0000743367-18-000123.txt : 20180806 0000743367-18-000123.hdr.sgml : 20180806 20180806171838 ACCESSION NUMBER: 0000743367-18-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simard Curtis C CENTRAL INDEX KEY: 0001579604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 18995596 MAIL ADDRESS: STREET 1: P O BOX 400 STREET 2: 82 MAIN STREET CITY: BAR HARBOR STATE: ME ZIP: 04609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_153359030277793.xml FORM 4 X0306 4 2018-08-03 0 0000743367 BAR HARBOR BANKSHARES BHB 0001579604 Simard Curtis C C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 1 1 0 0 President/CEO Common Stock 2018-08-03 4 M 0 1862 28.63 A 27157.101 D Common Stock 2018-08-03 4 F 0 642 28.63 D 26515.101 D Common Stock 2018-08-03 4 P 0 139.533 0 A 26654.634 D Common Stock 2018-08-03 4 P 0 126.301 0 A 674.851 I By 401(k) Plan Restricted Stock Units (RSUs)- Acquisition 28.63 2018-08-03 4 M 0 1862 0 D 2018-08-03 2020-08-03 Common Stock 1862.0 3723 D Restricted Stock Units (RSUs) convert into the issuers common stock on a one-for-one basis. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities. These shares were acquired through the executive's participation in dividend reinvestment programs. On August 3,2017, the reporting person was granted 5,585 RSUs, vesting in three equal annual installments on the anniversary of the date of the grant, beginning in August 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period. /s/ David S. Cohen, as Attorney-in-Fact 2018-08-06