-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C6L0KSe2krEhCC76HiPv8Ix2dcbjkFdiLVKWfJg4xwdVUKIKfDz0WqSFxGLd5YLq LKXYGErlTKnbDkL9IGhUmA== 0000740664-02-000053.txt : 20021105 0000740664-02-000053.hdr.sgml : 20021105 20021104174600 ACCESSION NUMBER: 0000740664-02-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13301 FILM NUMBER: 02808938 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 8585496340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] RELATIONSHIP: OFFICER IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126-2313 BUSINESS PHONE: 8585496340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 4 1 form4gross02.txt FORM 4 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person GROSS, TERRIE A. 7610 MIRAMAR ROAD, SUITE 6000 SAN DIEGO, CA 92126-4202 2. Issuer Name and Ticker or Trading Symbol RF INDUSTRIES, LTD (RFIL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 10/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) () Director ( ) 10% Owner (X ) Officer (give title below) ( ) Other (specify below) CHIEF FINANCIAL OFFICER 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. |2A. | 3. |4.Securities Acquired (A) |5.Amount of |6.Ownership |7.Nature of | |Trans- |Deemed |Trans- | or Disposed of (D) | Securities | Form: | Indirect | |action |Execution|action | (Inst.3,4 and 5 | Beneficially | Direct(D)or | Beneficial | | |Date, if | Code | | A/| | Owned Follow- | Indirect(I) | Ownership | | Date | any | Code|V| Amount | D | Price | ing Reported | (Instr.4) | (Instr.4) | | | | | | | | Transaction(s)| | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
FORM 5 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, covertible securities) - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De|6.Date Exer |7.Title and Amount|8.Price|9.Number |10. |11.Nature of| Derivitive |version |Trans-|Deemed |Trans-| rivative Secu| cisable and | of Underlying |of Deri|of Deriva |Dir |Indirect | Secutiry |or Exer |action|Execution|action| rities Acqui | Expiration | Securities |vative |tive |ect |Beneficial | (Instr.3) |cise | |Date, if |Code | red(A) or Dis|Date(Month/ | (Instr.3 & 4) |Secu |Securities|(D) |Ownership | |Price of| |any |(Instr| posed of(D) | Day/Year) | |rity |Benefi |or | | |Deriva- | | | 8) | Instr.3,4 & 5| Date |Expir | | |ficially |Ind | | |tive | | | | | | Exer-|ation | |Amount or| |Owned at |ire | | |Secu- | | | | | | cisa-|Date | |Number of| |End of |ct | | |rity |Date | | | (A) | (D) | ble | | Title |Shares | |Year |(I) | | - -----------------------------------------------------------------------------------------------------------------------------------| STOCK OPTION $1.76 10/ A 2,000 10/ 10/ COMMON 2,000 -0- D 31/ 31/ 31/ 2002 2003 2012 - ------------------------------------------------------------------------------------------------------------------------------------ STOCK OPTION $2.07 10/ A 2,000 10/ 10/ COMMON 2,000 -0- D 31/ 31/ 31/ 2002 2003 2012 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses:
/s/ Terrie A. Gross November 4, 2002 --------------------------------- ------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----