0000743367-18-000077.txt : 20180425 0000743367-18-000077.hdr.sgml : 20180425 20180425181429 ACCESSION NUMBER: 0000743367-18-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180423 FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALTON GREGORY W CENTRAL INDEX KEY: 0001242195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 18775455 MAIL ADDRESS: STREET 1: 82 MAIN STREET PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4 1 wf-form4_152469445510852.xml FORM 4 X0306 4 2018-04-23 0 0000743367 BAR HARBOR BANKSHARES BHB 0001242195 DALTON GREGORY W C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 Executive Vice President Common Stock 2018-04-23 4 M 0 396 0 A 6278 D Common Stock 2018-04-23 4 M 0 399 0 A 6677 D Common Stock 2018-04-23 4 M 0 330 0 A 7007 D Common Stock 2018-04-23 4 M 0 1666 0 A 8673 D Common Stock 2018-04-23 4 F 0 950 0 D 7723 D Restricted Stock Units (RSUs) 2015 - 2017 0.0 2018-04-23 4 M 0 396 0 D 2018-04-23 2018-04-23 Common Stock 396.0 0 D Restricted Stock Units (RSUs) 2016 - 2018 0.0 2018-04-23 4 M 0 399 0 D 2018-04-23 2019-04-23 Common Stock 399.0 400 D Restricted Stock Units (RSUs) 2017 - 2019 0.0 2018-04-23 4 M 0 330 0 D 2018-04-23 2020-04-23 Common Stock 330.0 657 D Performance Stock Units (PSUs) 0.0 2018-04-23 4 M 0 1666 0 D 2018-04-23 2018-04-23 Common Stock 1666.0 0 D Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock. The total has been updated to include 1,367 shares previously reported as indirectly held. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities. Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. Represents the number of restricted stock units remaining in the 2016-2018 Long Term Incentive Plan for this executive. Represents the number of restricted stock units remaining in the 2017-2019 Long Term Incentive Plan for this executive. /s/Kimberly Pruett Ilg, as attorney-in-fact 2018-04-25