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Proc-Type: 2001,MIC-CLEAR
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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. FORM U-3A-2 STATEMENT BY HOLDING COMPANY PUBLIC UTILITY HOLDING COMPANY * * * * * File No. 69-291 TNP Enterprises, Inc. hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935, and submits the following
information: 1. The name, state of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which claimant directly or indirectly holds an interest: State of TNP Enterprises, Inc. Texas 2 Robbins Lane Suite 201 Texas-New Mexico Power Company Texas P.O. Box 2943 Facility Works, Inc. Texas P.O. Box 2943 First Choice Power, Inc. Texas P. O. Box 2943 TNP Operating Company Texas P.O. Box 2943 Texas Generating Company* Texas P.O. Box 2943 Texas Generating Company II* Texas P.O. Box 2943 * Wholly-owned subsidiary of Texas-New Mexico Power Company 2. The following is a brief description of the properties of claimant and of its subsidiary public utility company, Texas-New Mexico Power Company
(TNMP), used for the generation, transmission, and distribution of electric energy for sale, indicating the location of principal generating plants, transmission lines and distribution facilities including all such properties which are outside the State
in which claimant and its subsidiaries are organized, and all transmission lines which deliver or receive electric energy at the borders of such States: The claimant owns all of the issued and outstanding common stock of its principal operating subsidiary, TNMP, an electric public utility corporation. Texas-New Mexico
Power Company (TNMP) serves approximately 238,000 customers in a total of 85 municipalities and adjacent rural areas in Texas and New Mexico. TNMP is a subsidiary of TNP Enterprises, Inc., a public utility holding company exempt under Section 3(a)(1) of
the Act. Within Texas, TNMP is a regulated public utility engaged in the generation, supply, transmission, distribution and sale of electric energy. TNMP serves 76 municipalities in
Texas, primarily smaller-to-medium sized communities. Only two of the Texas municipalities that TNMP serves have populations exceeding 50,000. The largest municipalities within Texas served by TNMP are Texas City, Lewisville, and League City. The Texas
service territory is found in three areas of the state:
CLAIMING EXEMPTION
UNDER RULE U-3A-2 FROM THE
PROVISIONS OF THE
ACT OF 1935
(Name of Company)
Name
Organization
Location and Nature of Business
Jericho, NY 11753
Holding Company
Fort Worth, TX 76113
Electric Utility/Holding Company
Fort Worth, TX 76113
General purpose corporation
Fort Worth, TX 76113
General purpose corporation
Fort Worth, TX 76113
General purpose corporation
(presently inactive)
Fort Worth, TX 76113
Special purpose corporation
Fort Worth, TX 76113
Special purpose corporation
Within New Mexico, TNMP is a regulated public utility engaged in the supply, transmission, distribution and sale of electric energy. It owns transmission and distribution lines within New Mexico and serves 9 communities in southern New Mexico. The largest of these communities are Silver City, Alamogordo and Ruidoso. The New Mexico region is based at Silver City.
TNMP and its subsidiaries own generating facilities located in Robertson County, Texas, which is in the central part of Texas. The generating facilities consist of two 150 MW, circulating fluidized bed units, and currently use lignite as the fuel source. TNMP also has a transmission line connecting these units to a major transmission grid in Texas. TNMP sells electricity from these units solely within Texas. Neither the claimant nor any of its subsidiaries own transmission lines that deliver or receive electricity at the border of Texas.
