0001250853-12-000073.txt : 20120919 0001250853-12-000073.hdr.sgml : 20120919 20120919212325 ACCESSION NUMBER: 0001250853-12-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120917 FILED AS OF DATE: 20120919 DATE AS OF CHANGE: 20120919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doss James CENTRAL INDEX KEY: 0001388927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 121100795 MAIL ADDRESS: STREET 1: 7610 MIRAMAR ROAD, BUILDING 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 8585496340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-17 0 0000740664 R F INDUSTRIES LTD RFIL 0001388927 Doss James 7610 MIRAMAR ROAD, BUILDING 6000 SAN DIEGO CA 92126 0 1 0 0 President, CFO and Secretary Common Stock 2012-09-17 4 M 0 600 2.025 A 600 D Common Stock 2012-09-17 4 S 0 600 4.4 D 0 D Common Stock 2012-09-19 4 M 0 30 2.025 A 30 D Common Stock 2012-09-19 4 S 0 30 4.35 D 0 D Common Stock 2012-09-19 4 M 0 500 2.025 A 500 D Common Stock 2012-09-19 4 S 0 500 4.34 D 0 D Common Stock 2012-09-19 4 M 0 1536 2.025 A 1536 D Common Stock 2012-09-19 4 S 0 1536 4.33 D 0 D Stock Option 2.025 2012-09-17 4 M 0 600 0 D 2014-10-31 Common Stock 600 3400 D Stock Option 2.025 2012-09-19 4 M 0 30 0 D 2014-10-31 Common Stock 30 3370 D Stock Option 2.025 2012-09-19 4 M 0 500 0 D 2014-10-31 Common Stock 500 2870 D Stock Option 2.025 2012-09-19 4 M 0 1536 0 D 2014-10-31 Common Stock 1536 1334 D The stock option, representing the right to purchase up to a total of 4,000 shares of Issuer common stock, vested as to 1,333 shares on October 31, 2010 and 2011, respectively, and the stock option is to vest as to the last installment of 1,334 shares on October 31, 2012, provided the Reporting Person remains in the continuous employ of the Issuer on such vesting date. /s/ James Doss 2012-09-19