Delaware (State or other jurisdiction of incorporation or organization) | 001-34192 (Commission File Number) | 94-2896096 (I.R.S. Employer Identification No.) |
Exhibit | Description | |
1.01 | Conflict Minerals Report as required by Item 1.01 and 1.02 of this Form SD. |
Exhibit | Description | |
1.01 | Conflict Minerals Report as required by Item 1.01 and 1.02 of this Form SD. |
Conducts a reasonable country of origin inquiry of all of its direct suppliers that have products containing necessary conflict minerals and, if required by the Conflict Minerals Rule (as it was for the calendar year 2015 reporting period), implements a program of due diligence on the source and chain of custody of conflict minerals (tin, tantalum, tungsten and gold, or “3TG”) that we consider necessary to the functionality or production of our products (“necessary conflict minerals”). |
Expects our direct suppliers to have policies and procedures in place which are in compliance with the Maxim Integrated Conflict Minerals Policy Statement, and will enable transparency of the supply chain to facilitate our compliance with the Conflict Minerals Rule. |
Provides, and expects our direct suppliers to cooperate in providing, reasonable country of origin and due diligence information with regard to use of “necessary conflict minerals” in our supply chain. |
• | Raw material supplier |
• | Wafer Foundry |
• | IC Assembly Subcontractor and Contract Manufacturers |
• | Component Manufacturer |
Metal | Standard Smelter/Refiner (“Smelter”) Names | Smelter Location | Smelter ID | Status* |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | CFSP Compliant |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | CFSP Compliant |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | CFSP Compliant |
Gold | Argor-Heraeus SA | SWITZERLAND | CID000077 | CFSP Compliant |
Gold | Asahi Pretec Corporation | JAPAN | CID000082 | CFSP Compliant |
Gold | Johnson Matthey Canada | CANADA | CID000924 | CFSP Compliant |
Gold | Johnson Matthey Inc. (USA) | UNITED STATES | CID000920 | CFSP Compliant |
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | CFSP Compliant |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | CFSP Compliant |
Gold | Aurubis AG | GERMANY | CID000113 | CFSP Compliant |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | CFSP Compliant |
Gold | Boliden AB | SWEDEN | CID000157 | CFSP Compliant |
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | CFSP Compliant |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | CFSP Compliant |
Gold | Chimet S.p.A. | ITALY | CID000233 | CFSP Compliant |
Gold | Chugai Mining | JAPAN | CID000264 | In communication with CFSI |
Gold | Dowa | JAPAN | CID000401 | CFSP Compliant |
Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | CFSP Compliant |
Gold | Ohio Precious Metals, LLC | UNITED STATES | CID001322 | CFSP Compliant |
Gold | Faggi Enrico S.p.A. | ITALY | CID002355 | CFSP Active |
Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | CFSP Compliant |
Gold | Heraeus Ltd. Hong Kong | HONG KONG | CID000707 | CFSP Compliant |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | CFSP Compliant |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 | LBMA certified |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | CFSP Compliant |
Gold | Istanbul Gold Refinery | TURKEY | CID000814 | CFSP Compliant |
Gold | Jiangxi Copper Company Limited | CHINA | CID000855 | CFSP Compliant |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | CFSP Compliant |
Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | CFSP Compliant |
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | CFSP Compliant |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | CFSP Compliant |
Gold | Materion | UNITED STATES | CID001113 | CFSP Compliant |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | CFSP Compliant |
Gold | Metalor Technologies (Hong Kong) Ltd. | HONG KONG | CID001149 | CFSP Compliant |
Gold | Metalor Technologies SA | SWITZERLAND | CID001153 | CFSP Compliant |
Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 | CFSP Compliant |
Gold | Met-Mex Penoles, S.A. | MEXICO | CID001161 | CFSP Compliant |
Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | CFSP Compliant |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | CFSP Compliant |
Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | TURKEY | CID001220 | CFSP Compliant |
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | CFSP Compliant |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | CFSP Compliant |
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | CID001326 | CFSP Compliant |
Gold | PAMP SA | SWITZERLAND | CID001352 | CFSP Compliant |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | CFSP Compliant |
Gold | PX Précinox SA | SWITZERLAND | CID001498 | CFSP Compliant |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | CFSP Compliant |
Gold | Republic Metals Corporation | UNITED STATES | CID002510 | CFSP Compliant |
Gold | Royal Canadian Mint | CANADA | CID001534 | CFSP Compliant |
Gold | SEMPSA Joyería Platería SA | SPAIN | CID001585 | CFSP Compliant |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | CFSP Compliant |
Gold | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 | CFSP Compliant |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | CFSP Compliant |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | CFSP Compliant |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | CFSP Compliant |
Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | CFSP Compliant |
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | CFSP Compliant |
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | CFSP Compliant |
Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 | CFSP Compliant |
Gold | Valcambi SA | SWITZERLAND | CID002003 | CFSP Compliant |
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 | CFSP Compliant |
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | CFSP Compliant |
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | CFSP Compliant |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | CFSP Compliant |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | CFSP Compliant |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | CFSP Compliant |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | CFSP Compliant |
Tantalum | Duoluoshan | CHINA | CID000410 | CFSP Compliant |
Tantalum | Exotech Inc. | UNITED STATES | CID000456 | CFSP Compliant |
Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | CFSP Compliant |
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | CFSP Compliant |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 | CFSP Compliant |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | CFSP Compliant |
Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | CFSP Compliant |
Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 | CFSP Compliant |
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 | CFSP Compliant |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | CFSP Compliant |
Tantalum | H.C. Starck Inc. | UNITED STATES | CID002548 | CFSP Compliant |
Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | CFSP Compliant |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 | CFSP Compliant |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | CFSP Compliant |
