0000929638-01-500196.txt : 20011008
0000929638-01-500196.hdr.sgml : 20011008
ACCESSION NUMBER: 0000929638-01-500196
CONFORMED SUBMISSION TYPE: 485APOS
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010917
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIFUNDS TRUST I
CENTRAL INDEX KEY: 0000744388
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 485APOS
SEC ACT: 1933 Act
SEC FILE NUMBER: 002-90518
FILM NUMBER: 1738967
BUSINESS ADDRESS:
STREET 1: 125 BROAD ST 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2122292554
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARK FUNDS I
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARK GROWTH & INCOME FUND
DATE OF NAME CHANGE: 19900429
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARKFUNDS MANAGED MUNICIPAL BOND TRUST
DATE OF NAME CHANGE: 19860819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIFUNDS TRUST I
CENTRAL INDEX KEY: 0000744388
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 485APOS
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04006
FILM NUMBER: 1738968
BUSINESS ADDRESS:
STREET 1: 125 BROAD ST 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2122292554
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARK FUNDS I
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARK GROWTH & INCOME FUND
DATE OF NAME CHANGE: 19900429
FORMER COMPANY:
FORMER CONFORMED NAME: LANDMARKFUNDS MANAGED MUNICIPAL BOND TRUST
DATE OF NAME CHANGE: 19860819
485APOS
1
a1037090.txt
CITIFUNDS TRUST I
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 17, 2001
FILE NOS. 2-90518
811-4006
==========================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
-------------------
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
POST-EFFECTIVE AMENDMENT NO. 46
AND
REGISTRATION STATEMENT UNDER THE INVESTMENT
COMPANY ACT OF 1940
AMENDMENT NO. 47
CITIFUNDS TRUST I*
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
388 GREENWICH STREET, NEW YORK, NEW YORK 10013
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (800) 451-2010
ROBERT I. FRENKEL
BINGHAM DANA LLP, 885 THIRD AVENUE
NEW YORK, NY 10022-4873
(NAME AND ADDRESS OF AGENT FOR SERVICE)
COPY TO:
ROGER P. JOSEPH
BINGHAM DANA LLP, 150 FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
-------------------
It is proposed that this filing will become effective in 80 days pursuant to
paragraph (a) of Rule 485.
__________________________________
* This filing relates only to Salomon Brothers All Cap Growth Fund and Salomon
Brothers Emerging Growth Fund. Salomon Brothers Large Cap Core Equity Fund and
Salomon Brothers All Cap Value Fund are series of Salomon Brothers Series Fund
Inc., a different registrant.
Explanatory Note
Part A (the Prospectus) and Part B (the Statement of Additional
Information) filed by the Registrant in Post-Effective Amendment No. 45 to the
Registration Statement on Form N-1A under the Securities Act of 1933 (File No.
2-90518) and Amendment No. 46 to the Registration Statement on Form N-1A under
the Investment Company Act of 1940 (File No. 811-04006) pursuant to Rule 485(a)
on July 3, 2001 (Accession No. 0000950117-01-500683) are herein incorporated by
reference. This filing is being made pursuant to Rule 485(a)(1) under the
Securities Act of 1933 to extend the effectiveness of the Registration Statement
until December 5, 2001.
PART C
ITEM 23. EXHIBITS.
