-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLKmjf1yllfBfnhPTzsxtJ0Ss/aN3fKWBhs4QEYMNTSsHLslVZHn7cSZSCn3K3cP tuA0necRajn7PUix0cLukg== 0000741612-01-500010.txt : 20010307 0000741612-01-500010.hdr.sgml : 20010307 ACCESSION NUMBER: 0000741612-01-500010 CONFORMED SUBMISSION TYPE: U-3A-2 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TNP ENTERPRISES INC CENTRAL INDEX KEY: 0000741612 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 751907501 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-3A-2 SEC ACT: SEC FILE NUMBER: 069-00291 FILM NUMBER: 1556907 BUSINESS ADDRESS: STREET 1: PO BOX 2943 STREET 2: 4100 INTERNATIONAL PLAZA CITY: FT WORTH STATE: TX ZIP: 76113 BUSINESS PHONE: 8177310099 MAIL ADDRESS: STREET 1: 4100 INTERNATIONAL PLAZA STREET 2: PO BOX 2943 CITY: FORT WORTH STATE: TX ZIP: 76113 EX-99 1 tnp.htm TNP ENTERPRISES, INC. FINANCIALS Form U-3A-2, TNPE [FORM]

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C.

FORM U-3A-2

STATEMENT BY HOLDING COMPANY
CLAIMING EXEMPTION
UNDER RULE U-3A-2 FROM THE
PROVISIONS OF THE

PUBLIC UTILITY HOLDING COMPANY
ACT OF 1935

* * * * *

File No. 69-291

TNP Enterprises, Inc.
(Name of Company)

hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935, and submits the following information:

          1.     The name, state of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale generator (EWG) or foreign utility company in which claimant directly or indirectly holds an interest:


Name

State of
Organization


Location and Nature of Business

TNP Enterprises, Inc.

Texas

2 Robbins Lane Suite 201
Jericho, NY 11753
Holding Company

Texas-New Mexico Power Company

Texas

P.O. Box 2943
Fort Worth, TX 76113
Electric Utility/Holding Company

Facility Works, Inc.

Texas

P.O. Box 2943
Fort Worth, TX 76113
General purpose corporation

First Choice Power, Inc.

Texas

P. O. Box 2943
Fort Worth, TX 76113
General purpose corporation

TNP Operating Company

Texas

P.O. Box 2943
Fort Worth, TX 76113
General purpose corporation
(presently inactive)

Texas Generating Company*

Texas

P.O. Box 2943
Fort Worth, TX 76113
Special purpose corporation

Texas Generating Company II*

Texas

P.O. Box 2943
Fort Worth, TX 76113
Special purpose corporation

*   Wholly-owned subsidiary of Texas-New Mexico Power Company

          2.     The following is a brief description of the properties of claimant and of its subsidiary public utility company, Texas-New Mexico Power Company (TNMP), used for the generation, transmission, and distribution of electric energy for sale, indicating the location of principal generating plants, transmission lines and distribution facilities including all such properties which are outside the State in which claimant and its subsidiaries are organized, and all transmission lines which deliver or receive electric energy at the borders of such States:

          The claimant owns all of the issued and outstanding common stock of its principal operating subsidiary, TNMP, an electric public utility corporation. Texas-New Mexico Power Company (TNMP) serves approximately 238,000 customers in a total of 85 municipalities and adjacent rural areas in Texas and New Mexico. TNMP is a subsidiary of TNP Enterprises, Inc., a public utility holding company exempt under Section 3(a)(1) of the Act.

          Within Texas, TNMP is a regulated public utility engaged in the generation, supply, transmission, distribution and sale of electric energy. TNMP serves 76 municipalities in Texas, primarily smaller-to-medium sized communities. Only two of the Texas municipalities that TNMP serves have populations exceeding 50,000. The largest municipalities within Texas served by TNMP are Texas City, Lewisville, and League City. The Texas service territory is found in three areas of the state:

  • 56 communities in North and Central Texas extending from Lewisville, near Dallas-Fort Worth International Airport, along the Red River, and south and west of Fort Worth.

  • 14 communities in southeastern Texas, between Houston and Galveston and to the south of Houston. The largest municipality in this area is Texas City.

  • Six communities in far west Texas between Midland and El Paso.

          Within New Mexico, TNMP is a regulated public utility engaged in the supply, transmission, distribution and sale of electric energy. It owns transmission and distribution lines within New Mexico and serves 9 communities in southern New Mexico. The largest of these communities are Silver City, Alamogordo and Ruidoso. The New Mexico region is based at Silver City.

          TNMP and its subsidiaries own generating facilities located in Robertson County, Texas, which is in the central part of Texas. The generating facilities consist of two 150 MW, circulating fluidized bed units, and currently use lignite as the fuel source. TNMP also has a transmission line connecting these units to a major transmission grid in Texas. TNMP sells electricity from these units solely within Texas. Neither the claimant nor any of its subsidiaries own transmission lines that deliver or receive electricity at the border of Texas.

