0000740260-21-000138.txt : 20210603 0000740260-21-000138.hdr.sgml : 20210603 20210603170652 ACCESSION NUMBER: 0000740260-21-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAFARO DEBRA A CENTRAL INDEX KEY: 0001215188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10989 FILM NUMBER: 21993414 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ventas, Inc. CENTRAL INDEX KEY: 0000740260 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 611055020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 3126603800 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: VENTAS INC DATE OF NAME CHANGE: 19980507 4 1 wf-form4_162275437440967.xml FORM 4 X0306 4 2021-06-01 0 0000740260 Ventas, Inc. VTR 0001215188 CAFARO DEBRA A 353 N. CLARK STREET SUITE 3300 CHICAGO IL 60654 1 1 0 0 Chairman and CEO Common Stock 2021-06-01 4 M 0 18076 46.88 A 759352 D Common Stock 2021-06-01 4 S 0 18076 55.8183 D 741276 D Common Stock 5000 I By Family Trust Common Stock 127533 I By 2020 Trust Stock Option (Right to Buy) 46.88 2021-06-01 4 M 0 18076 0 D 2012-01-18 2022-01-18 Common Stock 18076.0 2211101 D This transaction was effected pursuant to a pre-arranged Rule 10b5-1 trading plan previously adopted by the Reporting Person. The price reported is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.53 to $56.17, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Reflects shares held by the Cafaro Family Trust. Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares. Reflects shares held by the Debra A. Cafaro 2020 Trust. Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares. These options vested in three equal annual installments beginning on the date of grant. Represents total number of unexercised options to purchase shares of Issuer's common stock held directly by the Reporting Person. Debra A. Cafaro By: /s/ Carey S. Roberts, Attorney-In-Fact 2021-06-03