-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UtZYPktWh54fCRtgnW1GD4QK4+JhJcKS5eZIsMjOfk8AUs9CIHyPleRmXGsJxU13 d41zTMEDBn1YYM+vD/JkGg== 0001179110-09-000798.txt : 20090108 0001179110-09-000798.hdr.sgml : 20090108 20090108163612 ACCESSION NUMBER: 0001179110-09-000798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090106 FILED AS OF DATE: 20090108 DATE AS OF CHANGE: 20090108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATLIN AVERY W CENTRAL INDEX KEY: 0001255348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15006 FILM NUMBER: 09516086 MAIL ADDRESS: STREET 1: 241 CENTRAL STREET CITY: HINGHAM STATE: MA ZIP: 02043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celldex Therapeutics, Inc. CENTRAL INDEX KEY: 0000744218 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 133191702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814330771 MAIL ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 02494-2725 FORMER COMPANY: FORMER CONFORMED NAME: AVANT IMMUNOTHERAPEUTICS INC DATE OF NAME CHANGE: 19980828 FORMER COMPANY: FORMER CONFORMED NAME: T CELL SCIENCES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0303 4 2009-01-06 0 0000744218 Celldex Therapeutics, Inc. CLDX 0001255348 CATLIN AVERY W 241 CENTRAL STREET HINGHAM MA 02043 0 1 0 0 Sr. VP & CFO Common Stock 2009-01-06 4 A 0 5868 A 7759 D Incentive Stock Option 8.52 2009-01-06 4 A 0 61000 8.52 A 2019-01-06 Common Stock 61000 61000 D On January 6, 2009, the Company granted 5,868 shares of Company common stock (in the form of unrestricted stock awards under the Plan) as a special bonus relating to management's performance with respect to the Merger and the integration efforts following the Merger. Reflects the reverse stock split which occurred on March 7, 2008 in which each 12 shares of common stock were combined into 1 (and which resulted in 21,500 shares then owned by Mr. Catlin being combined into a total of 1,791 shares) and includes the aquisition of 100 shares of common stock on January 2, 2009 pursuant to the Registrant's 2004 Employee Stock Purchase Plan. 25% of the options vest on January 6, 2010 and the remainder vest quarterly (in equal amounts) on the last day of the subsequent 12 quarters. Avery W. Catlin 2009-01-08 -----END PRIVACY-ENHANCED MESSAGE-----