0001437749-24-001446.txt : 20240116 0001437749-24-001446.hdr.sgml : 20240116 20240116202245 ACCESSION NUMBER: 0001437749-24-001446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240111 FILED AS OF DATE: 20240116 DATE AS OF CHANGE: 20240116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson Robert D CENTRAL INDEX KEY: 0001710872 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 24536527 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD., BLDG. 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 16868 VIA DEL CAMPO COURT, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 16868 VIA DEL CAMPO COURT, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 rdgdoc.xml FORM 4 X0508 4 2024-01-11 0000740664 R F INDUSTRIES LTD RFIL 0001710872 Dawson Robert D 16868 VIA DEL CAMPO COURT SUITE 200 SAN DIEGO CA 92127 1 1 President and CEO 0 Common Stock 2024-01-11 4 A 0 58333 0 A 269341 D Stock Option (Right to Buy) 3.01 2024-01-11 4 A 0 116667 0 A 2034-01-11 Common Stock 116667 116667 D On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person restricted stock units of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the restricted stock units shall vest over four years as follows: (i) one-quarter of the restricted stock units shall vest on January 11, 2025; and (ii) the remaining restricted stock units shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025. On January 11, 2024, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2025; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2025. /s/ Robert D. Dawson 2024-01-16