-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IIF9K+B6bO7t3ctK/kMQnoSTzJXoPz/l/kon3pRO47B+V7B9qKHeO5kiF1NEdubk j4WnTEAb30X8sJwWpMbrSA== 0000740272-01-500014.txt : 20020412 0000740272-01-500014.hdr.sgml : 20020412 ACCESSION NUMBER: 0000740272-01-500014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HGK ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000740272 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 521296988 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01321 FILM NUMBER: 1800567 BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 2601 CITY: JERSEY CITY STATE: NY ZIP: 07310 BUSINESS PHONE: 2016593700 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 2601 CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS GREENHOUSE KUTZEL INC DATE OF NAME CHANGE: 19890714 13F-HR 1 o13f01.txt HGK - SEPT 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION " WASHINGTON, D.C.20549" FORM 13F FORM 13F COVER PAGE "Report for the Quarter ended: Sept 30, 2001" Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: "Name: HGK Asset Management, Inc." Address: Suite 2601 Newport Tower 525 Washington Boulevard Jersey City New Jersey NJ07310 13F File Number : 28 - 1321 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized "to submit it, that all information contained herein is true, correct and" "complete, and that it is understood that all required items, statements," "schedules, lists, tables, are considered integral parts of this form." Person signing this report on Behalf of Reporting Manager: Name: Jeffrey T. Harris Title: President Phone: 201-659-3700 "Signature, Place, and Date of Signing:" " Jeffrey T. Harris Jersey City, New Jersey July 16, 2001" Report Type (Check only one) : [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT 0F 1934. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 96 178 Form 13F Information Table Value Total: $655914 "$34,996,982 " List of Other Included Managers: NONE FORM 13F INFORMATION TABLE ISSUER CLASS CUSIP VALUE SHRS OR SH/PUT/ INVSTMTOTHER VTG AUTH (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADC TELECOM Common Stock 886101 1273 252000 SOLE NONE 252000 0 0 ALCOA Common Stock 13817101 14794 381292 SOLE NONE 381292 0 0 AMERADA HESS CORP Common Stock 23551104 11685 205400 SOLE NONE 205400 0 0 AOL TIME WARNER Common Stock 00184A105 257 7000 SOLE NONE 7000 0 0 APACHE Common Stock 37411105 1388 29500 SOLE NONE 29500 0 0 APPLIED MATERIALS I Common Stock 38222105 8880 229100 SOLE NONE 229100 0 0 ATMEL Common Stock 49513104 1509 166600 SOLE NONE 166600 0 0 AUTOMATIC DATA Common Stock 53015103 12180 215050 SOLE NONE 215050 0 0 BAKER HUGHES Common Stock 57224107 7894 242000 SOLE NONE 242000 0 0 BANK OF AMERICA Common Stock 60505104 14792 227600 SOLE NONE 227600 0 0 BECTON DICKINSON Common Stock 75887109 1654 51200 SOLE NONE 51200 0 0 BRISTOL-MYERS SQUIB Common Stock 110122108 9171 164500 SOLE NONE 164500 0 0 