-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AWKS8k60y/e7mPGRjiR3x+YZzCpeGbuZFE4L29x4DcW5ZWXG9UamsAuhOySTC1Sv hsgjC8ttf+ArHnBEUUPy2Q== 0000743367-09-000048.txt : 20090507 0000743367-09-000048.hdr.sgml : 20090507 20090507102420 ACCESSION NUMBER: 0000743367-09-000048 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090324 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEACKFELDT STEPHEN M CENTRAL INDEX KEY: 0001242196 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13349 FILM NUMBER: 09803935 MAIL ADDRESS: STREET 1: RR1 BOX 293 MILL ST CITY: HARRINGTON STATE: ME ZIP: 04643 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES CENTRAL INDEX KEY: 0000743367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010393663 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 BUSINESS PHONE: 2072883314 MAIL ADDRESS: STREET 1: 82 MAIN ST STREET 2: PO BOX 400 CITY: BAR HARBOR STATE: ME ZIP: 04609-0400 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2009-03-24 2009-03-25 0 0000743367 BAR HARBOR BANKSHARES bhb 0001242196 LEACKFELDT STEPHEN M 82 MAIN STREET BAR HARBOR ME 04609 0 1 0 0 Senior Vice President Common Stock 2009-03-24 4 M 0 300 15.4 A 400 D Common Stock 2009-03-24 4 S 0 100 23.46 D 300 D Common Stock 2009-03-24 4 S 0 100 23.45 D 200 D Common Stock 2009-03-24 4 S 0 100 22.57 D 100 D Incentive Stock Option 15.4 2009-03-24 4 M 0 300 0 D 2006-06-20 2011-06-20 Common Stock 10000 3125 D On March 25,2009, the reporting person filed a Form 4 (the "Original Form 4") reporting the exercise of an option on March 24, 2009 to purchase 300 shares of common stock and the sale of those shares in 3 transactions at prices ranging from $22.57 to $23.46. This amendment amends the Original Form 4 to clarify that the reporting person's exercise of the stock option resulted in the acquisition of the underlying shares of common stock. Also on March 25, the reporting person mistakenly filed a second Form 4 (the "Second Form 4") reporting, again, the purchase of 300 shares of common stock, but indicating that the purchase occurred on March 25, 2009. (continued on Footnote 2) (continued from footnote 1) On April 6, 2009, the reporting person filed an amendment to the Second Form 4 (the "Amendment") to explain that the purchase occurred on March 24, 2009 and was the same acquisition reported earlier on March 24 as an option exercise. This amendment amends only the Original Form 4. As evidence by the filing of the Amendment, the Second Form 4 was filed in error and should be disregarded. Grant of Incentive Stock Options to acquire 10,000 shares of Bar Harbor Bankshares Common Stock under the Bar Harbor Bankshares (and subsidiaries) Stock Option Plan of 2000. Options become exercisable with respect to 1,480 shares on 6/20/2002 and in 6 annual increments of 1,420 shares eginning on 6/20/2003. These options expire on 6/20/2011. Stephen M Leackfeldt 2009-05-07 -----END PRIVACY-ENHANCED MESSAGE-----