0000740260-14-000243.txt : 20141203
0000740260-14-000243.hdr.sgml : 20141203
20141203181150
ACCESSION NUMBER: 0000740260-14-000243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141203
DATE AS OF CHANGE: 20141203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VENTAS INC
CENTRAL INDEX KEY: 0000740260
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 611055020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (877) 483-6827
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAFARO DEBRA A
CENTRAL INDEX KEY: 0001215188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10989
FILM NUMBER: 141264649
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_141764830045847.xml
FORM 4
X0306
4
2014-12-01
0
0000740260
VENTAS INC
VTR
0001215188
CAFARO DEBRA A
353 N. CLARK STREET
SUITE 3300
CHICAGO
IL
60654
1
1
0
0
Chairman and CEO
Common Stock
2014-12-01
4
M
0
29872
41.54
A
551958
D
Common Stock
2014-12-01
4
S
0
29872
72.5174
D
522086
D
Common Stock
2014-12-02
4
M
0
17746
41.54
A
539832
D
Common Stock
2014-12-02
4
S
0
17746
72.5334
D
522086
D
Common Stock
2014-12-01
4
M
0
57986
41.54
A
62986
I
By Trust
Common Stock
2014-12-01
4
S
0
57986
72.5174
D
5000
I
By Trust
Common Stock
2014-12-02
4
M
0
37250
41.54
A
42250
I
By Trust
Common Stock
2014-12-02
4
S
0
37250
72.5334
D
5000
I
By Trust
Stock Option (Right to Buy)
41.54
2014-12-01
4
M
0
29872
0
D
2008-01-22
2018-01-22
Common Stock
29872.0
65363
D
Stock Option (Right to Buy)
41.54
2014-12-02
4
M
0
17746
0
D
2008-01-22
2018-01-22
Common Stock
17746.0
47617
D
Stock Option (Right to Buy)
41.54
2014-12-01
4
M
0
57986
0
D
2008-01-22
2018-01-22
Common Stock
57986.0
132485
I
By Trust
Stock Option (Right to Buy)
41.54
2014-12-02
4
M
0
37250
0
D
2008-01-22
2018-01-22
Common Stock
37250.0
95235
I
By Trust
On December 1, 2014, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Reporting Person.
The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.50 to $72.65, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.50 to $72.55, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
On December 1, 2014, The Debra A. Cafaro Insurance Trust (the "Trust")(of which Reporting Person's spouse is the trustee) transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Trust.
The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $72.50 to $72.65, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $72.50 to $72.55, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
These options were part of a previously reported grant of 428,560 on January 22, 2008 by the Issuer to the Reporting Person (a portion of which was subsequently gifted to the Trust) that vested in three equal installments beginning on January 22, 2008.
As of December 2, 2014, Reporting Person owns directly and indirectly by trust options to purchase an aggregate of 1,217,146 shares of Issuer's common stock.
Debra A. Cafaro, By: T. Richard Riney, Attorney-In-Fact
2014-12-03