BRUNSWICK CORP Common Stock 117043109 8943 471900 SOLE NONE 471900 0 0 BURLINGTON NORTHERN Common Stock 12189T104 2895 98700 SOLE NONE 98700 0 0 CALLAWAY GOLF COMPA Common Stock 131193104 1059 66000 SOLE NONE 66000 0 0 CENTURYTEL Common Stock 156700106 1721 50900 SOLE NONE 50900 0 0 CHEVRONTEXACO CORP Common Stock 166764100 15138 174847 SOLE NONE 174847 0 0 CINERGY CORP Common Stock 172474108 1630 52800 SOLE NONE 52800 0 0 COMPAQ COMPUTER Common Stock 204493100 5477 558900 SOLE NONE 558900 0 0 COMPUTER ASSOCIATES Common Stock 204912109 8065 264600 SOLE NONE 264600 0 0 CONAGRA INC Common Stock 205887102 12897 556400 SOLE NONE 556400 0 0 CONSOLIDATED EDISON Common Stock 209115104 1656 42300 SOLE NONE 42300 0 0 CROMPTON CORP Common Stock 227116100 1567 175500 SOLE NONE 175500 0 0 CYPRESS SEMICONDUCT Common Stock 232806109 1553 66700 SOLE NONE 66700 0 0 DEAN FOODS Common Stock 242361103 2013 44300 SOLE NONE 44300 0 0 DEERE Common Stock 244199105 8534 219000 SOLE NONE 219000 0 0 DIAMOND OFFSHORE DR Common Stock 25271C102 1041 38800 SOLE NONE 38800 0 0 DIME BANCORP Common Stock 25429Q102 1880 52100 SOLE NONE 52100 0 0 DOVER Common Stock 260003108 7530 200100 SOLE NONE 200100 0 0 DOW CHEMICAL Common Stock 260543103 292 7700 SOLE NONE 7700 0 0 DU PONT(E.I.)DE NEM Common Stock 263534109 10521 230476 SOLE NONE 230476 0 0 EASTMAN KODAK Common Stock 277461109 283 9500 SOLE NONE 9500 0 0 EMERSON ELECTRIC Common Stock 291011104 11157 212600 SOLE NONE 212600 0 0 FEDERATED DEPT STOR Common Stock 31410H101 1563 40900 SOLE NONE 40900 0 0 FLEET BOSTON FINANC Common Stock 339030108 13523 358900 SOLE NONE 358900 0 0 GANNETT Common Stock 364730101 11168 166000 SOLE NONE 166000 0 0 GENERAL MOTORS Common Stock 370442105 12134 254431 SOLE NONE 254431 0 0 GUIDANT CORP Common Stock 401698105 12613 250000 SOLE NONE 250000 0 0 HAWAIIAN ELECTRIC Common Stock 419870100 1772 47000 SOLE NONE 47000 0 0 HEINZ (H.J.) Common Stock 423074103 11110 284650 SOLE NONE 284650 0 0 INGERSOLL-RAND Common Stock 456866102 13378 322200 SOLE NONE 322200 0 0 INT'L BUSINESS MACH Common Stock 459200101 14084 122100 SOLE NONE 122100 0 0 INTEL CORP Common Stock 458140100 12495 402300 SOLE NONE 402300 0 0 JOHNSON & JOHNSON Common Stock 478160104 11182 183400 SOLE NONE 183400 0 0 JP MORGAN CHASE Common Stock 46625H100 11782 299120 SOLE NONE 299120 0 0 KEYCORP Common Stock 493267108 1709 73800 SOLE NONE 73800 0 0 KEYSPAN Common Stock 49337W100 10703 314050 SOLE NONE 314050 0 0 KIMBERLY-CLARK Common Stock 494368103 11733 205300 SOLE NONE 205300 0 0 LANCASTER COLONY Common Stock 513847103 1712 52800 SOLE NONE 52800 0 0 LEAR CORPORATION Common Stock 521865105 2059 58600 SOLE NONE 58600 0 0 LEGGETT & PLATT INC Common Stock 524660107 2117 94000 SOLE NONE 94000 0 0 LINCOLN NATIONAL Common Stock 534187109 14689 312000 SOLE NONE 312000 0 0 MARATHON OIL CORP Common Stock 902905827 14275 515700 SOLE NONE 515700 0 0 McDONALD'S CORP Common Stock 580135101 