0001144204-16-105416.txt : 20160527 0001144204-16-105416.hdr.sgml : 20160527 20160527134553 ACCESSION NUMBER: 0001144204-16-105416 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 1 13p-1 1.01 20151231 FILED AS OF DATE: 20160527 DATE AS OF CHANGE: 20160527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 161681504 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 858-549-6340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 SD 1 v440955_sd.htm SPECIALIZED DISCLOSURE REPORT

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM SD

 

Specialized Disclosure Report

 

  RF INDUSTRIES, LTD  
  (Exact name of registrant as specified in its charter)  

 

Nevada 

(State or Other Jurisdiction
of Incorporation)

0-13301

(Commission File Number)

88-0168936

(I.R.S. Employer
Identification No.)

 

7610 Miramar Road, Bldg. 6000,

San Diego, California 92126-4202

(Address of Principal Executive Offices)

 

Johnny Walker

(858) 549-6340

(Name and telephone number, including area code, of the person to
contact in connection with this report.)

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

xRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015

 

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01    Conflict Minerals Disclosure and Report

 

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), as amended, RF Industries, Ltd. (“RFI”) undertook due diligence to determine the conflict minerals status of the necessary conflict minerals used in its cable assembly and interconnect business for calendar year 2015. RFI conducted an analysis of its products and found that the SEC defined “conflict minerals” used in its products consisted of tin and gold. Further, RFI has determined in good faith that for calendar year 2015, its conflict minerals status resulting from its due diligence efforts shows such conflict minerals did not originate in the Democratic Republic of the Congo or an adjoining country.

 

RFI’s due diligence measures were based on the Electronic Industry Citizenship Coalition and Global e-Sustainability (“EICC/GeSI”) initiative with the smelters and refiners of conflict minerals who provide tin and gold to our suppliers. As a company in the cable assembly and interconnect business, RFI is several levels removed from the actual mining of conflict minerals. RFI does not make purchases of unrefined conflict minerals and makes no purchases in the Covered Countries (as defined in the Rule).

 

RFI’s due diligence measures included a Reasonable Country of Origin Inquiry as follows:

  - Conducting a supply-chain survey with direct suppliers of materials containing conflict minerals using the EICC/GeSI Conflict Minerals Reporting Template to identify the smelters and refiners.

 

  - Comparing the smelters and refiners identified in the supply-chain survey against the list of smelter facilities which have been identified as “conflict free” by programs such as the EICC/GeSI Conflict Free Smelter (CFS) program for tantalum, tin, tungsten and gold.

 

As a result of the due diligence measures described above, RFI has determined that the tin and gold used in its cable assembly services and interconnect products did not originate in the Democratic Republic of the Congo or an adjoining country.

 

A copy of RFI’s Conflict Minerals Disclosure is publicly available at www.rfindustries.com.

 

Item 1.02    Exhibit

 

Not required.

  

Section 2 - Exhibits

 

Item 2.01    Exhibits

 

None.

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

May 27, 2016

RF INDUSTRIES, LTD 

   
 

By: /s/ JOHNNY WALKER

Johnny Walker

Chief Executive Officer