS OF INVESTMENT ADVISER. The list required by this Item 26 of officers and directors of SBAM, SBAM Limited and SBAM AP together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by such officers and directors during the past two years, is incorporated by reference to Schedules A and D of their respective FORM ADV filed by SBAM, SBAM Limited and SBAM AP, respectively, pursuant to the Advisers Act (SEC File Nos. 801-32046, 801-43335 and 801-51393, respectively). Item 27. Principal Underwriters. (a) Salomon Smith Barney Inc., the Registrant's distributor, is the distributor for Smith Barney Trust II, Citi Cash Reserves, Citi U.S. Treasury Reserves, Citi Tax Free Reserves, Citi California Tax Free Reserves, Citi Connecticut Tax Free Reserves, Citi New York Tax Free Reserves, Citi Premium Liquid Reserves, Citi Premium U.S. Treasury Reserves, Citi Institutional Liquid Reserves, Citi Institutional U.S. Treasury Reserves, Citi Institutional Tax Free Reserves, and Citi Institutional Cash Reserves. Salomon Smith Barney Inc. is the placement agent for Institutional Portfolio, U.S. Treasury Reserves Portfolio, Tax Free Reserves Portfolio, Cash Reserves Portfolio and Variable Annuity Portfolios. Salomon Smith Barney Inc. is also the distributor for the following funds: Salomon Brothers New York Tax Free Income Fund, Salomon Brothers National Tax Free Income Fund, Salomon Brothers California Tax Free Income Fund, Salomon Brothers Mid Cap Fund, Smith Barney Diversified Large Cap Growth Fund, Smith Barney Small Cap Growth Opportunities Fund, Smith Barney Investment Series, Consulting Group Capital Markets Funds, High Income Opportunity Fund Inc., Intermediate Municipal Fund, Inc., Smith Barney Small Cap Core Fund, Inc., Smith Barney Investment Trust, The Italy Fund Inc., Managed High Income Portfolio Inc., Managed Municipals Portfolio Inc., Managed Municipals Portfolio II Inc., Municipal High Income Fund Inc., Travelers Corporate Loan Fund Inc., Zenix Income Fund Inc., Salomon Brothers Capital Fund Inc., Salomon Brothers Investors Value Fund Inc., Salomon Brothers Fund, Salomon Brothers Institutional Series Fund Inc., Salomon Brothers Series Funds Inc., Salomon Brothers Variable Series Funds Inc., SSB Citi Funds, Inc. - The Humane Equity Fund Inc., Salomon Brothers Opportunity Fund, Salomon Brothers 2008 Worldwide Income Fund, Salomon Brothers High Income Fund, Salomon Brothers High Income Fund II, The Emerging Markets Income Fund Inc., The Emerging Markets Income Fund II Inc., The Emerging Floating Rate Fund Inc., Global Partners Income Fund Inc., Municipal Partners Fund Inc., Municipal Partners Fund II Inc., Greenwich Street Series Fund, Smith Barney Adjustable Rate Government Income Fund, Smith Barney Aggressive Growth Fund Inc., Smith Barney Appreciation Fund Inc., Smith Barney Arizona Municipals Fund Inc., Smith Barney California Municipals Fund Inc., Smith Barney Allocation Series Inc., Smith Barney Equity Funds, Smith Barney Fundamental Value Fund Inc., Smith Barney Funds, Inc., Smith Barney Income Funds, Smith Barney Institutional Cash Management Fund, Inc., Smith Barney Investment Funds, Inc., Smith Barney Managed Governments Fund Inc., Smith Barney Managed Municipals Fund Inc., Smith Barney Massachusetts Municipals Fund, Smith Barney Money Funds, Inc., Smith Barney Muni Funds, Smith Barney Municipal Money Market Fund, Inc., Smith Barney New Jersey Municipals Fund Inc., Smith Barney Oregon Municipals Fund Inc., Smith Barney Principal Return Fund, Smith Barney Sector Series Inc., Smith Barney Telecommunications Trust, Smith Barney World Funds, Inc., Travelers Series Fund Inc., and various series of unit investment trusts. (b) The information required by this Item 27 with respect to each director, officer and partner of Salomon Smith Barney Inc. is incorporated by reference to Schedule A of Form BD filed by Salomon Smith Barney Inc. pursuant