0001250853-22-000125.txt : 20221229 0001250853-22-000125.hdr.sgml : 20221229 20221229154018 ACCESSION NUMBER: 0001250853-22-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221228 FILED AS OF DATE: 20221229 DATE AS OF CHANGE: 20221229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson Robert D CENTRAL INDEX KEY: 0001710872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 221498744 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD., BLDG. 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-12-28 0 0000740664 R F INDUSTRIES LTD RFIL 0001710872 Dawson Robert D 7610 MIRAMAR RD., BLDG. 6000 SAN DIEGO CA 92126 1 1 0 0 President and CEO Common Stock 2022-12-28 4 M 0 45000 1.9 A 155711 D Stock Option (right to buy) 1.9 2022-12-28 4 M 0 45000 0 D 2027-07-16 Common Stock 45000 25000 D On July 17, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock of the issuer. The option vested as to 10,000 shares on July 17, 2017 with the remaining 90,000 shares to vest in equal installments over the following nine years. On July 16, 2021, the reporting person entered into a new employment agreement with the issuer. Pursuant to such employment agreement, the vesting schedule of the July 17, 2017 option grant was revised, such that 25,000 of the unvested options would vest on July 17, 2022 and the remaining 25,000 unvested options would vest on July 17, 2023. /s/ Robert D. Dawson 2022-12-29