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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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UNITED STATES FORM 8-K
CURRENT REPORT
Date of Report:
September 25, 2006
Maxim Integrated Products, Inc.
120 San Gabriel Drive
(408) 737-7600
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
(Date of earliest event reported)
(Exact name of registrant as specified in its charter)
Sunnyvale, California 94086
(Address of principal executive offices including zip code)
(Registrant's telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
Maxim Integrated Products, Inc. ("Maxim") announced that it will request a hearing before the NASDAQ
Listing Qualifications Panel (the "Panel") in response to the receipt of a NASDAQ Staff Determination
letter dated September 25, 2006 indicating that Maxim is not in compliance with the filing requirements
for continued listing as set forth in Marketplace Rule 4310(c)(14). As expected, the letter was issued in
accordance with NASDAQ procedures due to the delayed filing of Maxim's Annual Report on Form
10-K for the fiscal year ended June 24, 2006. Pending a decision by the Panel, Maxim shares will remain
listed on the NASDAQ Stock Market. A copy of Maxim's press release is attached hereto as
Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits. (d) Exhibits.
The following exhibit is filed herewith:
Description Text of press release issued by Maxim Integrated Products, Inc. dated September 28, 2006.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: September 28, 2006
Maxim Integrated Products, Inc.
By: /s/ Carl W. Jasper
Carl W. Jasper
Vice President and Chief Financial Officer
EXHIBIT INDEX
|
Description |
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Text of press release issued by Maxim Integrated Products, Inc. dated September 28, 2006. PDF |
Exhibit 99.1
MAXIM TO REQUEST NASDAQ HEARING REGARDING STOCK LISTING
Maxim Integrated Products, Inc. (NASDAQ: MXIM) announced that it will request a hearing before the Nasdaq Listing Qualifications Panel (the "Panel") in response to the receipt of a Nasdaq Staff Determination letter dated September 25, 2006. The letter, which Maxim expected, was issued in accordance with standard Nasdaq procedures as a result of the delay in the filing of Maxim's Annual Report on Form 10-K for the fiscal year ended June 24, 2006 with the Securities and Exchange Commission (SEC). Timely filing of periodic reports with the SEC is a requirement for continued listing under Nasdaq Marketplace Rule 4310(c)(14). Pending a decision by the Panel, Maxim shares will remain listed on the NASDAQ Stock Market.
As previously disclosed, a Special Committee of Maxim's Board of Directors has commenced an independent review of Maxim's past stock option grants and practices. Maxim intends to file its Form 10-K as soon as practicable after completion of its internal review.
This press release contains forward-looking statements under the Private Securities Litigation Reform Act of 1995, including those related to Maxim's plans to request a hearing before a Nasdaq Listing Qualifications Panel. There can be no assurance that a hearing will be granted by Nasdaq, the outcome of the hearing, if granted, is uncertain and Maxim's shares could at some point in the future be delisted from Nasdaq for failure to comply with its Marketplace Rules. In addition, there can be no assurance concerning the outcome of the Special Committee's review. These forward-looking statements involve risks and uncertainties that could cause actual results to differ materially from those contemplated herein. Factors that could cause or contribute to such differences include, but are not limited to: an adverse determination by the Nasdaq Listing Qualifications Panel, the final determinations of the Special Committee concerning matters related to the Company's stock option grants, delays in the review and the timing of other actions or events related to the Nasdaq letter or Maxim's 10-K filing, as well as other factors detailed from time to time in Maxim's reports filed with the Securities and Exchange Commission. Maxim undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise, except as required by law.
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