0000743367-17-000050.txt : 20171005 0000743367-17-000050.hdr.sgml : 20171005 20171005162306 ACCESSION NUMBER: 0000743367-17-000050 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170606 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McIver William J. CENTRAL INDEX KEY: 0001570474 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 171124851 MAIL ADDRESS: STREET 1: C/O NEW HAMPSHIRE THRIFT BANCSHARES, INC STREET 2: 9 MAIN STREET, P.O. BOX 9 CITY: NEWPORT STATE: NH ZIP: 03773 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4/A 1 wf-form4a_150723497226467.xml FORM 4/A X0306 4/A 2017-06-06 2017-06-06 0 0000743367 BAR HARBOR BANKSHARES BHB 0001570474 McIver William J. C/O BAR HARBOR BANKSHARES P.O. BOX 400, 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 Executive Vice President Common Stock 2726 D Common Stock 2017-06-06 4 I 0 4159.48 29.32 D 4207.67 I By 401(k) Plan Common Stock 4524 I By the Supp Exec Retirement Plan Restrited Stock Units (RSU's) Common Stock 930.0 930 D Restrited Stock Units (RSU's) Common Stock 930.0 930 D Restrited Stock Units (RSU's) Common Stock 619.0 619 D Restrited Stock Units (RSU's) Common Stock 619.0 619 D Restrited Stock Units (RSU's) Common Stock 309.0 309 D Restrited Stock Units (RSU's) Common Stock 309.0 309 D On March 21, 2017, Bar Harbor Bankshares effected a three-for-two split of its common stock (the "Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Stock Split. Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in three equal annual installments beginning in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period. Represents a grant of Restricted Stock units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2020. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period. Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in two equal annual installments beginning in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period. Represents a grant of Restricted Stock units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in April 2019. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at the time of vesting are subject to an additional three year holding period. Represents a grant of Restricted Stock Units (RSUs) that will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs will vest in April 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period. /s/ Kimberly Pruett-Ilg, as Attorney-in-Fact 2017-10-05