-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBwMdlsrGe0ksg4aUrStyrFvp91TEkWwzdLsGv4XlFbxqFfwMQ+sGfCTMoW0KxF4 IfUJS6x7NhJdpuEekkb3gg== 0000902664-08-001375.txt : 20080214 0000902664-08-001375.hdr.sgml : 20080214 20080214210005 ACCESSION NUMBER: 0000902664-08-001375 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLD STONE CORP CENTRAL INDEX KEY: 0000074273 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 050341273 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 957 WARREN AVE CITY: E PROVIDENCE STATE: RI ZIP: 02914 BUSINESS PHONE: 4015210065 MAIL ADDRESS: STREET 1: 2700 HOSPITAL TRUST TOWER STREET 2: EDWARDS & ANGELL CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTICORE PROPERTIES LLC CENTRAL INDEX KEY: 0001049558 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620648 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARNERS III L P CENTRAL INDEX KEY: 0001067815 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620653 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM INTERNATIONAL ADVISORS LLC CENTRAL INDEX KEY: 0001078726 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620654 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTICORE PROPERTIES II LP CENTRAL INDEX KEY: 0001230504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620647 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTPRO LLC CENTRAL INDEX KEY: 0001252811 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620646 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS III LLC CENTRAL INDEX KEY: 0001264722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620649 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-286-0300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARTNERS LP /NY/ CENTRAL INDEX KEY: 0000899983 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620655 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-286-0300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS II LLC CENTRAL INDEX KEY: 0001251931 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620650 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACKMAN WILLIAM A CENTRAL INDEX KEY: 0001056513 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620652 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-813-3700 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ DAVID P CENTRAL INDEX KEY: 0001056511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 08620651 BUSINESS ADDRESS: STREET 1: 110 E 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 5 1 p08-0660form5_ex.xml X0202 5 2007-12-31 0 0 1 0000074273 OLD STONE CORP OSTN 0000899983 GOTHAM PARTNERS LP /NY/ 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001078726 GOTHAM INTERNATIONAL ADVISORS LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001067815 GOTHAM PARNERS III L P 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001056513 ACKMAN WILLIAM A 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001056511 BERKOWITZ DAVID P 888 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 0001251931 GOTHAM HOLDINGS II LLC 888 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 0001264722 GOTHAM HOLDINGS III LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001049558 MANTICORE PROPERTIES LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001230504 MANTICORE PROPERTIES II LP 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001252811 MANTPRO LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 Convertible Preferred Stock, Series B ("Preferred Stock") 2007-08-15 4 J 0 563924 20.32 D 37004 I See footnote On August 15, 2007, Old Stone Corporation (the "Company") made a redemption of 982,467.44 shares of its Preferred Stock (including 563,924 shares of Preferred Stock held by the filing persons) for an aggregate redemption price of $56.9 million. The Company effected a partial redemption on a pro rata basis, in which a fraction of each outstanding share of Preferred Stock was redeemed, and accrued and unpaid dividends thereon was paid. The redemption price of $20.32 per share excluded accrued dividends paid at redemption. See Exhibit 99.2. GOTHAM PARTNERS, L.P., by: /s/ William A. Ackman, Attorney-in-fact 2008-02-14 EX-99 2 p08-0660exhibit99_1.txt EXHIBIT 99.1 Exhibit 99.1 JOINT FILER INFORMATION NAME: William A. Ackman ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman NAME: David P. Berkowtiz ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Gotham Partners III, L.P. ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Gotham International Advisors LLC ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Gotham Holdings II, L.L.C. ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Gotham Holdings III, L.L.C. ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Manticore Properties, LLC ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Manticore Properties II, L.P. ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its Attorney-in-fact NAME: Mantpro, LLC ADDRESS: 888 Seventh Avenue, 29th Floor New York, New York 10019 DESIGNATED FILER: Gotham Partners, L.P. ISSUER: Old Stone Corp. DATE OF EVENT REQUIRING STATEMENT: December 31, 2007 SIGNATURE: /s/ William A. Ackman - -------------------------------- William A. Ackman, its managing member EX-99 3 p08-0660exhibit99_2.txt EXHIBIT 99.2 Exhibit 99.2 David P. Berkowitz ("Mr. Berkowitz") and William A. Ackman ("Mr. Ackman") are the sole owners of DBP Corp. ("DBP") and Karenina Corp. ("Karenina"), respectively. Mr. Berkowitz and Mr. Ackman, through their ownership of DBP and Karenina, control Section H Partners, L.P. ("Section H"). Mr. Berkowitz and Mr. Ackman also control, and conduct of all investment activities of, Gotham International Advisors, LLC ("Advisors") and Gotham Holdings Management LLC ("Gotham Management," and together with the Section H, Mr. Ackman, Mr. Berkowitz, and Advisors, the "Reporting Persons"). Section H is the general partner of Gotham Partners, LP ("Gotham") and Gotham Partners III, LP ("Gotham III"). Advisors is the investment manager of Gotham Partners International, Ltd. ("Gotham International"). Gotham Management is the manager of Gotham Holdings II, L.L.C. ("Holdings II") and Gotham Holdings III, L.L.C. ("Holdings III"). Gotham, Gotham III, Holdings II and Holdings III may be deemed to beneficially own the securities owned by Manticore Properties, LLC ("Manticore"). Mr. Ackman is the managing member of Mantpro, LLC, which may be deemed to beneficially own the securities owned by Manticore Properties II, L.P. ("Manticore II," and together with Manticore, Holdings II, Holdings III, Gotham International, Gotham and Gotham III, the "Investment Entities"). The Reporting Persons hold the reported securities indirectly through the Investment Entities. Mr. Ackman, Mr. Berkowitz, Section H, Advisors and Gotham Management disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. -----END PRIVACY-ENHANCED MESSAGE-----