0001209191-12-053772.txt : 20121119
0001209191-12-053772.hdr.sgml : 20121119
20121119161604
ACCESSION NUMBER: 0001209191-12-053772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121115
FILED AS OF DATE: 20121119
DATE AS OF CHANGE: 20121119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVACARE CORP
CENTRAL INDEX KEY: 0000742112
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 952680965
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INVACARE WAY
STREET 2: P O BOX 4028
CITY: ELYRIA
STATE: OH
ZIP: 44036
BUSINESS PHONE: 4403296000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIXON AARON MALACHI III
CENTRAL INDEX KEY: 0000937770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15103
FILM NUMBER: 121214778
MAIL ADDRESS:
STREET 1: 800 SUPERIOR AVENUE
STREET 2: SUITE 1800
CITY: CLEVELAND
STATE: OH
ZIP: 44107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-15
0
0000742112
INVACARE CORP
IVC
0000937770
MIXON AARON MALACHI III
ONE INVACARE WAY
ELYRIA
OH
44035
1
1
0
0
Chairman
Common Shares
2012-11-15
4
F
0
11892
13.02
D
305394
D
Common Shares
48392
I
By Spouse
Common Shares
12289
I
By GRAT
Common Shares
12288
I
By GRAT
Common Shares
95247
I
By GRAT
Common Shares
95247
I
By GRAT
Common Shares
18955.58
I
By Invacare Retirement Savings Plan
Class B Common Shares
553876
D
Class B Common Shares
26536
I
By GRAT
Class B Common Shares
40495
I
By Spouse
Class B Common Shares
83005
I
By GRAT
Employee Stock Option (Right to Buy)
Common Shares
1042200
1042200
D
The surrender of these shares is for tax withholding purposes in conjunction with the vesting of restricted shares held by the reporting person.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person's spouse.
Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person.
Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person.
Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person's spouse.
Owned by the Trustee for the Invacare Retirement Savings Plan. The information given is based on a Plan Statement of December 31, 2011, the most recent information reasonably available.
On September 1, 2012 the grantor retained annuity trust made an annuity distribution of 96,964 Class B Common Shares to the reporting person.
Owned by the Trustee for the 2011 Grantor Retained Annuity Trust created by the reporting person.
On September 1, 2012 the grantor retained annuity trust made an annuity distribution of 40,495 Class B Common Shares to the reporting person's spouse.
Owned by the Trustee for the 2011 Grantor Retained Annuity Trust created by the reporting person's spouse.
No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
The reporting person holds previously reported options to buy 1,042,200 Common Shares (with tandem tax withholding rights) under the Invacare Corporation 2003 Performance Plan, granted in reliance upon the exemption provided by Rule 16b-3. All options were granted between August 20, 2003 and August 14, 2012, at exercise prices between $13.37 to $44.30 per share, will expire between August 20, 2013 and August 14, 2022 and became or will become exercisable between September 30, 2004 and September 30, 2016.
The current balance reflects the expiration of 122,400 options on August 21, 2012.
/s/ A. Malachi Mixon, by Kristofer K. Spreen, his attorney-in-fact pursuant to Power of Attorney, dated February 12, 2009, on file with the Commission.
2012-11-19