------------------------ ----------- ------------------------------------------------------------------------
* a(1) Amended and Restated Declaration of Trust of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
**, ***, *******, a(2) Amendments to the Amended and Restated Declaration of Trust of the
******** Registrant
------------------------ ----------- ------------------------------------------------------------------------
*********, *********** a(3) Forms of Amendments to the Amended and Restated Declaration of Trust
and ************ of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
*** b(1) Amended and Restated By-Laws of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
*** b(2) Amendments to the Amended and Restated By-Laws of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
********* b(3) Form of Amendment to the Amended and Restated By-Laws of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
'D' d(1) Form of Management Agreement between the Registrant and Salomon
Brothers Asset Management Inc. ('SBAM'), as manager
------------------------ ----------- ------------------------------------------------------------------------
********** e(1) Form of Distribution Agreement between the Registrant and Salomon
Smith Barney, Inc. (the 'Distributor'), as distributor
------------------------ ----------- ------------------------------------------------------------------------
*** g(1) Custodian Contract between the Registrant and State Street Bank and
Trust Company ('State Street'), as custodian
------------------------ ----------- ------------------------------------------------------------------------
'D' g(2) Form of Letter Agreement adding the Funds to the Custodian Contract
between the Registrant and State Street
------------------------ ----------- ------------------------------------------------------------------------
********** h(1) Transfer Agency Agreement with Citi Fiduciary Trust Company, as
transfer agent
------------------------ ----------- ------------------------------------------------------------------------
********** h(2) Form of Letter Agreement adding the Funds to the Transfer Agency and
Servicing Agreement with Citi Fiduciary Trust Company, as transfer
agent
------------------------ ----------- ------------------------------------------------------------------------
'D' i Opinion and consent of counsel
------------------------ ----------- ------------------------------------------------------------------------
'D' m Form of Service Plan of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
***** o Multiple Class Plan of the Registrant
------------------------ ----------- ------------------------------------------------------------------------
********* p(1) Code of Ethics for the Registrant and SBAM
------------------------ ----------- ------------------------------------------------------------------------
********* and p(2) Code of Ethics for Distributor
************
------------------------ ----------- ------------------------------------------------------------------------
**** and ****** q(1) Powers of Attorney for the Registrant
------------------------ ----------- ------------------------------------------------------------------------
* Incorporated herein by reference to Post-Effective Amendment No. 20 to
the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on
December 31, 1996.
** Incorporated herein by reference to Post-Effective Amendment No. 25 to
the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on April
18, 1997.
*** Incorporated herein by reference to Post-Effective Amendment No. 26 to
the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on
December 30, 1997.
**** Incorporated herein by reference to Post-Effective Amendment No. 27 to
the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on
February 24, 1998.
***** Incorporated herein by reference to Post-Effective Amendment No. 31
to the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on
February 12, 1999.
****** Incorporated herein by reference to Post-Effective Amendment No. 35
to the Registrant's Registration Statement on Form N-1A (File No.
2-90518) as filed with the Securities and Exchange Commission on April
16, 1999.
******* Incorporated herein by reference to Post-Effective Amendment
No. 37 to the Registrant's Registration Statement on Form N-1A
(File No. 2-90518) as filed with the Securities and Exchange
Commission on December 29, 1999.
******** Incorporated herein by reference to Post-Effective Amendment No.
38 to the Registrant's Registration Statement on Form N-1A (File
No. 2-90518) as filed with the Securities and Exchange Commission
on February 28, 2000.
********* Incorporated herein by reference to Post-Effective Amendment No.
39 to the Registrant's Registration Statement on Form N-1A (File
No. 2-90518) as filed with the Securities and Exchange Commission
on June 2, 2000.
********** Incorporated herein by reference to Post-Effective Amendment No.
40 to the Registrant's Registration Statement on Form N-1A (File
No. 2-90518) as filed with the Securities and Exchange Commission
on June 16, 2000.
*********** Incorporated herein by reference to Post-Effective Amendment No.
41 to the Registrant's Registration Statement on Form N-1A (File
No. 2-90518) as filed with the Securities and Exchange Commission
on June 30, 2000.
************ Incorporated herein by reference to Post-Effective Amendment No.
42 to the Registrant's Registration Statement on Form N-1A (File
No. 2-90518) as filed with the Securities and Exchange Commission
on September 11, 2000.
'D' To be filed by amendment.
ITEM 24. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH REGISTRANT.
Not applicable.
ITEM 25. INDEMNIFICATION.
Reference is hereby made to (a) Article V of the Registrant's
Declaration of Trust, filed as an Exhibit to Post-Effective Amendment No. 20 to
its Registration Statement on Form N-1A; (b) Section 6 of the Distribution
Agreements between the Registrant and Salomon Smith Barney, Inc. filed as
Exhibits to Post-Effective Amendment No. 40 to its Registration Statement on
Form N-1A; and (c) the undertaking of the Registrant regarding indemnification
set forth in its Registration Statement on Form N-1A.
