0001209191-11-046958.txt : 20110907 0001209191-11-046958.hdr.sgml : 20110907 20110907170424 ACCESSION NUMBER: 0001209191-11-046958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110902 FILED AS OF DATE: 20110907 DATE AS OF CHANGE: 20110907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVACARE CORP CENTRAL INDEX KEY: 0000742112 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 952680965 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INVACARE WAY STREET 2: P O BOX 4028 CITY: ELYRIA STATE: OH ZIP: 44036 BUSINESS PHONE: 4403296000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIXON AARON MALACHI III CENTRAL INDEX KEY: 0000937770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15103 FILM NUMBER: 111078807 MAIL ADDRESS: STREET 1: 800 SUPERIOR AVENUE STREET 2: SUITE 1800 CITY: CLEVELAND STATE: OH ZIP: 44107 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-09-02 0 0000742112 INVACARE CORP IVC 0000937770 MIXON AARON MALACHI III ONE INVACARE WAY ELYRIA OH 44035 1 1 0 0 Chairman Common Shares 2011-09-02 4 A 0 16200 0.00 A 300851 D Common Shares 2011-06-01 5 G 0 E 16000 0.00 D 284851 D Common Shares 2011-05-31 5 G 0 E 10000 0.00 D 33469 I By Spouse Common Shares 2011-06-01 5 G 0 E 15000 0.00 D 18469 I By Spouse Common Shares 12289 I By GRAT Common Shares 12288 I By GRAT Common Shares 129970 I By GRAT Common Shares 129970 I By GRAT Common Shares 18600.25 I By Invacare Retirement Savings Plan Class B Common Shares 703912 D Employee Stock Option (Right to Buy) 24.45 2011-09-02 4 A 0 15325 0.00 A 2012-09-30 2021-09-02 Common Shares 15325 1181425 D Employee Stock Option (Right to Buy) 24.45 2011-09-02 4 A 0 15325 0.00 A 2013-09-30 2021-09-02 Common Shares 15325 1196750 D Employee Stock Option (Right to Buy) 24.45 2011-09-02 4 A 0 15325 0.00 A 2014-09-30 2021-09-02 Common Shares 15325 1212075 D Employee Stock Option (Right to Buy) 24.45 2011-09-02 4 A 0 15325 0.00 A 2015-09-30 2021-09-02 Common Shares 15325 1227400 D Restricted shares granted pursuant to the Invacare Corporation 2003 Performance Plan in an exempt transaction under Rule 16b-3. These shares vest in 25% increments over four years commencing November 15, 2012. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person's spouse. Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person. Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person. On April 6, 2011 the grantor retained annuity trust made an annuity payment of 18,351 Common Shares to the reporting person. Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person's spouse. On April 6, 2011 the grantor retained annuity trust made an annuity payment of 18,351 Common Shares to the reporting person's spouse. Owned by the Trustee for the Invacare Retirement Savings Plan. The information given is based on a Plan Statement of December 31, 2010, the most recent information reasonably available. The reporting person holds previously reported options to buy 1,166,100 Common Shares (with tandem tax withholding rights) under the Invacare Corporation 1994 Performance Plan and the Invacare Corporation 2003 Performance Plan, granted in reliance upon the exemption provided by Rule 16b-3. All options were granted between October 31, 2001 and August 18, 2010, at exercise prices between $20.48 to $44.30 per share, will expire between October 31, 2011 and August 18, 2020 and became or will become exercisable between September 30, 2002 and September 30, 2014. /s/ A. Malachi Mixon, by Kristofer K. Spreen, his attorney-in-fact pursuant to Power of Attorney, dated February 12, 2009, on file with the Commission. 2011-09-07