3. Certain information, for the calendar year 2000 with respect to claimant and its subsidiaries, is provided in the following chart:
(a) |
Total MWH sold and related revenues are as follows: |
||||||||
MWH |
Revenues From Sales |
||||||||
Retail |
9,362,749 |
$591,162,000 |
|||||||
Wholesale |
281,017 |
12,350,000 |
|||||||
___________ |
____________ |
||||||||
Totals |
9,643,766 |
$603,512,000 |
|||||||
___________ |
____________ |
||||||||
___________ |
____________ |
||||||||
TNP Enterprises, Inc. and Texas-New Mexico Power Company are incorporated in |
|||||||||
the State of Texas. |
|||||||||
(b) |
MWH sold and related revenues at retail in (a) above, are as follows: |
||||||||
MWH |
Retail Revenues |
||||||||
Texas |
7,982,036 |
$482,534,000 |
|||||||
New Mexico |
1,380,713 |
108,628,000 |
|||||||
___________ |
____________ |
||||||||
Totals |
9,362,749 |
$591,162,000 |
|||||||
___________ |
____________ |
||||||||
___________ |
____________ |
||||||||
(c) |
MWH sold and related revenues at wholesale in (a) above, are as follows: |
||||||||
MWH |
Wholesale Revenues |
||||||||
Texas |
264,922 |
$11,405,000 |
|||||||
New Mexico |
16,095 |
945,000 |
|||||||
___________ |
____________ |
||||||||
Totals |
281,017 |
$12,350,000 |
|||||||
___________ |
____________ |
||||||||
___________ |
____________ |
||||||||
(d) |
MWH purchased and related expenses are as follows: |
||||||||
Purchased Power |
|||||||||
MWH |
Expenses |
||||||||
Texas |
6,189,151 |
$224,513,000 |
|||||||
New Mexico |
1,497,151 |
83,699,000 |
|||||||
___________ |
____________ |
||||||||
Totals |
7,686,302 |
$308,212,000 |
|||||||
___________ |
____________ |
||||||||
___________ |
____________ |
4. Neither the claimant nor any of its subsidiaries are directly or indirectly involved with, or have an interest in either an Exempt Wholesale Generator or a foreign utility company.
Exhibit A. A consolidating statement of operations of the claimant and its subsidiaries for the last calendar year 2000, together with a consolidating balance sheet and consolidating statements of retained earnings of claimant and its subsidiaries as of the close of the 2000 calendar year, are presented.
Exhibit B. A Financial Data Schedule for the period ended December 31, 2000, including Item Nos. 1, 2, and 3.
The above named claimant has caused this statement to be duly executed on its behalf by its authorized officer on this 27th day of February, 2001.
TNP Enterprises, Inc. |
By: \s\ Theodore A. Babcock |
Theodore A. Babcock |
Corporate Seal
Attest:
\s\ Kathleen A. Marion
Kathleen A. Marion, Secretary
The name, title and address of the officer to whom notices and correspondence concerning this statement should be addressed is:
Kathleen A. Marion, Secretary
TNP Enterprises, Inc.
2 Robbins Lane Suite 201
Jericho, NY 11753
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C.
FORM U-3A-2
STATEMENT BY HOLDING COMPANY
CLAIMING EXEMPTION
UNDER RULE U-3A-2 FROM THE
PROVISIONS OF THE
PUBLIC UTILITY HOLDING COMPANY
ACT OF 1935
* * * * *
File No. _________
SW I Acquisition GP, L.P.
- ---------------------
(Name of Company)
hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935 (Act), and submits the following information:
1. The name, state of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale generator (EWG) or
foreign utility company in which claimant directly or indirectly holds an interest:
|
State of Organization |
|
SW I Acquisition GP, L.P. |
Texas |
2 Robbins Lane Suite 201 |
SW Acquisition, L.P. |
Texas |
2 Robbins Lane Suite 201 |
TNP Enterprises, Inc. |
Texas |
2 Robbins Lane Suite 201 |
Texas-New Mexico Power Company |
Texas |
P.O. Box 2943 |
Facility Works, Inc. |
Texas |
P.O. Box 2943 |
First Choice Power, Inc. |
Texas |
P. O. Box 2943 |
TNP Operating Company |
Texas |
P.O. Box 2943 |
Texas Generating Company* |
Texas |
P.O. Box 2943 |
Texas Generating Company II* |
Texas |
P.O. Box 2943 |
* Wholly-owned subsidiary of Texas-New Mexico Power Company |
2. In April 2000, SW Acquisition, L.P., through a wholly owned special purpose acquisition subsidiary, merged with TNP Enterprises, Inc. (Enterprises). As result
of the merger, Enterprises became a wholly owned subsidiary of SW Acquisition, L.P. SW Acquisition, L.P. is run by SW I Acquisition GP, L.P., a single purpose limited partnership responsible for the day to day management of SW Acquisition, L.P.