11026 400650 SOLE NONE 400650 0 0 MEAD CORP Common Stock 582834107 11257 368000 SOLE NONE 368000 0 0 MERCK & CO Common Stock 589331107 12942 196300 SOLE NONE 196300 0 0 MOTOROLA Common Stock 620076109 8897 503500 SOLE NONE 503500 0 0 MYLAN LABS INC Common Stock 628530107 1771 51600 SOLE NONE 51600 0 0 NETWORK ASSOCIATES Common Stock 640938106 2117 93600 SOLE NONE 93600 0 0 NEW YORK TIMES - CL Common Stock 650111107 2122 47000 SOLE NONE 47000 0 0 NEWELL RUBBERMAID Common Stock 651229106 12522 471300 SOLE NONE 471300 0 0 NORFOLK SOUTHERN Common Stock 655844108 6290 324900 SOLE NONE 324900 0 0 NUCOR CORP Common Stock 670346105 2151 43500 SOLE NONE 43500 0 0 PARKER HANNIFIN Common Stock 701094104 1734 43800 SOLE NONE 43800 0 0 PROCTOR & GAMBLE Common Stock 742718109 251 3200 SOLE NONE 3200 0 0 REYNOLDS & REYNOLDS Common Stock 761695105 1910 75500 SOLE NONE 75500 0 0 SBC COMMUNICATIONS Common Stock 78387G103 10670 271850 SOLE NONE 271850 0 0 SEARS ROEBUCK Common Stock 812387108 12967 287400 SOLE NONE 287400 0 0 SHERWIN WILLIAMS Common Stock 824348106 2075 74200 SOLE NONE 74200 0 0 SOUTHTRUST Common Stock 844730101 1787 73100 SOLE NONE 73100 0 0 SOVEREIGN BANCORP Common Stock 845905108 2214 191000 SOLE NONE 191000 0 0 STONE ENERGY Common Stock 861642106 1137 31000 SOLE NONE 31000 0 0 SUN MICROSYSTEMS Common Stock 866810104 7046 550000 SOLE NONE 550000 0 0 SUN TRUST BANKS Common Stock 867914103 10444 160500 SOLE NONE 160500 0 0 SUPERVALU INC Common Stock 868536103 14148 618100 SOLE NONE 618100 0 0 SYMANTEC Common Stock 871503108 1731 27400 SOLE NONE 27400 0 0 TELLABS Common Stock 879664100 5350 321500 SOLE NONE 321500 0 0 TERADYNE INC Common Stock 880770102 1848 68300 SOLE NONE 68300 0 0 TEXTRON Common Stock 883203101 2111 53400 SOLE NONE 53400 0 0 THE MEN'S WEARHOUSE Common Stock 587118100 1427 61200 SOLE NONE 61200 0 0 TORCHMARK Common Stock 891027104 15602 394700 SOLE NONE 394700 0 0 TYCO INTL LTD Common Stock 902124106 307 5300 SOLE NONE 5300 0 0 UNION PLANTERS CORP Common Stock 908068109 1903 43400 SOLE NONE 43400 0 0 UNITED TECHNOLOGIES Common Stock 913017109 12863 216000 SOLE NONE 216000 0 0 WASHINGTON MUTUAL I Common Stock 939322103 12144 366775 SOLE NONE 366775 0 0 WENDY'S INT'L INC Common Stock 950590109 2036 67900 SOLE NONE 67900 0 0 WILLIAMS COS Common Stock 969457100 12006 425000 SOLE NONE 425000 0 0 WORLDCOM Common Stock 98157D106 6115 422600 SOLE NONE 422600 0 0 ZIMMER HOLDINGS INC Common Stock 98956P102 690 22400 SOLE NONE 22400 0 0 ADC TELECOM Common Stock 886101 1273 252000 SOLE NONE 252000 0 0 ALCOA Common Stock 13817101 14794 381292 SOLE NONE 381292 0 0 AMERADA HESS CORP Common Stock 23551104 11685 205400 SOLE NONE 205400 0 0 AOL TIME WARNER Common Stock 00184A105 257 7000 SOLE NONE 7000 0 0 APACHE Common Stock 37411105 1388 29500 SOLE NONE 29500 0 0 APPLIED MATERIALS I Common Stock 38222105 8880 229100 SOLE NONE 229100 0 0 ATMEL Common Stock 49513104 1509 166600 SOLE