-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QXHX68lrzV57Hj2Fh+CUTf0VRP2NPhT5gXmTmWs+bmW25qgKTcJbN9nrIroYygNv OI8kROkuX4M1JoRKOONaVQ== 0000919567-02-000115.txt : 20020909 0000919567-02-000115.hdr.sgml : 20020909 20020909164819 ACCESSION NUMBER: 0000919567-02-000115 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020905 FILED AS OF DATE: 20020909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED SECURITY SYSTEMS INC CENTRAL INDEX KEY: 0000741114 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 752422983 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11900 FILM NUMBER: 02759752 BUSINESS ADDRESS: STREET 1: 8200 SPRINGWOOD DR STE 230 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 9724448280 MAIL ADDRESS: STREET 1: 8200 SPRINGWOOD DR SUITE 230 CITY: IRVING STATE: TX ZIP: 75063 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 RELATIONSHIP: OWNER IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 4/A 1 fm4a0905-2002.txt SEPTEMBER 5, 2002 TRANSACTION U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Renaissance Capital Growth & Income Fund III, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 8080 N. Central Expressway Suite 210 LB-59 - -------------------------------------------------------------------------------- (Street) Dallas TX 75206 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Integrated Security Systems, Inc. (IZZI) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 75-2533518 - -------------------------------------------------------------------------------- 4. Statement for Month/Year Septeber 5, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) November 1998 - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 393,259 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock - PIK 82,116 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/27/02 J 6,318 A $0.2689 6,318 D(1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) Represents shares of Common Stock received by the Filer as payment in kind of interest due to Filer on promissory notes. (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 12,500 $1.75 12,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 187,500 $0.80 187,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 125,000 $0.80 125,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 364,299 $0.549 364,299 D - ------------------------------------------------------------------------------------------------------------------------------------ $150,000 Series D Preferred Stock Common 187,500 $0.80 187,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 125,000 $1.00 125,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Series F Cumulative Preferred Stock Common 2,714,945 $0.20 2,714,945 D - ------------------------------------------------------------------------------------------------------------------------------------ Series G Cumulative Preferred Stock Common 18,334,755 $0.20 18,334,755 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants Common 1,250,000 $0.20 1,250,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.20 09/05/2002 A Immed 09/05/2007 Common 375,000 $0.20 375,000 D ====================================================================================================================================
Explanation of Responses: Renaissance Capital Growth & Income Fund III, Inc., is the beneficial owner of more than 10% of the Company's common stock on a fully converted basis. The Investment Adviser is Renaissance Capital Group, Inc., which is also Investment Manager for Renaissance US Growth and Income Trust PLC, which also owns securities of Integrated Security Systems, Inc. - -/S/----------------------------------------- --September 9, 2002-- **Signature of Reporting Person Date Russell Cleveland, President & CEO, Renaissance Capital Group, Inc. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----