The Trustees and officers of the Registrant and the personnel of the
Registrant's administrator are insured under an errors and omissions liability
insurance policy. The Registrant and its officers are also insured under the
fidelity bond required by Rule 17g-1 under the Investment Company Act of 1940.
ITEM 26. BUSINESS AND OTHER CONNECTIONS OF INVESTMENT ADVISER.
The list required by this Item 26 of officers and directors of SBAM,
SBAM Limited and SBAM AP together with information as to any other business,
profession, vocation or employment of a substantial nature engaged in by such
officers and directors during the past two years, is incorporated by reference
to Schedules A and D of their respective FORM ADV filed by SBAM, SBAM Limited
and SBAM AP, respectively, pursuant to the Advisers Act (SEC File Nos.
801-32046, 801-43335 and 801-51393, respectively).
ITEM 27. PRINCIPAL UNDERWRITERS
(a) Salomon Smith Barney, Inc. ('Salomon Smith Barney') the Registrant's
Distributor, is also the distributor for the following Salomon Brothers funds:
Salomon Brothers Opportunity Fund Inc., Salomon Brothers Investors Value Fund
Inc., Salomon Brothers Capital Fund Inc., Salomon Brothers Series Funds Inc.,
Salomon Brothers Institutional Series Funds Inc. and Salomon Brothers Variable
Series Funds Inc. Salomon Smith Barney, Inc., the Registrant's distributor, is
also the distributor for Citism U.S. Treasury Reserves, Citism Cash Reserves,
Citi(R)Premium U.S. Treasury Reserves, Citi(R)Premium Liquid Reserves,
Citi(R)Institutional U.S. Treasury Reserves, Citi(R)Institutional Liquid
Reserves, Citi(R)Institutional Cash Reserves, Citi(R)Tax Free Reserves, Citi(R)
Institutional Tax Free Reserves, Citi(R)California Tax Free Reserves,
Citi(R)Connecticut Tax Free Reserves, Citi(R)New York Tax Free Reserves,
Citi(R)Short-Term U.S. Government Income Fund, Citi(R)New York Tax Free Income
Fund, Citi(R)National Tax Free Income Fund, and Citi(R)California Tax Free
Income Fund. Salomon Smith Barney, Inc. is also the placement agent for Large
Cap Growth Portfolio, Small Cap Growth Portfolio, Government Income Portfolio,
International Equity Portfolio, Tax Free Reserves Portfolio, Cash Reserves
Portfolio and U.S. Treasury Reserves Portfolio.
Salomon Smith Barney, Inc. is also the distributor for the following Smith
Barney funds: Smith Barney Diversified Large Cap Growth Fund, Smith Barney Small
Cap Growth Opportunities Fund, Smith Barney Small Cap Growth Opportunities
Portfolio, Smith Barney International Large Cap Fund, Consulting Group Capital
Markets Funds, Smith Barney Investment Series, Greenwich Street Series Fund,
Smith Barney Adjustable Rate Government Income Fund, Smith Barney Aggressive
Growth Fund Inc., Smith Barney Appreciation Fund Inc., Smith Barney Arizona
Municipals Fund Inc., Smith Barney California Municipals Fund Inc., Smith Barney
Allocation Series Inc., Smith Barney Equity Funds, Smith Barney Fundamental
Value Fund Inc., Smith Barney Funds, Inc., Smith Barney Income Funds, Smith
Barney Institutional Cash Management Fund, Inc., Smith Barney Investment Trust,
Smith Barney Managed Governments Fund Inc., Smith Barney Managed Municipals Fund
Inc., Smith Barney Massachusetts Municipals Fund, Smith Barney Money Funds,
Inc., Smith Barney Muni Funds, Smith Barney Municipal Money Market Fund, Inc.,
Smith Barney New Jersey Municipals Fund Inc., Smith Barney Oregon Municipals
Fund Inc., Smith Barney Principal Return Fund, Smith Barney Sector Series Inc.,
Smith Barney Small Cap Blend Fund, Inc., Smith Barney Telecommunications Trust,
Smith Barney Variable Account Funds, Smith Barney World Funds, Inc., Travelers
Series Fund Inc., and various series of unit investment trusts.
