0000740260-14-000243.txt : 20141203 0000740260-14-000243.hdr.sgml : 20141203 20141203181150 ACCESSION NUMBER: 0000740260-14-000243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VENTAS INC CENTRAL INDEX KEY: 0000740260 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 611055020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (877) 483-6827 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAFARO DEBRA A CENTRAL INDEX KEY: 0001215188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10989 FILM NUMBER: 141264649 MAIL ADDRESS: STREET 1: 353 N. CLARK STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 wf-form4_141764830045847.xml FORM 4 X0306 4 2014-12-01 0 0000740260 VENTAS INC VTR 0001215188 CAFARO DEBRA A 353 N. CLARK STREET SUITE 3300 CHICAGO IL 60654 1 1 0 0 Chairman and CEO Common Stock 2014-12-01 4 M 0 29872 41.54 A 551958 D Common Stock 2014-12-01 4 S 0 29872 72.5174 D 522086 D Common Stock 2014-12-02 4 M 0 17746 41.54 A 539832 D Common Stock 2014-12-02 4 S 0 17746 72.5334 D 522086 D Common Stock 2014-12-01 4 M 0 57986 41.54 A 62986 I By Trust Common Stock 2014-12-01 4 S 0 57986 72.5174 D 5000 I By Trust Common Stock 2014-12-02 4 M 0 37250 41.54 A 42250 I By Trust Common Stock 2014-12-02 4 S 0 37250 72.5334 D 5000 I By Trust Stock Option (Right to Buy) 41.54 2014-12-01 4 M 0 29872 0 D 2008-01-22 2018-01-22 Common Stock 29872.0 65363 D Stock Option (Right to Buy) 41.54 2014-12-02 4 M 0 17746 0 D 2008-01-22 2018-01-22 Common Stock 17746.0 47617 D Stock Option (Right to Buy) 41.54 2014-12-01 4 M 0 57986 0 D 2008-01-22 2018-01-22 Common Stock 57986.0 132485 I By Trust Stock Option (Right to Buy) 41.54 2014-12-02 4 M 0 37250 0 D 2008-01-22 2018-01-22 Common Stock 37250.0 95235 I By Trust On December 1, 2014, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.50 to $72.65, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.50 to $72.55, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). On December 1, 2014, The Debra A. Cafaro Insurance Trust (the "Trust")(of which Reporting Person's spouse is the trustee) transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Trust. The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $72.50 to $72.65, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5). The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $72.50 to $72.55, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6). Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares. These options were part of a previously reported grant of 428,560 on January 22, 2008 by the Issuer to the Reporting Person (a portion of which was subsequently gifted to the Trust) that vested in three equal installments beginning on January 22, 2008. As of December 2, 2014, Reporting Person owns directly and indirectly by trust options to purchase an aggregate of 1,217,146 shares of Issuer's common stock. Debra A. Cafaro, By: T. Richard Riney, Attorney-In-Fact 2014-12-03