0001021408-01-507497.txt : 20011009
0001021408-01-507497.hdr.sgml : 20011009
ACCESSION NUMBER: 0001021408-01-507497
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010928
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HOOPER HOLMES INC
CENTRAL INDEX KEY: 0000741815
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 221659359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-41442
FILM NUMBER: 1748148
BUSINESS ADDRESS:
STREET 1: 170 MT AIRY RD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 9087665000
MAIL ADDRESS:
STREET 1: 170 MT AIRY ROAD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: HOOPER HOLMES INC
CENTRAL INDEX KEY: 0000741815
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 221659359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 170 MT AIRY RD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 9087665000
MAIL ADDRESS:
STREET 1: 170 MT AIRY ROAD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
SC 13G
1
dsc13g.txt
SCHEDULE 13G
SCHEDULE 13G
(RULE 13d-102)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b),(c) and
(d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No._______)*
Hooper Holmes, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.04 Par Value
--------------------------------------------------------------------------------
(Title of Class of Securities)
439104100
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1999
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act,
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
CUSIP NO. 439104100
--------------
------------------------------------------------------------------------------
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James M. McNamee
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [_]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 1,406,000
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 308,908
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 1,406,000
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
308,908
------------------------------------------------------------------------------
2
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
1,714,908
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
5.63%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
IN
------------------------------------------------------------------------------
Item 1.
(a) Name of Issuer
The issuer of the securities with respect to which this statement on
Schedule 13G (the "Statement") is being filed Hopper Holmes, Inc., a New York
corporation (the Issuer").
------------------------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
170 Mt. Airy Road
Basking Ridge, New Jersey 07920
------------------------------------------------------------------------------
Item 2.
(a) Name of Person Filing:
James M. McNamee
------------------------------------------------------------------------------
(b) Address of Principal Business Office, or if None, Residence:
170 Mt. Airy Road
Basking Ridge, New Jersey 07920
------------------------------------------------------------------------------
(c) Citizenship:
United States
------------------------------------------------------------------------------
3
(d) Title of Class of Securities
Common Stock, Par Value $0.04
-----------------------------------------------------------------------------
(e) CUSIP Number:
439104100
-----------------------------------------------------------------------------
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR 2
(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP.
(a) Amount Beneficially Owned: 1,714,908(1)
----------------
(b) Percent of Class: 5.63%(2)
-----------
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 1,406,000
-------------
(ii) Shared power to vote or to direct the vote: 308,908
-------------
(iii) Sole power to dispose or to direct the disposition of: 1,406,000
-------------
(iv) Shared power to dispose or to direct the disposition of: 308,908
-------------
(1) Includes 249,604 shares held by Mr. McNamee and his spouse Patricia as
joint tenants. 52,240 shares held by Mr. McNamee's spouse Patricia, 7,064 shares
held by Mr. McNamee's spouse Patricia as custodian for Sean McNamee, their minor
child, 36,000 shares held by the Trust under the will of Eileen Rooney FBO Kevin
Rooney, of which Mr. McNamee is Trustee with sole voting and dispositive power,
and 1,367,000 shares underlying options that are currently exercisable or which
will become exercisable within 60 days of the Event Date.
(2) Based upon 29,091,194 shares of Hooper Holmes, Inc. common stock
outstanding as of the Event Date, plus 1,367,000 shares underlying options held
by Mr. McNamee that are currently exercisable or which will become exercisalbe
within 60 days of the Event Date.
4
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following:
[_]
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Mr. McNamee's spouse has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, 308,908 of the
1,714,908 shares of common stock beneficially owned by Mr. McNamee, representing
less than five percent of the outstanding shares of common stock, based on
29,091,194 shares outstanding as of the Event Date.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF A GROUP.
Not applicable.
ITEM 10. CERTIFICATIONS.
Not applicable (this Statement is being filed pursuant to Rule 13d-1(d)).
5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 28, 2001
----------------------------------
Date
/s/ James M. McNamee
----------------------------------
Signature
James M. McNamee
----------------------------------
Chairman, President and
Chief Executive Officer
6