NONE 166600 0 0 AUTOMATIC DATA Common Stock 53015103 12180 215050 SOLE NONE 215050 0 0 BAKER HUGHES Common Stock 57224107 7894 242000 SOLE NONE 242000 0 0 BANK OF AMERICA Common Stock 60505104 14792 227600 SOLE NONE 227600 0 0 BECTON DICKINSON Common Stock 75887109 1654 51200 SOLE NONE 51200 0 0 BRISTOL-MYERS SQUIB Common Stock 110122108 9171 164500 SOLE NONE 164500 0 0 BRUNSWICK CORP Common Stock 117043109 8943 471900 SOLE NONE 471900 0 0 BURLINGTON NORTHERN Common Stock 12189T104 2895 98700 SOLE NONE 98700 0 0 CALLAWAY GOLF COMPA Common Stock 131193104 1059 66000 SOLE NONE 66000 0 0 CENTURYTEL Common Stock 156700106 1721 50900 SOLE NONE 50900 0 0 CHEVRONTEXACO CORP Common Stock 166764100 15138 174847 SOLE NONE 174847 0 0 CINERGY CORP Common Stock 172474108 1630 52800 SOLE NONE 52800 0 0 COMPAQ COMPUTER Common Stock 204493100 5477 558900 SOLE NONE 558900 0 0 COMPUTER ASSOCIATES Common Stock 204912109 8065 264600 SOLE NONE 264600 0 0 CONAGRA INC Common Stock 205887102 12897 556400 SOLE NONE 556400 0 0 CONSOLIDATED EDISON Common Stock 209115104 1656 42300 SOLE NONE 42300 0 0 CROMPTON CORP Common Stock 227116100 1567 175500 SOLE NONE 175500 0 0 CYPRESS SEMICONDUCT Common Stock 232806109 1553 66700 SOLE NONE 66700 0 0 DEAN FOODS Common Stock 242361103 2013 44300 SOLE NONE 44300 0 0 DEERE Common Stock 244199105 8534 219000 SOLE NONE 219000 0 0 DIAMOND OFFSHORE DR Common Stock 25271C102 1041 38800 SOLE NONE 38800 0 0 DIME BANCORP Common Stock 25429Q102 1880 52100 SOLE NONE 52100 0 0 DOVER Common Stock 260003108 7530 200100 SOLE NONE 200100 0 0 DOW CHEMICAL Common Stock 260543103 292 7700 SOLE NONE 7700 0 0 DU PONT(E.I.)DE NEM Common Stock 263534109 10521 230476 SOLE NONE 230476 0 0 EASTMAN KODAK Common Stock 277461109 283 9500 SOLE NONE 9500 0 0 EMERSON ELECTRIC Common Stock 291011104 11157 212600 SOLE NONE 212600 0 0 FEDERATED DEPT STOR Common Stock 31410H101 1563 40900 SOLE NONE 40900 0 0 FLEET BOSTON FINANC Common Stock 339030108 13523 358900 SOLE NONE 358900 0 0 GANNETT Common Stock 364730101 11168 166000 SOLE NONE 166000 0 0 GENERAL MOTORS Common Stock 370442105 12134 254431 SOLE NONE 254431 0 0 GUIDANT CORP Common Stock 401698105 12613 250000 SOLE NONE 250000 0 0 HAWAIIAN ELECTRIC Common Stock 419870100 1772 47000 SOLE NONE 47000 0 0 HEINZ (H.J.) Common Stock 423074103 11110 284650 SOLE NONE 284650 0 0 INGERSOLL-RAND Common Stock 456866102 13378 322200 SOLE NONE 322200 0 0 INT'L BUSINESS MACH Common Stock 459200101 14084 122100 SOLE NONE 122100 0 0 INTEL CORP Common Stock 458140100 12495 402300 SOLE NONE 402300 0 0 JOHNSON & JOHNSON Common Stock 478160104 11182 183400 SOLE NONE 183400 0 0 JP MORGAN CHASE Common Stock 46625H100 11782 299120 SOLE NONE 299120 0 0 KEYCORP Common Stock 493267108 1709 73800 SOLE NONE 73800 0 0 KEYSPAN Common Stock 49337W100 10703 314050 SOLE NONE 314050 0 0 KIMBERLY-CLARK Common Stock 494368103 11733 205300 SOLE NONE 205300 0 0 LANCASTER COLONY Common