-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKn1h1jI+mf7ls6YA8iW1l2SDERMeqxcm7x/Ia3x0xvGSHj3IfHUxqgAcI2wm5LA weP3mbcR1iMzUoR3Z0gotg== 0000919567-01-500079.txt : 20020410 0000919567-01-500079.hdr.sgml : 20020410 ACCESSION NUMBER: 0000919567-01-500079 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20011109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED SECURITY SYSTEMS INC CENTRAL INDEX KEY: 0000741114 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 752422983 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11900 FILM NUMBER: 1780095 BUSINESS ADDRESS: STREET 1: 8200 SPRINGWOOD DR STE 230 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 9724448280 MAIL ADDRESS: STREET 1: 8200 SPRINGWOOD DR SUITE 230 STREET 2: 8200 SPRINGWOOD DR SUITE 230 CITY: IRVING STATE: TX ZIP: 75063 COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 4/A 1 form4-ren3izzi103101.txt OCTOBER 2001 AMENDMENT
- ---------------- ---------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL - ---------------- Washington, D.C. 20549 ---------------------------- OMB Number: 3235-0287 / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Expires: September 30, 1998 longer subject to Estimated Average burden Section 16, Form 4 or hours per response.......0.5 Form 5 obligations ---------------------------- may continue. See Instruction 1 (b) (Print or Type Responses) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30 (f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Resorting 2. Issuer Name and Ticker Trading Symbol 3. Relationship of Reporting Person(s) Person* to Issuer (Check all applicable) Renaissance Capital Growth Integrated Security Systems, Inc. (IZZI) ___ Director _X_ 10% Owner & Income Fund III, Inc. ___ Officer ___ Other (Specify (give below) title below - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for Security Number Month/Year of Reporting Person (Voluntary) - ------------------------------------------------------------------------------------------------------------------------------------ 8080 N. Central Expressway Suite 210 LB-59 - ------------------------------------------------------------------------------------------------------------------------------------ October 2001 - ------------------------------------------------------------------------------------------------------------------------------------ (Street) 5. If Amendment 7. Individual or Joint/Group Date of Original Filing (check applicable line) 75-2533518 (Month/Year) Dallas TX 75206-1857 _X_ Form filed by One Reporting Person ____ Form filed by More than One November 1998 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I -- Non - Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Type of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action (A) or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/ (Instr. 8) Owned at Direct Owner- Date/ End of Month (D) or Ship Year) (Instr. 3 Indirect (I) (Instr. 4) and 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ (A) Code V Amount or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 393,259 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ REMARKS: Renaissance Capital Growth & Income Fund III, Inc. is the beneficial owner of more than 10% of Company's common stock on a fully converted basis. The Investment Advisor is Renaissance Capital Group, Inc., which is also Investment Manager for Renaissance US Growth and Income Trust PLC. Renaissance US Growth and Income Trust PLC also owns securities of Integrated Security Systems, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line each class of securities beneficially owned directly or indirectly. (Over) - ------------------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1474 (7-96) - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 4 (continued) Table II --- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g..puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Deriva- 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and 8. Price of tive Security sion or action action Derivative cisable Amount of Deriv- (Instr. 3) Exercise Date Code Securities and Underlying ative Price of (Instr. Acquired Expiration Securities Secur- Deri- Month/ 8) (A) or Date (Instr. 3 ity vative Date/ Disposed (Month/Day/ and 4) (Instr. Security Year) of (D) Year) 5) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Date Expira- Amount Exer- tion Title or Number cisable Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $1.75 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.80 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.80 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.549 - ------------------------------------------------------------------------------------------------------------------------------------ Series D Preferred Stock $0.80 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $1.00 - ------------------------------------------------------------------------------------------------------------------------------------ Series F Cumulative $0.20 Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Series G Cumulative Preferred Stock $0.20 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $0.20 09/27/01 P 150,000 Immed. 09/27/06 Common 150,000 $0.20 - ----------------------------------------------------------------------------------------------------------------------------------- Warrants $0.20 09/27/01 P 225,000 Immed. 09/27/06 Common 225,000 $0.20 - ----------------------------------------------------------------------------------------------------------------------------------- Warrants $0.20 10/12/01 P 125,000 Immed. 10/12/06 Common 125,000 $0.20 - ----------------------------------------------------------------------------------------------------------------------------------- Warrants $0.20 10/26/01 P 125,000 Immed. 10/26/06 Common 125,000 $0.20 - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of derivative Form of Indirect Securities Derivative Beneficial Beneficilly Security: Ownership Owned Direct (D) (Instr.4) at End of or Indirect Month (I) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ 12,500 D - ------------------------------------------------------------------------------------------------------------------------------------ 187,500 D - ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D - ----------------------------------------------------------------------------------------------------------------------------------- 364,299 D - ------------------------------------------------------------------------------------------------------------------------------------ 187,500 D - ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D - ------------------------------------------------------------------------------------------------------------------------------------ 2,714,945 D - ------------------------------------------------------------------------------------------------------------------------------------ 18,334,755 D - ------------------------------------------------------------------------------------------------------------------------------------ 150,000 D - ------------------------------------------------------------------------------------------------------------------------------------ 225,000 D - ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D - ------------------------------------------------------------------------------------------------------------------------------------ 125,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: Renaissance Capital Growth & Income Fund III, Inc. is the beneficial owner of more than 10% of the Company's common stock on a fully converted basis. On July 27, 2001, Renaissance Capital Growth & Income Fund III, Inc., purchased 3,000 shares of the Company's Series G Cumulative Preferred Stock and 1,000 shares of the Company's Series F Cumulative Preferred Stock. The Investment Advisor is Renaissance Capital Group, Inc., which is also Investment Manager for Renaissance US Growth and Income Trust PLC. Renaissance US Growth and Income Trust PLC also owns securities of Integrated Security Systems, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Russell Cleveland, President & CEO, Renaissance Capital Growth & Income Fund III, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ November 9, 2001 - ------------------------------------------------------------------------------------------------------------------------------------ ** Intentional misstatements or omissions of facts **Signature of Reporting Person Date constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Page 2 - ------------------------------------------------------------------------------------------------------------------------------------ Potential persons who are to respond to the collection of information contained SEC 1474 (7-96) in this form are not required to respond unless the form displays a currently valid OMB Number. 1997(C) ProFormWare 561-447-6684 - ------------------------------------------------------------------------------------------------------------------------------------
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