Tantalum | Hi-Temp | UNITED STATES | CID000731 | CFSP Compliant |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | CFSP Compliant |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | CFSP Compliant |
Tantalum | Kemet Blue Metals | MEXICO | CID002539 | CFSP Compliant |
Tantalum | Kemet Blue Powder | UNITED STATES | CID002568 | CFSP Compliant |
Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | CFSP Compliant |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | CFSP Compliant |
Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 | CFSP Compliant |
Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 | CFSP Compliant |
Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 | CFSP Compliant |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | CFSP Compliant |
Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | CFSP Compliant |
Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 | CFSP Compliant |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | CFSP Compliant |
Tantalum | Taki Chemicals | JAPAN | CID001869 | CFSP Compliant |
Tantalum | Telex Metals | UNITED STATES | CID001891 | CFSP Compliant |
Tantalum | Ulba | KAZAKHSTAN | CID001969 | CFSP Compliant |
Tantalum | Zhuzhou Cemented Carbide | CHINA | CID002232 | CFSP Compliant |
Tin | Alpha | UNITED STATES | CID000292 | CFSP Compliant |
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | CFSP Active |
Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | CFSP Compliant |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | CFSP Compliant |
Tin | CV Serumpun Sebalai | INDONESIA | CID000313 | CFSP Compliant |
Tin | CV United Smelting | INDONESIA | CID000315 | CFSP Compliant |
Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | CFSP Compliant |
Tin | Dowa | JAPAN | CID000402 | CFSP Compliant |
Tin | Elmet S.L.U. (Metallo Group) | SPAIN | CID002774 | CFSP Compliant |
Tin | EM Vinto | BOLIVIA | CID000438 | CFSP Compliant |
Tin | Fenix Metals | POLAND | CID000468 | CFSP Compliant |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | CFSP Compliant |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 | CFSP Compliant |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | CFSP Compliant |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | CFSP Compliant |
Tin | Melt Metais e Ligas S/A | BRAZIL | CID002500 | CFSP Compliant |
Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 | CFSP Compliant |
Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | CFSP Compliant |
Tin | Minsur | PERU | CID001182 | CFSP Compliant |
Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | CFSP Compliant |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | CFSP Compliant |
Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 | CFSP Compliant |
Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | CFSP Compliant |
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | CFSP Compliant |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | CFSP Compliant |
Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | CFSP Compliant |
Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | CFSP Compliant |
Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | CFSP Compliant |
Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | CFSP Compliant |
Tin | PT Bukit Timah | INDONESIA | CID001428 | CFSP Compliant |
Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | CFSP Compliant |
Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | CFSP Compliant |
Tin | PT Inti Stania Prima | INDONESIA | CID002530 | CFSP Compliant |
Tin | PT JusTindo | INDONESIA | CID000307 | CFSP Compliant |
Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | CFSP Compliant |
Tin | PT Panca Mega Persada | INDONESIA | CID001457 | CFSP Compliant |
Tin | PT Prima Timah Utama | INDONESIA | CID001458 | CFSP Compliant |
Tin | PT REFINED BANGKA TIN | INDONESIA | CID001460 | CFSP Compliant |
Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | CFSP Compliant |
Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | CFSP Compliant |
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | CFSP Compliant |
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 | CFSP Compliant |
Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | CFSP Compliant |
Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 | CFSP Compliant |
Tin | Rui Da Hung | TAIWAN | CID001539 | CFSP Compliant |
Tin | Soft Metais Ltda. | BRAZIL | CID001758 | CFSP Compliant |
Tin | Thaisarco | THAILAND | CID001898 | CFSP Compliant |
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | CFSP Compliant |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | CFSP Active |
Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 | CFSP Compliant |
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | CFSP Compliant |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | CFSP Compliant |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | CFSP Compliant |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | TI-CMC Member |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | CFSP Compliant |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | CFSP Compliant |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | CFSP Compliant |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | TI-CMC Member |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | CFSP Compliant |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 | CFSP Compliant |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | CFSP Compliant |
Tungsten | H.C. Starck GmbH | GERMANY | CID002541 | CFSP Compliant |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | CFSP Compliant |
Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000766 | CFSP Compliant |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | CFSP Compliant |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | CFSP Compliant |
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | CFSP Compliant |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | CFSP Active |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | CFSP Compliant |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | TI-CMC Member |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | CFSP Active |
Tungsten | Kennametal Fallon | UNITED STATES | CID000966 | CFSP Active |
Tungsten | Kennametal Huntsville | UNITED STATES | CID000105 | CFSP Compliant |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 | CFSP Compliant |
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 | TI-CMC Member |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | CID001889 | CFSP Compliant |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 | CFSP Compliant |
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | CFSP Compliant |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | CFSP Compliant |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | CFSP Compliant |
1. | Establishment of Strong Company Management Systems |
2. | Identify and assess risks in the supply chain |
3. | Design and implement a strategy to respond to identified risks |
4. | Encourage the independent third-party audit of smelter/refiner’s due diligence practices |
5. | Report annually on supply chain due diligence |