0000743367-15-000038.txt : 20150428 0000743367-15-000038.hdr.sgml : 20150428 20150428124138 ACCESSION NUMBER: 0000743367-15-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140923 FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1122 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Richard B CENTRAL INDEX KEY: 0001619879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 15797591 MAIL ADDRESS: STREET 1: PO BOX 400 STREET 2: 82 MAIN STREET CITY: BAR HARBOR STATE: ME ZIP: 04609 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-23 0 0000743367 BAR HARBOR BANKSHARES BHB 0001619879 Maltz Richard B PO BOX 400 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 Executive Vice President Common Stock 2015-04-22 4 M 0 106 0 A 106 D Restricted Stock Units 2014-09-23 4 A 0 350 A 2024-09-22 Common Stock 350 2342 D Performance Stock Units ("PSUs") 2014-09-23 4 A 0 424 A 2016-04-23 2024-09-22 Common Stock 424 2766 D Restricted Stock Units ("RSUs") 2014-09-23 4 A 0 741 A 2024-09-22 Common Stock 741 3507 D Performance Stock Units ("PSUs") 2014-09-23 4 A 0 741 A 2017-07-22 2024-09-22 Common Stock 741 4248 D Restricted Stock Units ("RSU's) 2015-02-17 4 A 0 1070 A 2025-02-16 Common Stock 1070 4322 D Restricted Stock Units ("RSUs") 2015-04-22 4 M 0 106 D 2024-09-22 Common Stock 106 4216 D Represents a grant of Restricted Stock Units ("RSUs")(Plan A)that will be settled in shares of the issuer's common stock on a one-to-one basis. These RSUs will vest in two annual installments beginning April 22, 2015. At the time of vesting RSUs may be withheld to cover the executives tax liabilities. Shares delivered at each vesting are subject to an additional one year holding period. Represents a grant of Performance Stock Units ("PSUs") (Plan A) that will be settled in shares of the issuer's common stock on a one-to-one basis. These PSUs will vest in full on April 23, 2016. At the time of vesting PSUs may be withheld to cover the executives tax liabilities. Shares delivered at vesting are subject to an additional one year holding period. Represents a grant of Restricted Stock Units ("RSUs") (Plan B) that will be settled in shares of the issuer's common stock on a one-to-one basis. These RSUs will vest in three annual installments beginning July 23, 2015. At the time of vesting RSUs may be withheld to cover the executives tax liabilities. All shares delived on each vesting date are subject to an additional one year holding period. Represents a grant of Performance Stock Units ("PSUs") (Plan B) that will be settled in shares of the issuer's common stock on a one-to-one basis. These PSUs will vest on July 22, 2017. At the time of vesting sufficient PSUs may be withheld to cover the executive's tax liabilities. All shares delivered at time of vesting are subject to an additional one year holding period. Represents a correction to the number of Restricted Stock Units ("RSUs")granted on 02/17/2015 from 996 shares as reported on 02/19/2015 to 1,070 (74 share increase). These shares will be settled in shares of the issuer's common stock on a one-for-one basis. These RSUs vest in three annual installments beginning April 23, 2016. At the time of vesting sufficient RSUs may be withheld to cover the exevutives tax liabilities. All shared delivered at each vesting are subject to an additional one year holding period. Represents the conversion upon vesting of restricted stock units into common stock. On September 23, 2014 the reporting person was granted 350 RSUs of which 106 vested on April 22, 2015. Richard B. Maltz 2015-04-28