0000743367-19-000057.txt : 20190425 0000743367-19-000057.hdr.sgml : 20190425 20190425172159 ACCESSION NUMBER: 0000743367-19-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190423 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Richard B CENTRAL INDEX KEY: 0001619879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 19768429 MAIL ADDRESS: STREET 1: PO BOX 400 STREET 2: 82 MAIN STREET CITY: BAR HARBOR STATE: ME ZIP: 04609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_155622730389507.xml FORM 4 X0306 4 2019-04-23 0 0000743367 BAR HARBOR BANKSHARES BHB 0001619879 Maltz Richard B C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 EVP, COO & Chief Risk Officer Common Stock 2019-04-23 4 M 0 655 0 A 8594.133 D Common Stock 2019-04-23 4 M 0 550 0 A 9144.133 D Common Stock 2019-04-23 4 M 0 722 0 A 9866.133 D Common Stock 2019-04-23 4 M 0 2213 0 A 12079.133 D Common Stock 2019-04-23 4 F 0 1219 26.25 D 10860.133 D Restricted Stock Units (RSUs) 2016 - 2018 0.0 2019-04-23 4 M 0 655 0 D 2018-04-23 2019-04-23 Common Stock 655.0 0 D Restricted Stock Units (RSUs) 2017 - 2019 0.0 2019-04-23 4 M 0 550 0 D 2018-04-23 2020-04-23 Common Stock 550.0 551 D Restricted Stock Units (RSUs) 2018 - 2020 0.0 2019-04-23 4 M 0 722 0 D 2019-04-23 2021-04-23 Common Stock 722.0 1444 D Performance Stock Units (PSUs) 0.0 2019-04-23 4 M 0 2213 0 D 2019-04-23 2019-04-23 Common Stock 2213.0 0 D Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock. Upon vesting, each performance stock unit was converted into one share of BHB Common Stock. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted and performance stock units. This was not an open market sale of securities. Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. Represents the number of restricted stock units remaining in the 2017-2019 Long Term Incentive Plan for this executive. Represents the number of restricted stock units remaining in the 2018-2020 Long Term Incentive Plan for this executive. Each performance stock unit represents a contingent right to receive one share of BHB Common Stock. /s/ Olivia Erickson, as attorney-in-fact 2019-04-25