-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKeC1e9DStoLKxhKse4EfkN2LiBLbVnNnY4zOkYGtV2aV8GRFrAgUPsZV/UPlAr0 DujWWX1+5deDTWIsLpE1RA== 0000742814-97-000008.txt : 19970317 0000742814-97-000008.hdr.sgml : 19970317 ACCESSION NUMBER: 0000742814-97-000008 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19970314 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARNOX CORP CENTRAL INDEX KEY: 0000742814 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] IRS NUMBER: 061094094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14724 FILM NUMBER: 97556466 BUSINESS ADDRESS: STREET 1: 1612 N. OSCEOLA AVE CITY: CLEARWATER STATE: FL ZIP: 34615 BUSINESS PHONE: 8134433434 MAIL ADDRESS: STREET 1: 1612 N. OSCEOLA AVENUE CITY: CLEARWATER STATE: FL ZIP: 34615 10-Q/A 1 RESPONSE TO COMMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1O~Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the period ended September 30, 1996 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from ____ to _____ Commission File Number 0-14724 ARNOX CORPORATION Delaware 06-1094094 (state or other jurisdiction of (IRS Employer incorporation of organization) identification No.) 1612 North Osceola Avenue Clearwater, Florida 34615 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, Including area code: (813) 443-3434 Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports). Yes X No. ______ APPLICABLE ONLY TO REGISTRAINTS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING ThE PRECEDING FIVE YEARS Indicate by check mark whether the Registrant has filed all documents and reports required to be filed by Sections 12, 13 or15(d) of the Securities Exchange Act of 1934 subsequent to thedistribution of securities under a plan confirmed by a court. N/A Yes __ No ___ APPLICABLE ONLY TO CORPORATE ISSUERS: Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Common Stock 3,439,247 shares. PART 1-FINANCIAL INFORMATION Item 1. Financial Statements. ARNOX CORPORATION (a Dormant State Company) for the quarter ending September 30, 1996 Assets Organization Cost $ 0.00 Totals Assets 0.00 Liabilities and Shareholder's Equity Stockholders' Equity Common Stock par value at $0.00001 per share 10,000,000 shares authorized,3,439,247 shares issued and outstanding 0.00 Additional Paid in Capital 6,017.00 Deficit accumulated during development stage (6,017.00) Total Shareholders' Equity 0.00 Total Liabilities and Shareholders Equity $ 0.00 ARNOX CORPORATION (a Dormant State Company) Income Statements for the quarter ending September 30,1996 1996 Revenues and Expenses $ 0.00 ARNOX CORPORATION (a Dormant State Company) Statements of Shareholder's Equity for the quarter ending September 30, 1996 Common Stock (3,439,247 shares issued & outstanding) $ 0.00 Additional Paid in Capital $ 0.00 Accumulated Deficit $ 0.00 Balance Jan 1 $ 0.00 Net Income/(loss) for the year $(6,017.00) Balance September 30, 1996 $ 0.00 Item 2. Management Discussion and Analysis of Financial Condition and Results of Operations. The Registrant was incorporated on October 17,1983 in the State of Delaware. The Company's business consisted of developing, manufacturing, marketing and licensing fire retardant products. These fire retardant products were marketed under the trade name Arnox FR. The Company's fire retardant chemicals were used to treat corrugated packaging board for military and commercial applications, for particle board, chip board, and paneling in mobile homes. The Company's shares were traded on the NASDAQ exchange until April 25, 1989. The Company was most closely aligned to the lumber industry because its products were used to treat lumber and products, such as corrugated board, which are derived from lumber. On September 11, 1989, the Registrant filed a petition, No. 89- 97155, in the U.S. Bankruptcy Court for the District of New Jersey. This was converted from a Chapter 11 to a Chapter 7 petition on December 18,1989. This bankruptcy proceeding endured for four years and ten months. On July 12, 1994, the Registrant's Petition was declared closed and the Trustee was discharged. Since July 12, 1994, the Registrant has been totally inactive. ARNOX does not accrue any liability for the expenses incurred with Capston's activities to bring ARNOX current with all of its reporting and filings requirements or in connection with services rendered prior to closing of the a business combination. Moreover, any such reimbursement will be subject to the express approval of the owners of the business opportunity acquired by the Company. At the end of this year's third quarter, ARNOX is reinstated and is in good standing with its state of incorporation. It is current with its SEC filings and we have reinstated the original stock transfer agent, Continental Stock Transfer and Trust ARNOX is currently seeking a merger partner. This interim financial statement reflects all adjustments which are, in the management, necessary to a fair statement of the Company's financial position and results of operations for this period. PART II-OTHER INFORMATION Item 1. Legal Proceedings In another matter, unrelated to ARNOX, Mr. Sirak was the subject to Administrative Proceeding by the Commission, File No. 3-1911. The Commission on 09/27/96, imposed a cease-and- desist order and imposed remedial sanctions which result in an Order that Sirak be barred from participating in an offering of any penny stock; and cease and desist from committing or causing any violations of Section 17(a) of the Securities Act and Section 10 (b) of the Exchange Act and Rule 10b-5 promulgated thereunder. Given ARNOX's current business plans, there appears to be no conflict with the Commission's Order and Mr. Sirak being ARNOX's attorney and representative. However,as of September 24, 1996, Mr. Sirak has resigned from all positions with ARNOX due to unrelated business matters. Item 2. Changes in Securities None. Item 3. Defaults Upon Senior Securities Not Applicable Item 4. Submission of matters to a vote of Security Holders. The June 13, 1996, Proxy proposals which were mailed to all security holders were approved. These asked the stockholders to do the following: (1) ratify the act of reinstating the original charter of ARNOX Corporation; (2)authorize Capston Network Co. and its authorized representatives, Ms. Sally Fonner and Norman Sirak, to file 10 K and 10 Q reports on behlafof the Company and bring it current with its reporting requirement; (3)authorize Capston Network Co. and its authorized representatives to seek out a qualified purchaser for ninety percent of the company's issued stock; (4)approve in principle a restructuring of Arnox whereby existing shareholders would accept a ten-for one reverse split, simultaneous with the issuance of a ninety percent block of stock to a qualified purchaser; (5)approve of Ms. Sally Fonner acting on behalf of the company for a two year term or until a qualified purchaser can be found that can imbue the company with new managment, whichever happens first; and (6)approve of moving the company's place of business to St. Petersburg, Florida. Item 5. Market for Registrant's Common Equity There is no established public trading market for the Registrant's securities. The Company has no operations and no income. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ARNOX Corporation Date: 03/13/97 By___________________ Sally Fonner,Director, President and Chief Financial Officer Pursuant to the requirements of the Securities Exchange Act of 1934 this report has been signed below by the following person on behalf of the Registrant and in the capacities and on the date indicated. Date: 03/13/97 By__________________ Sally Fonner, Director, President and Chief Financial Officer EX-27 2
5 9-MOS DEC-31-1996 SEP-30-1996 0 0 0 0 0 0 0 0 0 0 0 0 0 3,439,247 0 0 0 0 0 0 6,017 0 0 0 0 0 0 0 0 (6,017) 0 0
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