S-8 1 tm2318574d1_s8.htm FORM S-8

 

As filed with the Securities and Exchange Commission on June 21, 2023

Registration No. 333- [     ]

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

CELLDEX THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   13-3191702
(State or other jurisdiction   (I.R.S. employer
of incorporation or organization)   identification number)

 

Perryville III Building

53 Frontage Road, Suite 220

Hampton, New Jersey 08827

(908) 200-7500

(Address of principal executive offices; zip code)

 

Celldex Therapeutics, Inc. 2021 Omnibus Equity Incentive Plan

(Full title of the plan)

 

Sam Martin

Chief Financial Officer

CELLDEX THERAPEUTICS, INC.

Perryville III Building

53 Frontage Road, Suite 220

Hampton, New Jersey 08827

(908) 200-7500

(Name, address and telephone number, including area code, of agent for service)

 

Copies to:

 

Anthony O. Pergola, Esq.

Lowenstein Sandler LLP

1251 Avenue of the Americas

New York, New York 10020

(212) 262-6700

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer x Accelerated filer ¨
Non-accelerated filer ¨ Smaller reporting company ¨
  Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

  

 

 

EXPLANATORY NOTE

 

This Registration Statement is being filed by the registrant, Celldex Therapeutics, Inc. (the “Company”), for the purpose of registering an additional 600,000 shares of common stock, par value $0.001 per share (“Common Stock”), to be issued under the Celldex Therapeutics, Inc. 2021 Omnibus Equity Incentive Plan (as amended, effective as of June 15, 2023) (the “2021 Plan”), pursuant to General Instruction E on Form S-8 (Registration of Additional Securities).

 

The contents of the original registration statement on Form S-8 for the 2021 Plan filed on June 16, 2021 (File No. 333-257137) are hereby incorporated by reference and made a part hereof. Any items in the Company’s Registration Statement on Form S-8 (Registration No. 333-257137) not expressly changed hereby shall be as set forth in the Company’s Registration Statement on Form S-8 (Registration No. 333-257137). The stockholders of the registrant approved amending the 2021 Plan for this purpose at the annual meeting of stockholders held on June 15, 2023.

 

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 3.Incorporation of Certain Documents by Reference

 

The Securities and Exchange Commission allows us to “incorporate” into this registration statement information we file with other documents. This means that we may disclose important information to you by referring to other documents that contain that information. The information incorporated by reference is considered to be part of this registration statement, and information we file later with the Securities and Exchange Commission will automatically update and supersede this information. We incorporate by reference the documents listed below, except to the extent information in those documents is different from the information contained in this registration statement:

 

  · Our Annual Report on Form 10-K for the year ended December 31, 2022, filed on February 28, 2023.

 

  · Our Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023, filed on May 4, 2023.

 

  · Our Current Reports on Form 8-K filed with the Commission on February 21, 2023, March 22, 2023 and June 15, 2023 (in each case except to the extent furnished but not filed).

 

  · The description of the securities contained in the Registrant’s Registration Statement on Form 8-A filed under the Exchange Act, as the description therein has been updated and superseded by the description of the Registrant’s capital stock contained in Exhibit 4.3 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, as filed with the Commission on February 28, 2023, including any amendments or reports filed for the purpose of updating such description.

 

All documents subsequently filed by us with the Securities and Exchange Commission pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), prior to the filing of a post-effective amendment to this registration statement, which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this registration statement and to be a part hereof from the date of filing of such documents, except as to specific sections of such documents as set forth therein. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed document, which also is deemed to be incorporated by reference herein, modifies or supersedes such statement.

 

Item 8.Exhibits

 

The exhibits accompanying this registration statement are listed on the accompanying exhibit index.

 

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EXHIBIT INDEX

 

Exhibit
Number
  Description
     
5.1   Opinion of Lowenstein Sandler LLP*
23.1   Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm of Celldex Therapeutics, Inc.*
23.2   Consent of Lowenstein Sandler LLP (filed as part of Exhibit 5.1).*
24.1   Power of Attorney (contained on signature page to this registration statement on Form S-8)*
99.1   Celldex Therapeutics, Inc. Amended and Restated 2021 Omnibus Equity Incentive Plan (as amended, effective as of June 15, 2023).**
 107   Filing Fee Table

 

* Filed herewith.

 

** Filed on Form 8-K on June 15, 2023 with the Securities and Exchange Commission.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hampton, State of New Jersey, on June 21, 2023.

 

CELLDEX THERAPEUTICS, INC.  
   
By: /s/ Anthony S. Marucci  
  Anthony S. Marucci  
  President and Chief Executive Officer  
  (Principal Executive Officer)  
   
   
By: /s/ Sam Martin  
  Sam Martin  
  Senior Vice President and Chief Financial Officer  
  (Principal Financial Officer and Principal Accounting Officer)  

 

KNOW ALL BY THESE PRESENTS that each individual whose signature appears below constitutes and appoints Anthony S. Marucci and Sam Martin, and each of them singly, as such person’s true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such person’s name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission, granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.

 

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Signature     Title     Date
/s/ ANTHONY S. MARUCCI   President, Chief Executive Officer, and Director   June 21, 2023
Anthony S. Marucci   (Principal Executive Officer)    
         
/s/ SAM MARTIN   Senior Vice President,   June 21, 2023
Sam Martin   Chief Financial Officer and Treasurer
(Principal Financial and Accounting Officer)
   
         
/s/ KAREN L. SHOOS   Director, Chair of the Board of Directors   June 21, 2023
Karen L. Shoos        
         
/s/ KEITH L. BROWNLIE   Director   June 21, 2023
Keith L. Brownlie        
         
/s/ CHERYL L. COHEN   Director   June 21, 2023
Cheryl L. Cohen        
         
/s/ HERBERT J. CONRAD   Director   June 21, 2023
Herbert J. Conrad        
         

/s/ RITA I. JAIN, M.D,

  Director   June 21, 2023

Rita I. Jain, M.D.

       
         
/s/ JAMES J. MARINO   Director   June 21, 2023
James J. Marino        
         
/s/ GARRY A. NEIL, M.D.   Director   June 21, 2023
Garry A. Neil, M.D.        
         
/s/ HARRY H. PENNER, JR.   Director   June 21, 2023
Harry H. Penner, Jr.        

 

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