to the Securities Exchange Act of 1934 (SEC File No. 812-8510). (c) Not applicable. ITEM 28. LOCATION OF ACCOUNTS AND RECORDS. The accounts and records of the Registrant are located, in whole or in part, at the office of the Registrant and the following locations: - ------------------------------- ------------------------------------ NAME ADDRESS - ------------------------------------------------------------------------------- Salomon Smith Barney, Inc. 388 Greenwich Street (distributor) New York, New York 10013 - ------------------------------------------------------------------------------- State Street Bank and Trust Company 1776 Heritage Drive (custodian and fund accounting agent) North Quincy, MA 02171 - ------------------------------------------------------------------------------- Travelers Bank and Trust, fsb 125 Broad Street (transfer agent) New York, New York 10004 - ------------------------------------------------------------------------------- ITEM 29. MANAGEMENT SERVICES. Not applicable. ITEM 30. UNDERTAKINGS. Not applicable. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 2nd day of May, 2002. CITIFUNDS TRUST I By: /s/ THOMAS C. MANDIA Thomas C. Mandia Assistant Secretary Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed below by the following persons in the capacities indicated below on May 2, 2002. - ------------------------------- ------------------------------------ SIGNATURE TITLE - ------------------------------------------------------------------------------- R. JAY GERKEN* President, Principal Executive R. JAY GERKEN Officer and Trustee - ------------------------------------------------------------------------------- LEWIS E. DAIDONE* Principal Financial Officer and LEWIS E. DAIDONE Principal Accounting Officer - ------------------------------------------------------------------------------- ELLIOTT J. BERV* Trustee ELLIOTT J. BERV - ------------------------------------------------------------------------------- DONALD M. CARLTON* Trustee DONALD M. CARLTON - ------------------------------------------------------------------------------- A. BENTON COCANOUGHER* Trustee A. BENTON COCANOUGHER - ------------------------------------------------------------------------------- MARK T. FINN* Trustee MARK T. FINN - ------------------------------------------------------------------------------- RILEY C. GILLEY* Trustee RILEY C. GILLEY - ------------------------------------------------------------------------------- STEPHEN RANDOLPH GROSS* Trustee STEPHEN RANDOLPH GROSS - ------------------------------------------------------------------------------- DIANA R. HARRINGTON* Trustee DIANA R. HARRINGTON - ------------------------------------------------------------------------------- SUSAN B. KERLEY* Trustee SUSAN B. KERLEY - ------------------------------------------------------------------------------- HEATH B. MCLENDON* Trustee HEATH B. MCLENDON - ------------------------------------------------------------------------------- C. OSCAR MORONG, JR.* Trustee C. OSCAR MORONG, JR. - ------------------------------------------------------------------------------- ALAN G. MERTEN* Trustee ALAN G. MERTEN - ------------------------------------------------------------------------------- E. RICHARDSON PETTIT* Trustee E. RICHARDSON PETTIT - ------------------------------------------------------------------------------- WALTER E. ROBB, III* Trustee WALTER E. ROBB, III - ------------------------------------------------------------------------------- E. KIRBY WARREN* Trustee E. KIRBY WARREN - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- *By: /s/ THOMAS C. MANDIA THOMAS C. MANDIA EXECUTED BY THOMAS C. MANDIA ON BEHALF OF THOSE INDICATED PURSUANT TO POWERS OF ATTORNEY - ------------------------------------------------------------------------------- EXHIBIT INDEX EXHIBIT NO.: DESCRIPTION: None -----END PRIVACY-ENHANCED MESSAGE-----