-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LNcFpD+5NLpB5gUYhkNczCH9tnM1ezNHpT/dbzv5DctCDQO/nhmeJZ/Kae0NMcEO s6JjmiZKDn8XSDrTTqB7dg== 0000714500-02-000016.txt : 20020828 0000714500-02-000016.hdr.sgml : 20020828 20020828153626 ACCESSION NUMBER: 0000714500-02-000016 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD CAPITAL APPRECIATION HLS FUND INC CENTRAL INDEX KEY: 0000741565 IRS NUMBER: 222481744 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04005 FILM NUMBER: 02751206 BUSINESS ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 BUSINESS PHONE: 2038438214 MAIL ADDRESS: STREET 1: 200 HOPMEADOW ST CITY: SIMSBURY STATE: CT ZIP: 06089 FORMER COMPANY: FORMER CONFORMED NAME: HVA AGGRESSIVE GROWTH FUND INC/MA/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD CAPITAL APPRECIATION FUND INC DATE OF NAME CHANGE: 19960423 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD AGGRESSIVE GROWTH FUND INC /CT/ DATE OF NAME CHANGE: 19940428 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2002 000 C000000 0000741565 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 001 B000000 811-04005 001 C000000 8608438219 002 A000000 P.O. 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Y000000 0 075 A000000 0 075 B000000 4354796 076 000000 0.00 077 A000000 Y 077 D000000 Y 077 K000000 Y 077 M000000 Y 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE GEORGE R. JAY TITLE CONTROLLER EX-99.77M MERGERS 3 origm.txt Attachments to Form N-SAR for HLS Funds Sub-Item 77M: Mergers On April 30, 2002 the following reorganizations took place: Fund Reorganized (Target Fund): Surviving Fund: Fortis Assets Allocation Series* Hartford Advisors HLS Fund, Inc. Fortis Diversified Income Series* Hartford Bond HLS Fund, Inc. Fortis Global Growth Series* Hartford Global Leaders HLS Fund** Fortis Growth & Income Series* Hartford Growth and Income HLS Fund** Fortis High Yield Series* Hartford High Yield HLS Fund** Fortis Money Market Series* Hartford Money Market HLS Fund, Inc. Fortis S&P 500 Index Series* Hartford Index HLS Fund, Inc. * a series of Fortis Series Fund, Inc. ** a series of Hartford Series Fund, Inc. Under the terms of the plans of reorganization, and pursuant to the approval by shareholders of each Target Fund and the Boards of Directors of each Target Fund and each Surviving Fund, the assets of each Target Fund were acquired by the corresponding Surviving Fund. The Surviving Fund acquired the Target Fund's assets in exchange for the Surviving Fund's shares, which were distributed pro rata by each Target Fund to the holders of its shares in complete liquidation of the Target Fund. The final shareholder voting results were as follows: Fund For Against Abstain Fortis Assets Allocation Series 29,911,833 934,843 2,804,560 Fortis Diversified Income Series 7,617,251 214,924 605,663 Fortis Global Growth Series 13,219,643 552,599 949,920 Fortis Growth & Income Series 12,408,820 261,217 980,760 Fortis High Yield Series 6,752,338 153,478 390,846 Fortis Money Market Series 10,149,431 304,336 1,114,084 Fortis S&P 500 Index Series 16,736,090 570,956 1,176,692 EX-99.77K CHNG ACCNT 4 origk.txt Attachments to Form N-SAR for HLS Funds Sub-Item 77K: Changes in Registrant's Certifying Accountant On April 30, 2002, Ernst & Young, LLP was selected as independent accountants for each of the Hartford HLS Funds' current fiscal year. On that date Arthur Andersen, LLP's engagement as independent accountants for the Funds was terminated. The determination to retain Ernst & Young, LLP and to terminate Arthur Andersen, LLP's engagement was made by the Board of Directors, upon recommendation of the Audit Committee. The action was not the result of any disagreement or difference of opinion between the Funds or their management and Arthur Andersen LLP. Nor had there been any such disagreements or differences of opinion during the past two fiscal years of the Funds. Each opinion expressed by Arthur Andersen, LLP on the financial statements of the Funds during the last two fiscal years was unqualified. A letter addressed to the Office of the Chief Accountant at the Securities and Exchange Commission was sent on June 4, 2002, which indicated that Arthur Andersen, LLP was in agreement with the above statement, which was included in Registrant's proxy statement dated June 6, 2002. EX-99.77D POLICIES 5 origd.txt Attachments to Form N-SAR for HLS Funds Sub-Item 77D: Policies with respect to security investments On June 20, 2002, Registrant filed a supplement with the Securities and Exchange Commission indicating certain changes in the investment policies of certain of the HLS Funds. Specifically, the funds indicated that, effective August 20, 2002: 1. Hartford Small Company HLS Fund, which had used the range represented by the Russell 2000 Index to define small cap securities, would begin using the collective range of the Russell 2000 and the Standard & Poor's 600 Indices to define such companies, and 2. Hartford MidCap HLS Fund, which had used the range represented by the Standard & Poor's MidCap 400 Index to define mid cap companies, and Hartford MidCap Value HLS Fund, which had defined mid cap companies as companies with market caps equaling or exceeding $500 million but not exceeding the largest market cap in the Russell MidCap Index, would begin using the collective range of the Russell Midcap and Standard & Poor's Indices to define such companies. -----END PRIVACY-ENHANCED MESSAGE-----