In addition, Salomon Smith Barney is also the distributor for the
Centurion Funds, Inc.
(b) The information required by this Item 27 with respect to each
director, officer and partner of Salomon Smith Barney, Inc. is incorporated by
reference to Schedule A of FORM BD filed by Salomon Smith Barney, Inc. pursuant
to the Securities Exchange Act of 1934 (SEC File No. 812-8510).
(c) Not applicable.
ITEM 28. LOCATION OF ACCOUNTS AND RECORDS.
The accounts and records of the Registrant are located, in whole or in
part, at the office of the Registrant and the following locations:
------------------------------------------- ----------------------------------
NAME ADDRESS
------------------------------------------- ----------------------------------
Salomon Smith Barney, Inc. 388 Greenwich Street
(distributor) New York, New York 10013
------------------------------------------- ----------------------------------
State Street Bank and Trust Company 1776 Heritage Drive
(custodian and fund accounting agent) North Quincy, MA 02171
------------------------------------------- ----------------------------------
Citi Fiduciary Trust Company 125 Broad Street
(transfer agent) New York, New York 10004
------------------------------------------- ----------------------------------
ITEM 29. MANAGEMENT SERVICES.
Not applicable.
ITEM 30. UNDERTAKINGS.
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant has duly caused this
Post-Effective Amendment to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of New York and State of New York on the
17th day of September, 2001.
CITIFUNDS TRUST I
By: /s/ THOMAS C. MANDIA
Thomas C. Mandia
Assistant Secretary
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment to the Registration Statement has been signed below by
the following persons in the capacities indicated below on September 17, 2001.
------------------------------ -------------------------------------------
SIGNATURE TITLE
------------------------------ -------------------------------------------
HEATH B. MCLENDON* President, Principal Executive
HEATH B. MCLENDON Officer and Trustee
------------------------------ -------------------------------------------
LEWIS E. DAIDONE* Principal Financial Officer and Principal
LEWIS E. DAIDONE Accounting Officer
------------------------------ -------------------------------------------
ELLIOTT J. BERV* Trustee
ELLIOTT J. BERV
------------------------------ -------------------------------------------
DONALD M. CARLTON* Trustee
DONALD M. CARLTON
------------------------------ -------------------------------------------
A. BENTON COCANOUGHER* Trustee
A. BENTON COCANOUGHER
------------------------------ -------------------------------------------
MARK T. FINN* Trustee
MARK T. FINN
------------------------------ -------------------------------------------
RILEY C. GILLEY* Trustee
RILEY C. GILLEY
------------------------------ -------------------------------------------
STEPHEN RANDOLPH GROSS* Trustee
STEPHEN RANDOLPH GROSS
------------------------------ -------------------------------------------
DIANA R. HARRINGTON* Trustee
DIANA R. HARRINGTON
------------------------------ -------------------------------------------
SUSAN B. KERLEY* Trustee
SUSAN B. KERLEY
------------------------------ -------------------------------------------
C. OSCAR MORONG, JR.* Trustee
C. OSCAR MORONG, JR.
------------------------------ -------------------------------------------
ALAN G. MERTEN* Trustee
ALAN G. MERTEN
------------------------------ -------------------------------------------
E. RICHARDSON PETTIT* Trustee
E. RICHARDSON PETTIT
------------------------------ -------------------------------------------
WALTER E. ROBB, III* Trustee
WALTER E. ROBB, III
------------------------------ -------------------------------------------
E. KIRBY WARREN* Trustee
E. KIRBY WARREN
------------------------------ -------------------------------------------
*By: /s/ THOMAS C. MANDIA
THOMAS C. MANDIA
EXECUTED BY THOMAS C. MANDIA ON BEHALF OF THOSE
INDICATED PURSUANT TO POWERS OF ATTORNEY
EXHIBIT INDEX
EXHIBIT
NO.: DESCRIPTION:
None