          3.     Certain information, for the calendar year 2000 with respect to claimant and its subsidiaries, is provided in the following chart:

(a)

Total MWH sold and related revenues are as follows:

MWH

Revenues From Sales

Retail

9,362,749

$591,162,000

Wholesale

281,017

12,350,000

___________

____________

Totals

9,643,766

$603,512,000

___________

____________

___________

____________

TNP Enterprises, Inc. and Texas-New Mexico Power Company are incorporated in

the State of Texas.

(b)

MWH sold and related revenues at retail in (a) above, are as follows:

MWH

Retail Revenues

Texas

7,982,036

$482,534,000

New Mexico

1,380,713

108,628,000

___________

____________

Totals

9,362,749

$591,162,000

___________

____________

___________

____________

(c)

MWH sold and related revenues at wholesale in (a) above, are as follows:

MWH

Wholesale Revenues

Texas

264,922

$11,405,000

New Mexico

16,095

945,000

___________

____________

Totals

281,017

$12,350,000

___________

____________

___________

____________

(d)

MWH purchased and related expenses are as follows:

Purchased Power

MWH

Expenses

Texas

6,189,151

$224,513,000

New Mexico

1,497,151

83,699,000

___________

____________

Totals

7,686,302

$308,212,000

___________

____________

___________

____________

          4.     Neither the claimant nor any of its subsidiaries are directly or indirectly involved with, or have an interest in either an Exempt Wholesale Generator or a foreign utility company.

               Exhibit A. A consolidating statement of operations of the claimant and its subsidiaries for the last calendar year 2000, together with a consolidating balance sheet and consolidating statements of retained earnings of claimant and its subsidiaries as of the close of the 2000 calendar year, are presented.

               Exhibit B. A Financial Data Schedule for the period ended December 31, 2000, including Item Nos. 1, 2, and 3.

          The above named claimant has caused this statement to be duly executed on its behalf by its authorized officer on this 27th day of February, 2001.

TNP Enterprises, Inc.

 

By:  \s\    Theodore A. Babcock     

     Theodore A. Babcock
     Chief Financial Officer

 
 

Corporate Seal

Attest:

 \s\    Kathleen A. Marion     
Kathleen A. Marion, Secretary


The name, title and address of the officer to whom notices and correspondence concerning this statement should be addressed is:

Kathleen A. Marion, Secretary
TNP Enterprises, Inc.
2 Robbins Lane Suite 201
Jericho, NY 11753

U-3A-2 2 sw1acq.htm SW I ACQUISITION Word 8.0 Generic Normal Template, rev. 4/1/97, The Legal MacPac

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C.

FORM U-3A-2

STATEMENT BY HOLDING COMPANY
CLAIMING EXEMPTION
UNDER RULE U-3A-2 FROM THE
PROVISIONS OF THE

PUBLIC UTILITY HOLDING COMPANY
ACT OF 1935

* * * * *
File No. _________

SW I Acquisition GP, L.P.
- ---------------------
(Name of Company)

hereby files with the Securities and Exchange Commission, pursuant to Rule 2, its statement claiming exemption as a holding company from the provisions of the Public Utility Holding Company Act of 1935 (Act), and submits the following information:

          1.     The name, state of organization, location and nature of business of claimant and every subsidiary thereof, other than any exempt wholesale generator (EWG) or foreign utility company in which claimant directly or indirectly holds an interest:


Name

State of Organization


Location and Nature of Business

SW I Acquisition GP, L.P.

Texas

2 Robbins Lane Suite 201
Jericho, NY 11753
Holding Company

SW Acquisition, L.P.

Texas

2 Robbins Lane Suite 201
Jericho, NY 11753
Holding Company

TNP Enterprises, Inc.

Texas

2 Robbins Lane Suite 201
Jericho, NY 11753
Holding Company

Texas-New Mexico Power Company

Texas

P.O. Box 2943
Fort Worth, TX 76113
Electric Utility/Holding Company

Facility Works, Inc.

Texas

P.O. Box 2943
Fort Worth, TX 76113
General purpose corporation

First Choice Power, Inc.

Texas

P. O. Box 2943
Fort Worth, TX 76113
General purpose corporation

TNP Operating Company

Texas

P.O. Box 2943
Fort Worth, TX 76113
General purpose corporation (presently inactive)

Texas Generating Company*

Texas

P.O. Box 2943
Fort Worth, TX 76113
Special purpose corporation

Texas Generating Company II*

Texas

P.O. Box 2943
Fort Worth, TX 76113
Special purpose corporation

* Wholly-owned subsidiary of Texas-New Mexico Power Company

          2.     In April 2000, SW Acquisition, L.P., through a wholly owned special purpose acquisition subsidiary, merged with TNP Enterprises, Inc. (Enterprises). As result of the merger, Enterprises became a wholly owned subsidiary of SW Acquisition, L.P. SW Acquisition, L.P. is run by SW I Acquisition GP, L.P., a single purpose limited partnership responsible for the day to day management of SW Acquisition, L.P.