The following is a brief description of the properties of claimant, of SW Acquisition, L.P.s subsidiary Enterprises, a holding company exempt under Section 3(a)(1) of the Act, and Enterprises
subsidiary public utility company, Texas-New Mexico Power Company (TNMP), used for the generation, transmission, and distribution of electric energy for sale, indicating the location of principal generating plants, transmission lines and distribution
facilities including all such properties which are outside the State in which claimant and its subsidiaries are organized, and all transmission lines which deliver or receive electric energy at the borders of such States. Texas Generating Company and
Texas Generating Company II are wholly owned special purpose subsidiary financing companies of TNMP.
Within Texas, TNMP is a regulated public utility engaged in the generation, supply, transmission, distribution and sale of electric energy. TNMP serves 76 municipalities in Texas, primarily
smaller-to-medium sized communities. Only two of the Texas municipalities that TNMP serves have populations exceeding 50,000. The largest municipalities within Texas served by TNMP are Texas City, Lewisville, and League City. The Texas service territory
is found in three areas of the state:
· 56 communities in North and Central Texas extending from Lewisville, near Dallas-Fort Worth International Airport, along the Red River, and south and west of Fort Worth.
· Six communities in far west Texas between Midland and El Paso.
Within New Mexico, TNMP is a regulated public utility engaged in the supply, transmission, distribution and sale of electric energy. It owns transmission and distribution lines within New
Mexico and serves 9 communities in southern New Mexico. The largest of these communities are Silver City, Alamogordo and Ruidoso. The New Mexico region is based at Silver City.
TNMP and its subsidiaries own generating facilities located in Robertson County, Texas, which is in the central part of Texas. The generating facilities consist of two 150 MW, circulating fluidized bed units, and currently use lignite as the fuel source. TNMP also has a transmission line connecting these units to a major transmission grid in Texas. TNMP sells electricity from these units solely within Texas. Neither the claimant nor any of its subsidiaries own transmission lines that deliver or receive electricity at the border of Texas.
3. Certain information, for the calendar year 2000 with respect to TNP Enterprises and its subsidiaries, is provided in the following:
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 -File No. 69-291.
(b) MWH sold at retail and related revenues.
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
(d) MWH purchased and related expenses.
See TNP Enterprises, Inc. U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
4. Neither the claimant nor any of its subsidiaries are directly or indirectly involved with, or have an interest in either an exempt wholesale generator or a
foreign utility company.
Exhibit A. A consolidating statement of operations of the TNP Enterprises and its subsidiaries for the last calendar year 2000, together with a consolidating balance sheet and
consolidating statements of retained earnings of TNP Enterprises and its subsidiaries as of the close of the 2000 calendar year.
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
Exhibit B. A Financial Data Schedule for the period ended December 31, 2000, including Item Nos. 1, 2, and 3.
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
The above named claimant has caused this statement to be duly executed on its behalf by its authorized officer on this 28th day of February, 2001.
SW I Acquisition GP, L.P. |
By: SWII Acquisition, LLC |
as General Partner |
By: \s\ William J. Catacosinos |
Attest:
\s\ Kathleen A. Marion
Kathleen A. Marion
The name, title and address of the officer to whom notices and correspondence concerning this statement should be addressed is:
Dr. William J. Catacosinos
SW I Acquisition GP, L.P.
2 Robbins Lane Suite 201
Jericho, NY 11753
______________________________________________________________________________
Exhibit A
TNP ENTERPRISES, INC. AND SUBSIDIARIES
CONSOLIDATING STATEMENTS OF INCOME (LOSS)
For the Year Ended December 31, 2000
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.
TNP ENTERPRISES, INC. AND SUBSIDIARIES
CONSOLIDATING BALANCE SHEET
December 31, 2000
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291
Exhibit B
TNP ENTERPRISES, INC. AND SUBSIDIARIES
Financial Data Schedule
For the Period Ending December 31, 2000
See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291