0001628280-17-007264.txt : 20170725 0001628280-17-007264.hdr.sgml : 20170725 20170725175521 ACCESSION NUMBER: 0001628280-17-007264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALTON GREGORY W CENTRAL INDEX KEY: 0001242195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 17981301 MAIL ADDRESS: STREET 1: 82 MAIN STREET PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_150101970731853.xml FORM 4 X0306 4 2017-07-24 0 0000743367 BAR HARBOR BANKSHARES BHB 0001242195 DALTON GREGORY W C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 Executive Vice President Common Stock 2017-07-24 4 M 0 428 0 A 13760 D Common Stock 2017-07-24 4 M 0 1806 0 A 15566 D Common Stock 2017-07-24 4 F 0 796 29.10 D 14770 D Restricted Stock Units (RSUs) 2014 - 2016 Plan (Plan B) 0.0 2017-07-24 4 M 0 428 0 D Common Stock 428.0 0 D Restricted Stock Units (RSUs) 2014 - 2016 Plan (Plan B) 0.0 2017-07-24 4 M 0 1806 0 D Common Stock 1806.0 0 D Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock based on the closing price of July 21, 2017, the last trading day before the vesting date. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities. Represents the number of time-vested Restricted Stock Units remaining for the 2014-2016 Long Term Incentive Plan (Plan B). Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. On July 22, 2014, the reporting person was granted 1,281 time-based Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Represents the number of performance-vested Restricted Stock Units remaining for the 2014-2016 Long Term Incentive Plan (Plan B). These Restricted Stock Units were granted on July 22, 2014, to vest on the third anniversary of the grant date. /s/Kimberly Pruett Ilg, as attorney-in-fact 2017-07-25