Stock 513847103 1712 52800 SOLE NONE 52800 0 0 LEAR CORPORATION Common Stock 521865105 2059 58600 SOLE NONE 58600 0 0 LEGGETT & PLATT INC Common Stock 524660107 2117 94000 SOLE NONE 94000 0 0 LINCOLN NATIONAL Common Stock 534187109 14689 312000 SOLE NONE 312000 0 0 MARATHON OIL CORP Common Stock 902905827 14275 515700 SOLE NONE 515700 0 0 McDONALD'S CORP Common Stock 580135101 11026 400650 SOLE NONE 400650 0 0 MEAD CORP Common Stock 582834107 11257 368000 SOLE NONE 368000 0 0 MERCK & CO Common Stock 589331107 12942 196300 SOLE NONE 196300 0 0 MOTOROLA Common Stock 620076109 8897 503500 SOLE NONE 503500 0 0 MYLAN LABS INC Common Stock 628530107 1771 51600 SOLE NONE 51600 0 0 NETWORK ASSOCIATES Common Stock 640938106 2117 93600 SOLE NONE 93600 0 0 NEW YORK TIMES - CL Common Stock 650111107 2122 47000 SOLE NONE 47000 0 0 NEWELL RUBBERMAID Common Stock 651229106 12522 471300 SOLE NONE 471300 0 0 NORFOLK SOUTHERN Common Stock 655844108 6290 324900 SOLE NONE 324900 0 0 NUCOR CORP Common Stock 670346105 2151 43500 SOLE NONE 43500 0 0 PARKER HANNIFIN Common Stock 701094104 1734 43800 SOLE NONE 43800 0 0 PROCTOR & GAMBLE Common Stock 742718109 251 3200 SOLE NONE 3200 0 0 REYNOLDS & REYNOLDS Common Stock 761695105 1910 75500 SOLE NONE 75500 0 0 SBC COMMUNICATIONS Common Stock 78387G103 10670 271850 SOLE NONE 271850 0 0 SEARS ROEBUCK Common Stock 812387108 12967 287400 SOLE NONE 287400 0 0 SHERWIN WILLIAMS Common Stock 824348106 2075 74200 SOLE NONE 74200 0 0 SOUTHTRUST Common Stock 844730101 1787 73100 SOLE NONE 73100 0 0 SOVEREIGN BANCORP Common Stock 845905108 2214 191000 SOLE NONE 191000 0 0 STONE ENERGY Common Stock 861642106 1137 31000 SOLE NONE 31000 0 0 SUN MICROSYSTEMS Common Stock 866810104 7046 550000 SOLE NONE 550000 0 0 SUN TRUST BANKS Common Stock 867914103 10444 160500 SOLE NONE 160500 0 0 SUPERVALU INC Common Stock 868536103 14148 618100 SOLE NONE 618100 0 0 SYMANTEC Common Stock 871503108 1731 27400 SOLE NONE 27400 0 0 TELLABS Common Stock 879664100 5350 321500 SOLE NONE 321500 0 0 TERADYNE INC Common Stock 880770102 1848 68300 SOLE NONE 68300 0 0 TEXTRON Common Stock 883203101 2111 53400 SOLE NONE 53400 0 0 THE MEN'S WEARHOUSE Common Stock 587118100 1427 61200 SOLE NONE 61200 0 0 TORCHMARK Common Stock 891027104 15602 394700 SOLE NONE 394700 0 0 TYCO INTL LTD Common Stock 902124106 307 5300 SOLE NONE 5300 0 0 UNION PLANTERS CORP Common Stock 908068109 1903 43400 SOLE NONE 43400 0 0 UNITED TECHNOLOGIES Common Stock 913017109 12863 216000 SOLE NONE 216000 0 0 WASHINGTON MUTUAL I Common Stock 939322103 12144 366775 SOLE NONE 366775 0 0 WENDY'S INT'L INC Common Stock 950590109 2036 67900 SOLE NONE 67900 0 0 WILLIAMS COS Common Stock 969457100 12006 425000 SOLE NONE 425000 0 0 WORLDCOM Common Stock 98157D106 6115 422600 SOLE NONE 422600 0 0 ZIMMER HOLDINGS INC Common Stock 98956P102 690 22400 SOLE NONE 22400 0 0 TOTAL 1181482 34996982 34996982 -----END PRIVACY-ENHANCED MESSAGE-----