-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rz9xzfvplRzf1Hx9A8UDNX6F7ag9u/Xt9f9ZypUmYsZKE+v5AQpwEWphRnMAe/Tp BXa0pU3uN8WZmc+Mwf8IbA== 0001140361-09-018760.txt : 20090812 0001140361-09-018760.hdr.sgml : 20090812 20090812161655 ACCESSION NUMBER: 0001140361-09-018760 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARMSTRONG WORLD INDUSTRIES INC CENTRAL INDEX KEY: 0000007431 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 230366390 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 BUSINESS PHONE: 7173970611 MAIL ADDRESS: STREET 1: 2500 COLUMBIA AVE CITY: LANCASTER STATE: PA ZIP: 17603 FORMER COMPANY: FORMER CONFORMED NAME: ARMSTRONG CORK CO DATE OF NAME CHANGE: 19800611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust CENTRAL INDEX KEY: 0001376967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02116 FILM NUMBER: 091007005 BUSINESS ADDRESS: STREET 1: C/O KEVIN E. IRWIN STREET 2: ONE EAST FOURTH STREET, SUITE 1400 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-579-6427 MAIL ADDRESS: STREET 1: C/O KEVIN E. IRWIN STREET 2: ONE EAST FOURTH STREET, SUITE 1400 CITY: CINCINNATI STATE: OH ZIP: 45202 4/A 1 doc1.xml FORM 4/A X0303 4/A 2009-08-10 2009-08-11 0 0000007431 ARMSTRONG WORLD INDUSTRIES INC AWI 0001376967 Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust 818 N. WASHINGTON ST. WILMINGTON DE 19801 0 0 1 0 Common Stock 2009-08-10 4 S 0 7000000 22.31 D 29981480 D Forward Sale Contract (obligation to sell) 2009-08-10 4 J 0 1039777 0 A Common Stock 1039777 0 D On August 10, 2009, pursuant to the terms of a Purchase and Sale Agreement (the "PSA"), the reporting person agreed to sell 7,000,000 shares and, concurrently with the closing of such sale, enter into a prepaid forward sale contract with TPG Partners V, L.P. and TPG Partners VI, L.P. (collectively, "TPG"). The forward sale contract obligates the reporting person to deliver to TPG cash (or elect to deliver 1,039,777 shares) on the settlement date of the forward sale contract. The settlement date is the third currency business day following the 20th scheduled trading day beginning on November 4, 2013. In exchange for assuming this obligation, the reporting person will receive $23,197,425 (determined by multiplying 1,039,777 shares by the per share sale price of $22.31 under the PSA). The reporting person will pledge 1,039,777 shares of AWI common stock (the "Pledged Shares") to secure its obligations under the forward sale contract. While the reporting person will retain dividend and voting rights in the Pledged Shares during the term of the pledge, the reporting person is obligated to pay TPG dividends received on 1,039,777 shares underlying the forward sale contract. /s/Edward E. Steiner, attorney-in-fact for Armstrong World Industries, Inc. Asbestos Personal Injury Settlement Trust 2009-08-12 -----END PRIVACY-ENHANCED MESSAGE-----