0000743367-19-000097.txt : 20190806 0000743367-19-000097.hdr.sgml : 20190806 20190806143527 ACCESSION NUMBER: 0000743367-19-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Richard B CENTRAL INDEX KEY: 0001619879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 191001493 MAIL ADDRESS: STREET 1: PO BOX 400 STREET 2: 82 MAIN STREET CITY: BAR HARBOR STATE: ME ZIP: 04609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_156511651108911.xml FORM 4 X0306 4 2019-08-05 0 0000743367 BAR HARBOR BANKSHARES BHB 0001619879 Maltz Richard B C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 EVP, COO & Chief Risk Officer Common Stock 2019-08-05 4 M 0 1241 0 A 12101.133 D Common Stock 2019-08-05 4 F 0 365 24.52 D 11736.133 D Restricted Stock Units (RSUs)- Acquisition 28.63 2019-08-05 4 M 0 1241 0 D 2018-08-03 2020-08-03 Common Stock 1241.0 1241 D Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities. Represents the number of restricted stock units remaining in the merger award which will vest in three equal annual installments beginning August 8, 2018. /s/ Olivia Erickson, as attorney-in-fact 2019-08-05