0001628280-17-007266.txt : 20170725 0001628280-17-007266.hdr.sgml : 20170725 20170725175556 ACCESSION NUMBER: 0001628280-17-007266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT JOSEPH M CENTRAL INDEX KEY: 0001271926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 17981304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_150101974183251.xml FORM 4 X0306 4 2017-07-24 0 0000743367 BAR HARBOR BANKSHARES BHB 0001271926 PRATT JOSEPH M C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 President, BHTS Common Stock 2017-07-24 4 M 0 251 0 A 1365.46 D Common Stock 2017-07-24 4 M 0 442 0 A 1807.46 D Common Stock 2017-07-24 4 F 0 242 29.10 D 1565.46 D Restricted Stock Units (RSUs) 2014 - 2016 Plan (Plan B) 0.0 2017-07-24 4 M 0 251 0 D Common Stock 251.0 0 D Restricted Stock Units (RSUs) 2014 - 2016 Plan (Plan B) 0.0 2017-07-24 4 M 0 442 0 D Common Stock 442.0 0 D Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock based on the closing price on July 21, 2017, the last trading day before the vesting date. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities. Represents the number of time-vested Restricted Stock Units remaining for the 2014-2016 Long Term Incentive Plan (Plan B). Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. On November 19, 2015, the reporting person was granted 314 time-based Restricted Stock Units, vesting in two pro-rated installments beginning on July 22, 2016. Represents the number of performance-vested Restricted Stock Units remaining for the 2014-2016 Long Term Incentive Plan (Plan B). These Restricted Stock Units were granted on November 19, 2015, to vest in full on July 22, 2017. /s/Kimberly Pruett Ilg, as attorney-in-fact 2017-07-25