10-Q/A 1 qa093009.htm 10QA SEPT 30 2009 qa093009.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
 
Form 10-Q/A

 þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 
 For the quarterly period ended September 30, 2009
 
 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 
 For the transition period from ______ to ______
 
0-13763

(Commission file No.)
 
TECHNOLOGY RESEARCH CORPORATION

(Exact name of registrant as specified in its charter)
 
FLORIDA
59-2095002
(State or other jurisdiction of incorporation or organization)
(I.R.S. employer identification no.)
 
5250-140th Avenue North Clearwater, Florida 33760

(Address of principal executive offices)
 
(727) 535-0572

(Registrant’s telephone number, including area code)



Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  o  No o.
 
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).   Yes o  No o
 
 
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company filer.  See definitions of “accelerated filer, “large accelerated filer” and “smaller  reporting company” in Rule 12b-2 of the Exchange Act.  (Check one): 
 
Large accelerated filer o
Accelerated filer o
Non-accelerated filer   o
Smaller reporting company þ
 
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).     Yes o  No þ

 
The aggregate number of share of the Registrant's Common Stock, $.51 par value, outstanding on November 4, 2009, was 5,891,828.

EXPLANATORY NOTE:
 
This Company is filing this amended Form 10-Q for the period ended September 30, 2009 to amend the certifications required by Item 601(b)(31) to be in the exact form prescribed in Item 601(b)(31) of Regulation S-K.
 

Item 6.  Exhibits.

 
 
Exhibit 31.1 — Certification of the CEO pursuant to Rule 13a-14(a) or Rule 15(d)-14(a).
 
 
 
Exhibit 31.2 — Certification of the CFO pursuant to Rule 13a-14(a) or Rule 15(d)-14(a).
 
 
 
Exhibit 32.1 — Certification pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the
                       Sarbanes-Oxley Act of 2002.
 
 
 
Exhibit 32.2 — Certification pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the
                       Sarbanes-Oxley Act of 2002.
 
 
 
 
 
 

SIGNATURES
 
 
 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
TECHNOLOGY RESEARCH CORPORATION
   
March 25, 2010
By:       /s/ Owen Farren
 
             Owen Farren
 
             President and Chief Executive Officer
 
             (Principal Executive Officer)
 
 
March 25, 2010 
By:       /s/ Thomas. G. Archbold                                   
 
             Thomas G. Archbold
 
             Chief Financial Officer
 
             (Principal Financial and Accounting Officer)