Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-20-000391
Filing Date
2020-01-29
Accepted
2020-01-31 12:40:31
Documents
1
Period of Report
2019-11-30
Effectiveness Date
2020-01-29

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-20-000391.paper X-17A-5 294
  Scanned paper document scanned.pdf   1049913
  Complete submission text file 9999999997-20-000391.txt   1444
Mailing Address 810 7TH AVE 18TH FLOOR NEW YORK NY 10019
Business Address 810 7TH AVE 18TH & 22ND FLOOR NEW YORK NY 10019 (212) 813-1010
AEGIS CAPITAL CORP. (Filer) CIK: 0000743418 (see all company filings)

EIN.: 112671906 | State of Incorp.: NY | Fiscal Year End: 1130
Type: X-17A-5 | Act: 34 | File No.: 008-31616 | Film No.: 20004224