          The following is a brief description of the properties of claimant, of SW Acquisition, L.P.s subsidiary Enterprises, a holding company exempt under Section 3(a)(1) of the Act, and Enterprises subsidiary public utility company, Texas-New Mexico Power Company (TNMP), used for the generation, transmission, and distribution of electric energy for sale, indicating the location of principal generating plants, transmission lines and distribution facilities including all such properties which are outside the State in which claimant and its subsidiaries are organized, and all transmission lines which deliver or receive electric energy at the borders of such States. Texas Generating Company and Texas Generating Company II are wholly owned special purpose subsidiary financing companies of TNMP.

          Within Texas, TNMP is a regulated public utility engaged in the generation, supply, transmission, distribution and sale of electric energy. TNMP serves 76 municipalities in Texas, primarily smaller-to-medium sized communities. Only two of the Texas municipalities that TNMP serves have populations exceeding 50,000. The largest municipalities within Texas served by TNMP are Texas City, Lewisville, and League City. The Texas service territory is found in three areas of the state:

· 56 communities in North and Central Texas extending from Lewisville, near Dallas-Fort Worth International Airport, along the Red River, and south and west of Fort Worth.

    • 14 communities in southeastern Texas, between Houston and Galveston and to the south of Houston. The largest municipality in this area is Texas City.

· Six communities in far west Texas between Midland and El Paso.

          Within New Mexico, TNMP is a regulated public utility engaged in the supply, transmission, distribution and sale of electric energy. It owns transmission and distribution lines within New Mexico and serves 9 communities in southern New Mexico. The largest of these communities are Silver City, Alamogordo and Ruidoso. The New Mexico region is based at Silver City.

          TNMP and its subsidiaries own generating facilities located in Robertson County, Texas, which is in the central part of Texas. The generating facilities consist of two 150 MW, circulating fluidized bed units, and currently use lignite as the fuel source. TNMP also has a transmission line connecting these units to a major transmission grid in Texas. TNMP sells electricity from these units solely within Texas. Neither the claimant nor any of its subsidiaries own transmission lines that deliver or receive electricity at the border of Texas.

          3.     Certain information, for the calendar year 2000 with respect to TNP Enterprises and its subsidiaries, is provided in the following:

    1. Total MWH sold and related revenues.

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 -File No. 69-291.

(b) MWH sold at retail and related revenues.

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

    1. MWH sold at wholesale and related revenues.

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

(d) MWH purchased and related expenses.

See TNP Enterprises, Inc. U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

          4.     Neither the claimant nor any of its subsidiaries are directly or indirectly involved with, or have an interest in either an exempt wholesale generator or a foreign utility company.

          Exhibit A. A consolidating statement of operations of the TNP Enterprises and its subsidiaries for the last calendar year 2000, together with a consolidating balance sheet and consolidating statements of retained earnings of TNP Enterprises and its subsidiaries as of the close of the 2000 calendar year.

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

Exhibit B. A Financial Data Schedule for the period ended December 31, 2000, including Item Nos. 1, 2, and 3.

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

          The above named claimant has caused this statement to be duly executed on its behalf by its authorized officer on this 28th day of February, 2001.

SW I Acquisition GP, L.P.

 
 

By: SWII Acquisition, LLC

            as General Partner

 
 

By: \s\ William J. Catacosinos
    William J. Catacosinos
    Manager

Attest:

     \s\ Kathleen A. Marion     
   Kathleen A. Marion

The name, title and address of the officer to whom notices and correspondence concerning this statement should be addressed is:

Dr. William J. Catacosinos
SW I Acquisition GP, L.P.
2 Robbins Lane Suite 201
Jericho, NY 11753

______________________________________________________________________________
Exhibit A

TNP ENTERPRISES, INC. AND SUBSIDIARIES
CONSOLIDATING STATEMENTS OF INCOME (LOSS)
For the Year Ended December 31, 2000

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291.

TNP ENTERPRISES, INC. AND SUBSIDIARIES
CONSOLIDATING BALANCE SHEET
December 31, 2000

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291

Exhibit B

TNP ENTERPRISES, INC. AND SUBSIDIARIES
Financial Data Schedule
For the Period Ending December 31, 2000

See TNP Enterprises, Inc. Form U-3A-2 filed with the Commission on 2/28/2001 - File No. 69-291

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