-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGULJPhqtQF+qmQLoXiF1fIBd9nVWz9yLkCZjodmiFFmKDtjkDKfr79W3bm0TlG4 1j8RQ/8EP6NLzl6D0FhdiA== 0001005477-08-001950.txt : 20080227 0001005477-08-001950.hdr.sgml : 20080227 20080227184605 ACCESSION NUMBER: 0001005477-08-001950 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070131 FILED AS OF DATE: 20080227 DATE AS OF CHANGE: 20080227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVANT IMMUNOTHERAPEUTICS INC CENTRAL INDEX KEY: 0000744218 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 133191702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7814330771 MAIL ADDRESS: STREET 1: 119 FOURTH AVE CITY: NEEDHAM STATE: MA ZIP: 021942725 FORMER COMPANY: FORMER CONFORMED NAME: T CELL SCIENCES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paluck Thomas S CENTRAL INDEX KEY: 0001427532 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15006 FILM NUMBER: 08647948 BUSINESS ADDRESS: BUSINESS PHONE: 908-273-2105 MAIL ADDRESS: STREET 1: 382 SPRINGFIELD AVENUE SUITE 500 CITY: SUMMIT STATE: NJ ZIP: 07901 3 1 edgar123.xml FORM 3 X0202 3 2007-01-31 0 0000744218 AVANT IMMUNOTHERAPEUTICS INC AVAN 0001427532 Paluck Thomas S 382 SPRINGFIELD AVENUE, SUITE 500 SUMMIT NJ 07901 0 0 1 0 Common Stock, par value $0.001 per share 4300114 D Common Stock, par value $0.001 per share 130000 I By wife Common Stock, par value $0.001 per share 3202232 I By private investment accounts As of December 31, 2007 (the "Reporting Date"), Thomas S. Paluck held 1,000,000 shares of common stock, par value $0.001 per share (the "Shares"), of AVANT Immunotherapeutics, Inc. (the "company"), which includes 230,000 Shares held in the name of Dorothy Paluck, Mr. Paluck's wife. In addition, as of the Reporting Date, TSP Capital Management Group, LLC ("TSP") managed one or more private investment accounts on behalf of various clients (the "Managed Accounts"), which owned in the aggregate 6,632,346 Shares. Mr. Paluck is the sole principal of TSP. In addition, Mr. Paluck possesses sole power to direct the disposition of the securities held by the Managed Accounts. Thus, as of the Reporting Date, for the purposes of Reg. Section 240.13d-3, Mr. Paluck may be deemed to beneficially own 7,632,346 Shares or 10.3% of the Shares issued and outstanding as of the Reporting Date. The reporting person hereby expressly disclaims membership in a "group" under the Securities Exchange Act of 1934 with respect to the securities reported herein, and this Form 3 shall not be deemed to be an admission that the reporting person is a member of such a group. The reporting person hereby expressly disclaims beneficial ownership of the securities reported herein, other than to the extent of his pecuniary interest therein, and this Form 3 shall not be deemed to be an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of the Securities Exchange Act of 1934 or for any other purpose. /s/ Thomas S. Paluck 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----