-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJMMyectsQCSHvANw1f2Ver3PDSNRXQ63ZDUxwetgIypsE06kOIl16zfYBhKKSXM c5EDofF8dZRJzpItN6VtRg== 0001104659-09-057916.txt : 20091006 0001104659-09-057916.hdr.sgml : 20091006 20091006124749 ACCESSION NUMBER: 0001104659-09-057916 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091001 FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHANNON TIMOTHY M CENTRAL INDEX KEY: 0001207114 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15006 FILM NUMBER: 091107547 MAIL ADDRESS: STREET 1: C/O CURAGEN CORP STREET 2: 555LONG WHARF DR. 11TH FL. CITY: NEW HAVEN STATE: CT ZIP: 06511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celldex Therapeutics, Inc. CENTRAL INDEX KEY: 0000744218 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 133191702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814330771 MAIL ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 02494-2725 FORMER COMPANY: FORMER CONFORMED NAME: AVANT IMMUNOTHERAPEUTICS INC DATE OF NAME CHANGE: 19980828 FORMER COMPANY: FORMER CONFORMED NAME: T CELL SCIENCES INC DATE OF NAME CHANGE: 19920703 3 1 a3.xml 3 X0203 3 2009-10-01 0 0000744218 Celldex Therapeutics, Inc. CLDX 0001207114 SHANNON TIMOTHY M C/O CELLDEX THERAPEUTICS, INC. 119 FOURTH AVENUE NEEDHAM MA 02494 1 0 0 0 Common Stock, par value $.001 per share 66212 D Stock Option (right to purchase) 2.48 2009-10-01 2019-01-20 Common Stock, par value $.001 per share 155986 D Stock Option (right to purchase) 4.89 2009-10-01 2017-09-25 Common Stock, par value $.001 per share 68475 D Stock Option (right to purchase) 4.89 2009-10-01 2017-09-25 Common Stock, par value $.001 per share 68475 D Received in exchange for 241,740 shares of CuraGen, Corp. ("CuraGen") common stock, at an exchange ratio of .2739, in connection with the merger of CuraGen with and into Cottrell Merger Sub, Inc., a direct wholly-owned subsidiary of Celldex Therapeutics, Inc. (the "Merger"). Received in the Merger in exchange for a stock option to acquire 569,500 shares of CuraGen common stock for $.68 per share. Received in the Merger in exchange for a stock option to acquire 250,000 shares of CuraGen common stock for $1.34 per share. Received in the Merger in exchange for a stock option to acquire 250,000 shares of CuraGen common stock for $1.34 per share /s/ Timothy Shannon 2009-10-06 -----END PRIVACY-ENHANCED MESSAGE-----