0001140361-11-045705.txt : 20110913 0001140361-11-045705.hdr.sgml : 20110913 20110913193149 ACCESSION NUMBER: 0001140361-11-045705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110909 FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONDERMAN DAVID CENTRAL INDEX KEY: 0000860866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02116 FILM NUMBER: 111089075 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARMSTRONG WORLD INDUSTRIES INC CENTRAL INDEX KEY: 0000007431 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 230366390 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 BUSINESS PHONE: 7173970611 MAIL ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 FORMER COMPANY: FORMER CONFORMED NAME: ARMSTRONG CORK CO DATE OF NAME CHANGE: 19800611 4 1 doc1.xml FORM 4 X0304 4 2011-09-09 0 0000007431 ARMSTRONG WORLD INDUSTRIES INC AWI 0000860866 BONDERMAN DAVID C/O TPG CAPITAL, L.P. 301 COMMERCE STREET, SUITE 3300 FORT WORTH TX 76102 1 0 1 0 Common Stock, par value $0.01 per share 2011-09-09 4 X 0 36307 A 7038199 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 41295 A 7079494 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 105763 A 7185257 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 92546 A 7277803 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 76370 A 7354173 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 35175 A 7389348 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 8755 A 7398103 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 30435 A 7428538 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 24965 A 7453503 I See Footnotes Common Stock, par value $0.01 per share 2011-09-09 4 X 0 35517 A 7489020 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 36307 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 41295 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 105763 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 92546 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 76370 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 35175 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 8755 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 30435 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 24965 0 I See Footnotes Prepaid Forward Contract 2011-09-09 4 X 0 1 0 A 2011-09-09 2012-04-04 Common Stock, par value $0.01 per share 35517 0 I See Footnotes David Bonderman (the "Reporting Person") is a director, officer and shareholder of TPG Group Holdings (SBS) Advisors, Inc., a Delaware corporation, which is the general partner of TPG Group Holdings (SBS), L.P., a Delaware limited partnership, which is the sole member of TPG Holdings I-A, LLC, a Delaware limited liability company, which is the general partner of TPG Holdings I, L.P., a Delaware limited partnership, which is the sole member of both TPG GenPar V Advisors, LLC, a Delaware limited liability company ("Advisors V") and TPG GenPar VI Advisors, LLC, a Delaware limited liability company ("Advisors VI"). Mr. Bonderman is a director, officer and shareholder of TPG Advisors VI, Inc., a Delaware Corporation ("TPG Advisors VI"). Advisors V is the general partner of TPG GenPar V, L.P., a Delaware limited partnership, which is the general partner of TPG Partners V, L.P. a Delaware limited partnership ("Partners V"), TPG FOF V-A, L.P., a Delaware limited partnership ("FOF V-A"), and TPG FOF V-B, L.P., a Delaware limited partnership ("FOF V-B"). Advisors VI is the general partner of TPG GenPar VI, L.P., a Delaware limited partnership, which is the general partner of TPG Partners VI, L.P., a Delaware limited partnership ("Partners VI"). TPG Advisors VI is the general partner of FOF VI SPV, L.P., a Delaware limited partnership ("FOF VI"). Partners V is the managing member of Armor TPG Holdings LLC ("Armor TPG"), whose membership interests are, collectively, wholly owned by Partners V, Partners VI, FOF V-A, FOF V-B and FOF VI. Armor TPG directly holds 7,489,020 shares of Common Stock of the Issuer. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 15, 2011 with Societe Generale ("SG") with respect to 36,307 shares of Common Stock of the Issuer at a forward price of $37.8189 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 16, 2011 with SG with respect to 41,295 shares of Common Stock of the Issuer at a forward price of $37.9602 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 18, 2011 with SG with respect to 105,763 shares of Common Stock of the Issuer at a forward price of $36.2699 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 19, 2011 with SG with respect to 92,546 shares of Common Stock of the Issuer at a forward price of $35.7179 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 22, 2011 with SG with respect to 76,370 shares of Common Stock of the Issuer at a forward price of $35.6846 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 23, 2011 with SG with respect to 35,175 shares of Common Stock of the Issuer at a forward price of $36.2035 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 24, 2011 with SG with respect to 8,755 shares of Common Stock of the Issuer at a forward price of $36.8587 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 25, 2011 with SG with respect to 30,435 shares of Common Stock of the Issuer at a forward price of $37.1199 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on August 26, 2011 with SG with respect to 24,965 shares of Common Stock of the Issuer at a forward price of $37.6215 per share by delivery of Common Stock to Armor TPG on the settlement date. On September 9, 2011, Armor TPG elected to settle the forward transaction entered into on September 2, 2011 with SG with respect to 35,517 shares of Common Stock of the Issuer at a forward price of $37.9269 per share by delivery of Common Stock to Armor TPG on the settlement date. Because of the Reporting Person's relationship to Armor TPG, for reporting purposes under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Common Stock beneficially owned by Armor TPG to the extent of the greater of its respective direct or indirect pecuniary interests in the profits or capital accounts of Armor TPG. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any shares of Common Stock of the Issuer in excess of such amounts. (14) Ronald Cami is signing on behalf of Mr. Bonderman pursuant to the authorization and designation letter dated July 1, 2010, which was previously filed with the Securities and Exchange Commission. /s/ Ronald Cami, on behalf of David Bonderman (14) 2011-09-13