0001250853-22-000017.txt : 20220112 0001250853-22-000017.hdr.sgml : 20220112 20220112210347 ACCESSION NUMBER: 0001250853-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220110 FILED AS OF DATE: 20220112 DATE AS OF CHANGE: 20220112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson Robert D CENTRAL INDEX KEY: 0001710872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 22527683 MAIL ADDRESS: STREET 1: 7610 MIRAMAR RD., BLDG. 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-01-10 0 0000740664 R F INDUSTRIES LTD RFIL 0001710872 Dawson Robert D 7610 MIRAMAR RD., BLDG. 6000 SAN DIEGO CA 92126 1 1 0 0 President and CEO Common Stock 2022-01-10 4 A 0 23333 0 A 113410 D Common Stock 2022-01-12 4 F 0 1137 7.3 D 112273 D Stock Option (right to buy) 7.11 2022-01-10 4 A 0 46667 0 A 2032-01-09 Common Stock 46667 46667 D Provided the Reporting Person is still employed with the Issuer on the following dates, the shares of restricted stock vest as follows: (i) one-quarter of the restricted shares and options shall vest on January 10, 2023; and (ii) the remaining restricted shares and options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023. On January 10, 2022 the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 10, 2023; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 10, 2023. /s/ Robert D. Dawson 2022-01-12